SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,025
- +7 vs. Q2 2023
- Shares held
- 25.5M
- −3.08M (−10.8%) vs. Q2 2023
- Total value
- $8.56B
- −$1.26B (−12.8%) vs. Q2 2023
- New holders
- 72
- 343 more added
- Sold out
- 65
- 336 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP Paribas Arbitrage, SA | 192,472 | $64.5M | 0.14% | −181,475−48.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 195,412 | $65.5M | 0.12% | +3,399+1.8% | Added |
| Berkshire Money Management, Inc. | 198,564 | $66.5M | 10.07% | +6,094+3.2% | Added |
| The PNC Financial Services Group, Inc. | 207,678 | $69.6M | 0.06% | −929−0.4% | Reduced |
| Citigroup Inc | 220,389 | $73.8M | 0.11% | +97,242+79.0% | Added |
| Raymond James & Associates | 223,832 | $75.0M | 0.06% | −3,073−1.4% | Reduced |
| Squarepoint Ops LLC | 229,682 | $76.9M | 0.37% | +179,411+356.9% | Added |
| JPMorgan Chase & Co | 230,403 | $77.2M | 0.01% | −93,850−28.9% | Reduced |
| Arkansas Financial Group, Inc. | 232,214 | $77.8M | 15.84% | +645+0.3% | Added |
| Commonwealth Equity Services, LLC | 246,227 | $82.5M | 0.17% | +1,702+0.7% | Added |
| Manufacturers Life Insurance Company, The | 274,208 | $91.8M | 0.05% | −370−0.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 294,333 | $98.6M | 0.13% | +5,244+1.8% | Added |
| Envestnet Asset Management Inc | 313,439 | $105.0M | 0.05% | +7,643+2.5% | Added |
| Goldman Sachs Group Inc | 361,530 | $121.1M | 0.03% | −365,955−50.3% | Reduced |
| Advisor Group Holdings, Inc. | 379,822 | $127.2M | 0.19% | +61,395+19.3% | Added |
| Credit Suisse AG | 458,364 | $153.5M | 0.16% | +6,251+1.4% | Added |
| Churchill Management Corp | 552,647 | $185.1M | 3.13% | −2,789−0.5% | Reduced |
| Bank of Montreal | 529,132 | $185.3M | 0.11% | −40,334−7.1% | Reduced |
| Ameriprise Financial Inc | 685,608 | $230.7M | 0.08% | +12,798+1.9% | Added |
| Royal Bank of Canada | 779,442 | $261.1M | 0.08% | −381,546−32.9% | Reduced |
| UBS Group AG | 944,246 | $316.3M | 0.14% | +144,469+18.1% | Added |
| Wells Fargo & Company | 1,227,130 | $411.0M | 0.13% | +236,141+23.8% | Added |
| LPL Financial LLC | 1,232,809 | $412.9M | 0.29% | −1,221−0.1% | Reduced |
| Bank of America Corp | 2,476,518 | $829.5M | 0.10% | +13,716+0.6% | Added |
| Morgan Stanley | 3,169,331 | $1.06B | 0.11% | −1,021,745−24.4% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| Flow Traders U.S. LLC | 0 | $0 | 0.00% | −123,563−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −121,169−100.0% | Sold out |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Garda Capital Partners LP | 0 | $0 | 0.00% | −37,144−100.0% | Sold out |
| Pinkerton Retirement Specialists, LLC | 0 | $0 | 0.00% | −24,824−100.0% | Sold out |
| Strategic Equity Management | 0 | $0 | 0.00% | −24,364−100.0% | Sold out |
| Camarda Financial Advisors, LLC | 0 | $0 | 0.00% | −23,589−100.0% | Sold out |
| CSM Advisors, LLC | 0 | $0 | 0.00% | −21,254−100.0% | Sold out |
| NSI Retail Advisors, LLC | 0 | $0 | 0.00% | −21,000−100.0% | Sold out |
| Houlihan Financial Resource Group, Ltd. | 0 | $0 | 0.00% | −17,206−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −9,009−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −8,902−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −7,079−100.0% | Sold out |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −6,820−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −5,643−100.0% | Sold out |
| Greenup Street Wealth Management LLC | 0 | $0 | 0.00% | −5,484−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −4,903−100.0% | Sold out |
| Solidarilty Wealth, LLC | 0 | $0 | 0.00% | −4,779−100.0% | Sold out |
| Austin Private Wealth, LLC | 0 | $0 | 0.00% | −4,747−100.0% | Sold out |
| Tactive Advisors, LLC | 0 | $0 | 0.00% | −2,613−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Retireful, LLC | 0 | $0 | 0.00% | −2,476−100.0% | Sold out |
| AXS Investments LLC | 0 | $0 | 0.00% | −2,370−100.0% | Sold out |
| FDx Advisors, Inc. | 0 | $0 | 0.00% | −2,313−100.0% | Sold out |
| Doliver Advisors, LP | 0 | $0 | 0.00% | −2,032−100.0% | Sold out |
| Segall Bryant & Hamill, LLC | 0 | $0 | 0.00% | −1,913−100.0% | Sold out |
| Veritable, L.P. | 0 | $0 | 0.00% | −1,678−100.0% | Sold out |
| Pictet North America Advisors SA | 0 | $0 | 0.00% | −1,160−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −1,140−100.0% | Sold out |
| MONECO Advisors, LLC | 0 | $0 | 0.00% | −1,067−100.0% | Sold out |
| Retirement Planning Co of New England, Inc. | 0 | $0 | 0.00% | −998−100.0% | Sold out |
| Badgley Phelps Wealth Managers, LLC | 0 | $0 | 0.00% | −851−100.0% | Sold out |
| Financial Partners Group, LLC | 0 | $0 | 0.00% | −817−100.0% | Sold out |
| Guardian Capital Advisors LP | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Donaldson Capital Management, LLC | 0 | $0 | 0.00% | −748−100.0% | Sold out |
| Private Asset Management Inc | 0 | $0 | 0.00% | −674−100.0% | Sold out |
| SFMG, LLC | 0 | $0 | 0.00% | −662−100.0% | Sold out |
| Formidable Asset Management, LLC | 0 | $0 | 0.00% | −601−100.0% | Sold out |
| PDS Planning, Inc | 0 | $0 | 0.00% | −594−100.0% | Sold out |
| Beacon Investment Advisors LLC | 0 | $0 | 0.00% | −593−100.0% | Sold out |
| Schrum Private Wealth Management LLC | 0 | $0 | 0.00% | −593−100.0% | Sold out |
| Harfst & Associates, Inc. | 0 | $0 | 0.00% | −592−100.0% | Sold out |
| Pegasus Partners Ltd. | 0 | $0 | 0.00% | −590−100.0% | Sold out |
| Carlson Capital Management | 0 | $0 | 0.00% | −585−100.0% | Sold out |
| TrinityPoint Wealth, LLC | 0 | $0 | 0.00% | −585−100.0% | Sold out |
| C2C Wealth Management, LLC | 0 | $0 | 0.00% | −578−100.0% | Sold out |
| Itau Unibanco Holding S.A. | 0 | $0 | 0.00% | −561−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −350−100.0% | Sold out |
| Options Solutions, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Farmers & Merchants Trust Co of Chambersburg PA | 0 | $0 | 0.00% | −270−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −207−100.0% | Sold out |
| 25 LLC | 0 | $0 | 0.00% | −176−100.0% | Sold out |
| Disciplined Investments, LLC | 0 | $0 | 0.00% | −141−100.0% | Sold out |
| Safeguard Financial, LLC | 0 | $0 | 0.00% | −141−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −106−100.0% | Sold out |
| Arlington Partners LLC | 0 | $0 | 0.00% | −90−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −71−100.0% | Sold out |
| Buck Wealth Strategies, LLC | 0 | $0 | 0.00% | −69−100.0% | Sold out |
| CarsonAllaria Wealth Management, Ltd. | 0 | $0 | 0.00% | −58−100.0% | Sold out |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −21−100.0% | Sold out |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Nemes Rush Group LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Horizon Investments, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Piershale Financial Group, Inc. | – | – | – | – | Not filed |
| Intercontinental Wealth Advisors, LLC | – | – | – | – | Not filed |
| Aj Wealth Strategies, LLC | – | – | – | – | Not filed |
| Wealth Enhancement & Preservation of GA, LLC | – | – | – | – | Not filed |
| AtlasMark Financial, Inc | – | – | – | – | Not filed |
| Linker Capital Management Inc. | – | – | – | – | Not filed |
| BFT Financial Group, LLC | – | – | – | – | Not filed |
| Financial Architects, Inc | – | – | – | – | Not filed |
| Tiaa, FSB | – | – | – | – | Not filed |
| Vigilant Capital Management, LLC | – | – | – | – | Not filed |