SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,139
- +128 vs. Q3 2023
- Shares held
- 32.3M
- +6.95M (+27.4%) vs. Q3 2023
- Total value
- $11.9B
- +$3.41B (+40.1%) vs. Q3 2023
- New holders
- 182
- 338 more added
- Sold out
- 54
- 343 more reduced
14 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Apollon Wealth Management, LLC | 124,342 | $46.9M | 1.62% | +44,894+56.5% | Added |
| Susquehanna International Group, LLP | 125,550 | $47.3M | 0.08% | +58,084+86.1% | Added |
| HighTower Advisors, LLC | 147,497 | $55.6M | 0.09% | +23,175+18.6% | Added |
| Stifel Financial Corp | 153,989 | $58.0M | 0.07% | +32,826+27.1% | Added |
| Truist Financial Corp | 159,080 | $60.0M | 0.10% | −1,761−1.1% | Reduced |
| Chartist Inc | 166,268 | $62.7M | 41.93% | −6,089−3.5% | Reduced |
| BNP Paribas Arbitrage, SA | 170,339 | $64.2M | 0.12% | −22,133−11.5% | Reduced |
| AE Wealth Management LLC | 173,169 | $66.0M | 0.34% | +20,421+13.4% | Added |
| Total Investment Management Inc | 177,390 | $66.9M | 8.49% | +1,419+0.8% | Added |
| Capital Wealth Planning, LLC | 195,250 | $73.6M | 0.84% | +167,401+601.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 200,659 | $75.6M | 0.12% | +5,247+2.7% | Added |
| Berkshire Money Management, Inc. | 200,791 | $75.7M | 10.07% | +2,227+1.1% | Added |
| The PNC Financial Services Group, Inc. | 203,743 | $76.8M | 0.06% | −3,935−1.9% | Reduced |
| Raymond James & Associates | 204,557 | $77.1M | 0.06% | −19,275−8.6% | Reduced |
| Arkansas Financial Group, Inc. | 232,483 | $87.6M | 16.20% | +269+0.1% | Added |
| Commonwealth Equity Services, LLC | 241,167 | $90.9M | 0.17% | −5,060−2.1% | Reduced |
| Citadel Advisors LLC | 245,350 | $92.5M | 0.09% | +242,883+9,845.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 250,688 | $94.5M | 0.40% | +99,604+65.9% | Added |
| Barclays PLC | 257,070 | $96.9M | 0.05% | +242,849+1,707.7% | Added |
| Advisor Group Holdings, Inc. | 286,715 | $108.0M | 0.19% | −93,107−24.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 291,534 | $109.9M | 0.12% | −2,799−1.0% | Reduced |
| Envestnet Asset Management Inc | 308,465 | $116.3M | 0.05% | −4,974−1.6% | Reduced |
| GTS Securities LLC | 329,511 | $124.2M | 2.68% | +252,860+329.9% | Added |
| Flow Traders U.S. LLC | 389,137 | $146.7M | 4.49% | +389,137 | New |
| IMC-Chicago, LLC | 408,197 | $153.8M | 4.90% | +408,197 | New |
| Credit Suisse AG | 422,706 | $159.3M | 0.16% | −35,658−7.8% | Reduced |
| JPMorgan Chase & Co | 426,664 | $160.8M | 0.02% | +196,261+85.2% | Added |
| Churchill Management Corp | 539,149 | $203.2M | 3.12% | −13,498−2.4% | Reduced |
| Ameriprise Financial Inc | 653,449 | $246.2M | 0.07% | −32,159−4.7% | Reduced |
| Bank of Montreal | 669,790 | $253.4M | 0.14% | +140,658+26.6% | Added |
| Millennium Management LLC | 1,516,091 | $306.1M | 0.29% | +1,396,011+1,162.6% | Added |
| UBS Group AG | 831,122 | $313.2M | 0.13% | −113,124−12.0% | Reduced |
| Jane Street Group, LLC | 965,177 | $363.7M | 0.44% | +931,237+2,743.8% | Added |
| Wells Fargo & Company | 1,229,578 | $463.4M | 0.13% | +2,448+0.2% | Added |
| Royal Bank of Canada | 1,275,951 | $480.9M | 0.12% | +496,509+63.7% | Added |
| LPL Financial LLC | 1,308,995 | $493.3M | 0.30% | +76,186+6.2% | Added |
| Goldman Sachs Group Inc | 1,537,195 | $579.3M | 0.13% | +1,175,665+325.2% | Added |
| Bank of America Corp | 2,074,144 | $781.7M | 0.09% | −402,374−16.2% | Reduced |
| Morgan Stanley | 4,943,056 | $1.86B | 0.16% | +1,773,725+56.0% | Added |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −229,682−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −191,481−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −130,631−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −105,874−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −79,223−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −68,879−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −46,081−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −43,780−100.0% | Sold out |
| Sykon Capital LLC | 0 | $0 | 0.00% | −30,578−100.0% | Sold out |
| XR Securities LLC | 0 | $0 | 0.00% | −13,376−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −12,366−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −11,366−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −10,359−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −5,256−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −4,395−100.0% | Sold out |
| Compass Ion Advisors, LLC | 0 | $0 | 0.00% | −3,562−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −3,380−100.0% | Sold out |
| Wexford Capital LP | 0 | $0 | 0.00% | −2,869−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −2,638−100.0% | Sold out |
| Hunting Hill Global Capital, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Peterson Wealth Management | 0 | $0 | 0.00% | −1,463−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −1,284−100.0% | Sold out |
| Waddell & Associates, LLC | 0 | $0 | 0.00% | −1,081−100.0% | Sold out |
| Gainplan LLC | 0 | $0 | 0.00% | −1,019−100.0% | Sold out |
| Simplicity Wealth,LLC | 0 | $0 | 0.00% | −991−100.0% | Sold out |
| Revisor Wealth Management LLC | 0 | $0 | 0.00% | −954−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −935−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| D. Scott Neal, Inc. | 0 | $0 | 0.00% | −883−100.0% | Sold out |
| Bokf, NA | 0 | $0 | 0.00% | −868−100.0% | Sold out |
| KFG Wealth Management, LLC | 0 | $0 | 0.00% | −834−100.0% | Sold out |
| Little House Capital LLC | 0 | $0 | 0.00% | −828−100.0% | Sold out |
| Cassaday & Co Wealth Management LLC | 0 | $0 | 0.00% | −824−100.0% | Sold out |
| RIA Advisory Group LLC | 0 | $0 | 0.00% | −783−100.0% | Sold out |
| Financial Management Network Inc | 0 | $0 | 0.00% | −739−100.0% | Sold out |
| Blue Square Asset Management, LLC | 0 | $0 | 0.00% | −715−100.0% | Sold out |
| Green Harvest Asset Management LLC | 0 | $0 | 0.00% | −695−100.0% | Sold out |
| AAFCPAs Wealth Management, LLC | 0 | $0 | 0.00% | −679−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −670−100.0% | Sold out |
| Aviance Capital Partners, LLC | 0 | $0 | 0.00% | −646−100.0% | Sold out |
| Global Assets Advisory, LLC | 0 | $0 | 0.00% | −645−100.0% | Sold out |
| Bridgecreek Investment Management, LLC | 0 | $0 | 0.00% | −630−100.0% | Sold out |
| Avidian Wealth Solutions, LLC | 0 | $0 | 0.00% | −605−100.0% | Sold out |
| LFA - Lugano Financial Advisors SA | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| MCF Advisors LLC | 0 | $0 | 0.00% | −328−100.0% | Sold out |
| Flaharty Asset Management, LLC | 0 | $0 | 0.00% | −287−100.0% | Sold out |
| Arcadia Investment Advisors LLC | 0 | $0 | 0.00% | −245−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −238−100.0% | Sold out |
| Northwest Investment Counselors, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Legacy Financial Group LLC | 0 | $0 | 0.00% | −149−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −79−100.0% | Sold out |
| WR Wealth Planners, LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| TD Capital Management LLC | 0 | $0 | 0.00% | −17−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Johnson Midwest Financial, LLC | – | – | – | – | Not filed |
| Goodwin Daniel L | – | – | – | – | Not filed |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |
| Focus Financial Network, Inc. | – | – | – | – | Not filed |
| Hall Private Wealth Advisors | – | – | – | – | Not filed |
| Rothschild Investment Corp | – | – | – | – | Not filed |