SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 962
- +87 vs. Q3 2021
- Shares held
- 26.7M
- −212.4K (−0.8%) vs. Q3 2021
- Total value
- $9.71B
- +$609.8M (+6.7%) vs. Q3 2021
- New holders
- 157
- 317 more added
- Sold out
- 70
- 235 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Castle Rock Wealth Management, LLC | 3,135 | $1.07M | 0.44% | −84−2.6% | Reduced |
| Eaton Vance Management | 2,906 | $1.06M | 0.00% | +20+0.7% | Added |
| Keystone Wealth Services, LLC | 2,880 | $1.05M | 0.42% | +2,880 | New |
| Etfidea, LLC | 2,873 | $1.04M | 0.42% | +2,873 | New |
| Founders Financial Alliance, LLC | 2,818 | $1.02M | 0.41% | +1,106+64.6% | Added |
| HBK Sorce Advisory LLC | 2,814 | $1.02M | 0.05% | +84+3.1% | Added |
| Hancock Whitney Corp | 2,810 | $1.02M | 0.03% | +610+27.7% | Added |
| First PREMIER Bank | 2,800 | $1.02M | 0.26% | 00.0% | Unchanged |
| Maxele Advisors, LLC | 2,781 | $1.01M | 1.17% | +2,781 | New |
| Chilton Investment Co LLC | 2,770 | $1.01M | 0.02% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 2,768 | $1.01M | 0.00% | +235+9.3% | Added |
| Pegasus Asset Management, Inc. | 2,750 | $999.0K | 0.41% | −15−0.5% | Reduced |
| Grimes & Company, Inc. | 2,742 | $996.0K | 0.05% | −74−2.6% | Reduced |
| Pacific Financial Group Inc | 2,746 | $996.0K | 0.65% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 2,717 | $987.0K | 0.27% | 00.0% | Unchanged |
| Smith, Moore & Co. | 2,701 | $981.0K | 0.14% | +142+5.5% | Added |
| Covington Capital Management | 2,688 | $976.0K | 0.03% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 2,676 | $972.0K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 2,666 | $968.0K | 0.02% | −26−1.0% | Reduced |
| Keebeck Alpha, LP | 2,644 | $961.0K | 0.35% | −686−20.6% | Reduced |
| JFS Wealth Advisors, LLC | 2,644 | $961.0K | 0.09% | +578+28.0% | Added |
| Duncker Streett & Co Inc | 2,618 | $951.0K | 0.16% | +10.0% | Added |
| CRA Financial Services, LLC | 2,612 | $949.0K | 0.28% | −205−7.3% | Reduced |
| Moors & Cabot, Inc. | 2,605 | $946.0K | 0.06% | +887+51.6% | Added |
| Lazard Asset Management LLC | 2,585 | $939.0K | 0.00% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 2,548 | $926.0K | 0.50% | +2,548 | New |
| Citizens & Northern Corp | 2,543 | $924.0K | 0.33% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 2,541 | $923.0K | 0.09% | −7,874−75.6% | Reduced |
| Newbridge Financial Services Group, Inc. | 2,518 | $915.0K | 0.43% | +825+48.7% | Added |
| Private Portfolio Partners LLC | 2,518 | $914.9K | 0.23% | +70+2.9% | Added |
| Trustcore Financial Services, LLC | 2,490 | $905.0K | 0.10% | −190−7.1% | Reduced |
| Avidian Wealth Solutions, LLC | 2,489 | $904.0K | 0.06% | +11+0.4% | Added |
| Wetherby Asset Management Inc | 2,468 | $897.0K | 0.05% | 00.0% | Unchanged |
| FDx Advisors, Inc. | 2,465 | $896.0K | 0.02% | +2,465 | New |
| Clarity Wealth Advisors, LLC | 2,456 | $892.0K | 0.41% | +311+14.5% | Added |
| Legacy Advisors, LLC | 2,445 | $888.0K | 0.33% | 00.0% | Unchanged |
| Camden Capital, LLC | 2,386 | $867.0K | 0.19% | +677+39.6% | Added |
| Trexquant Investment LP | 2,377 | $864.0K | 0.05% | −1,514−38.9% | Reduced |
| First City Capital Management, Inc. | 2,455 | $862.0K | 0.48% | +290+13.4% | Added |
| MUFG Americas Holdings Corp | 2,345 | $852.0K | 0.02% | 00.0% | Unchanged |
| Compass Ion Advisors, LLC | 2,345 | $852.0K | 0.27% | +11+0.5% | Added |
| WESCAP Management Group, Inc. | 2,326 | $845.0K | 0.23% | +10+0.4% | Added |
| Oxford Financial Group Ltd | 2,322 | $844.0K | 0.09% | +503+27.7% | Added |
| Zimmermann Investment Management & Planning LLC | 2,324 | $844.0K | 0.47% | +2,324 | New |
| Truehand, Inc | 2,320 | $843.0K | 0.49% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 2,301 | $836.0K | 0.12% | +13+0.6% | Added |
| Howe & Rusling Inc | 2,285 | $830.0K | 0.10% | −3−0.1% | Reduced |
| Signature Securities Group Corporation | 2,277 | $828.0K | 0.25% | +337+17.4% | Added |
| Beaumont Financial Partners, LLC | 2,266 | $823.0K | 0.06% | +80+3.7% | Added |
| Lincoln National Corp | 2,267 | $823.0K | 0.02% | +270+13.5% | Added |
| Bedell Frazier Investment Counseling, LLC | 2,245 | $816.0K | 0.20% | +1,353+151.7% | Added |
| Investment House LLC | 2,238 | $813.0K | 0.05% | +2,238 | New |
| Emery Howard Portfolio Management, Inc. | 2,213 | $804.0K | 0.10% | −108−4.7% | Reduced |
| Quadrant Capital Group LLC | 2,197 | $798.0K | 0.10% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 2,192 | $796.0K | 0.09% | +1,096+100.0% | Added |
| Ayalon Holdings Ltd. | 2,185 | $795.0K | 0.27% | −7,475−77.4% | Reduced |
| CWM, LLC | 2,179 | $792.0K | 0.01% | +2,179 | New |
| Cozad Asset Management Inc | 2,165 | $787.0K | 0.11% | +23+1.1% | Added |
| Garrison Point Advisors, LLC | 2,160 | $785.0K | 0.52% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 2,156 | $783.0K | 0.46% | −3−0.1% | Reduced |
| Fieldpoint Private Securities, LLC | 2,155 | $783.0K | 0.15% | 00.0% | Unchanged |
| Proequities, Inc. | 2,147 | $781.0K | 0.04% | +121+6.0% | Added |
| Institute for Wealth Management, LLC. | 2,137 | $776.0K | 0.13% | +28+1.3% | Added |
| Dowling & Yahnke LLC | 2,122 | $771.0K | 0.04% | 00.0% | Unchanged |
| Fagan Associates, Inc. | 2,110 | $767.0K | 0.15% | −45−2.1% | Reduced |
| Wintrust Investments LLC | 2,109 | $766.0K | 0.07% | +2,109 | New |
| American Investment Services, Inc. | 2,088 | $759.0K | 0.17% | +7+0.3% | Added |
| XR Securities LLC | 2,069 | $752.0K | 0.09% | +889+75.3% | Added |
| Point72 Hong Kong Ltd | 2,068 | $751.0K | 0.06% | +2,068 | New |
| Stevard, LLC | 2,049 | $744.0K | 0.53% | 00.0% | Unchanged |
| Widmann Financial Services, Inc. | 2,049 | $744.0K | 0.61% | +2,049 | New |
| Peapack Gladstone Financial Corp | 2,031 | $738.0K | 0.01% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 2,030 | $738.0K | 0.04% | +98+5.1% | Added |
| We Are One Seven, LLC | 2,028 | $737.0K | 0.08% | +605+42.5% | Added |
| Strategies Wealth Advisors, LLC | 1,985 | $721.2K | 0.20% | +1,985 | New |
| First Financial Corp | 1,984 | $721.0K | 0.44% | −230−10.4% | Reduced |
| True North Advisors, LLC | 1,975 | $717.0K | 0.12% | +9+0.5% | Added |
| Beacon Pointe Advisors, LLC | 1,965 | $714.0K | 0.02% | −3,061−60.9% | Reduced |
| Glenmede Trust Co NA | 1,964 | $713.0K | 0.00% | −4−0.2% | Reduced |
| Evercore Wealth Management, LLC | 1,957 | $711.0K | 0.01% | 00.0% | Unchanged |
| Carnegie Capital Asset Management, LLC | 1,949 | $708.0K | 0.02% | −1−0.1% | Reduced |
| United Bank | 1,944 | $706.0K | 0.09% | 00.0% | Unchanged |
| Sterling Investment Counsel, LLC | 1,923 | $699.0K | 0.47% | +1,923 | New |
| Intersect Capital LLC | 1,917 | $697.0K | 0.13% | 00.0% | Unchanged |
| WBH Advisory Inc | 1,909 | $694.0K | 0.08% | +2+0.1% | Added |
| Robertson Stephens Wealth Management, LLC | 1,909 | $694.0K | 0.06% | +9+0.5% | Added |
| Advanced Asset Management Advisors Inc | 1,908 | $693.0K | 0.14% | 00.0% | Unchanged |
| Mattern Wealth Management LLC | 1,905 | $692.0K | 0.20% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,900 | $690.0K | 0.02% | +283+17.5% | Added |
| Lehman & Derafelo Financial Resources LLC | 1,890 | $687.0K | 0.21% | 00.0% | Unchanged |
| Archetype Wealth Partners | 1,890 | $687.0K | 0.21% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,889 | $686.4K | 0.06% | +672+55.2% | Added |
| Aurora Private Wealth, Inc. | 1,876 | $682.0K | 0.30% | −529−22.0% | Reduced |
| Ballentine Partners, LLC | 1,877 | $682.0K | 0.02% | 00.0% | Unchanged |
| Vishria Bird Financial Group, LLC | 1,864 | $677.0K | 0.32% | −65−3.4% | Reduced |
| Sax Wealth Advisors, LLC | 1,863 | $677.0K | 0.14% | +1+0.1% | Added |
| Claro Advisors LLC | 1,864 | $677.0K | 0.24% | +30+1.6% | Added |
| Cornerstone Advisory, LLC | 1,860 | $676.0K | 0.10% | 00.0% | Unchanged |
| Doyle Wealth Management | 1,848 | $671.0K | 0.05% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 1,840 | $669.0K | 0.05% | +1,840 | New |