SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 962
- +87 vs. Q3 2021
- Shares held
- 26.7M
- −212.4K (−0.8%) vs. Q3 2021
- Total value
- $9.71B
- +$609.8M (+6.7%) vs. Q3 2021
- New holders
- 157
- 317 more added
- Sold out
- 70
- 235 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nwam LLC | 5,581 | $2.03M | 0.16% | +521+10.3% | Added |
| Huntington National Bank | – | $2.00M | 0.02% | – | – |
| Equitable Holdings, Inc. | 5,483 | $1.99M | 0.03% | +570+11.6% | Added |
| WealthBridge Capital Management, LLC | 5,447 | $1.98M | 0.74% | −3,620−39.9% | Reduced |
| Resource Management, LLC | 5,406 | $1.96M | 0.20% | +303+5.9% | Added |
| Mayflower Financial Advisors, LLC | 5,404 | $1.96M | 0.26% | −91−1.7% | Reduced |
| Sunbelt Securities, Inc. | 5,535 | $1.96M | 0.32% | +303+5.8% | Added |
| Stokes Family Office, LLC | 5,395 | $1.96M | 0.24% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 5,344 | $1.94M | 0.08% | −9−0.2% | Reduced |
| Banque Pictet & Cie SA | 5,280 | $1.92M | 0.01% | 00.0% | Unchanged |
| Collaborative Wealth Managment Inc. | 5,229 | $1.90M | 1.04% | +5,229 | New |
| South State Corp. | 5,200 | $1.89M | 0.15% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 5,172 | $1.88M | 0.02% | −237−4.4% | Reduced |
| Wealthcare Advisory Partners LLC | 5,137 | $1.87M | 0.11% | −91−1.7% | Reduced |
| Synovus Financial Corp | 5,113 | $1.86M | 0.02% | +168+3.4% | Added |
| Apexium Financial, LP | 5,031 | $1.83M | 0.94% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 5,008 | $1.82M | 0.08% | −430−7.9% | Reduced |
| American State Bank (Iowa) | 4,992 | $1.81M | 1.26% | 00.0% | Unchanged |
| Meridian Management Co | 4,986 | $1.81M | 0.53% | 00.0% | Unchanged |
| Goldstream Capital Management Ltd | 4,880 | $1.77M | 0.44% | +4,880 | New |
| Analyst IMS Investment Management Services Ltd. | 4,840 | $1.76M | 0.17% | −51−1.0% | Reduced |
| Focus Financial Network, Inc. | 4,842 | $1.76M | 0.26% | +323+7.1% | Added |
| Bessemer Group Inc | 4,787 | $1.74M | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 4,777 | $1.74M | 0.11% | −583−10.9% | Reduced |
| RFG Advisory, LLC | 4,774 | $1.73M | 0.12% | −2,546−34.8% | Reduced |
| Brinker Capital Investments, LLC | 4,708 | $1.71M | 0.02% | +2,817+149.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 4,674 | $1.70M | 0.08% | +27+0.6% | Added |
| Tocqueville Asset Management L.P. | 4,663 | $1.69M | 0.02% | 00.0% | Unchanged |
| Patton Albertson Miller Group, LLC | 4,597 | $1.67M | 0.27% | +1,332+40.8% | Added |
| Ancora Advisors, LLC | 4,587 | $1.67M | 0.04% | −200−4.2% | Reduced |
| Monograph Wealth Advisors, LLC | 4,541 | $1.65M | 0.42% | +4,541 | New |
| Safeguard Investment Advisory Group, LLC | 4,534 | $1.65M | 0.96% | +608+15.5% | Added |
| Cambridge Advisors Inc. | 4,465 | $1.62M | 0.37% | −11−0.2% | Reduced |
| Kelman-Lazarov, Inc. | 4,445 | $1.61M | 0.52% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 4,443 | $1.61M | 0.53% | −35−0.8% | Reduced |
| J. Goldman & Co LP | 4,424 | $1.61M | 0.15% | +616+16.2% | Added |
| CAPROCK Group, Inc. | 4,395 | $1.60M | 0.13% | +1,512+52.4% | Added |
| Change Path, LLC | 4,354 | $1.58M | 0.08% | −259−5.6% | Reduced |
| Purus Wealth Management, LLC | 4,290 | $1.56M | 0.98% | −12−0.3% | Reduced |
| Stelac Advisory Services LLC | 4,286 | $1.56M | 0.42% | +1,250+41.2% | Added |
| Lakeview Capital Partners, LLC | 4,219 | $1.53M | 0.90% | −240−5.4% | Reduced |
| Perennial Investment Advisors, LLC | 4,181 | $1.52M | 0.47% | +8+0.2% | Added |
| Apriem Advisors | 4,150 | $1.51M | 0.21% | 00.0% | Unchanged |
| Ieq Capital, LLC | 4,133 | $1.50M | 0.03% | 00.0% | Unchanged |
| Davenport & Co LLC | 4,127 | $1.50M | 0.01% | +487+13.4% | Added |
| Country Club Trust Company, n.a. | 4,090 | $1.49M | 0.12% | +500+13.9% | Added |
| NBT Bank N A | 4,087 | $1.49M | 0.19% | −173−4.1% | Reduced |
| Grandview Asset Management LLC | 4,073 | $1.48M | 0.60% | +58+1.4% | Added |
| Csenge Advisory Group | 4,242 | $1.47M | 0.13% | +298+7.6% | Added |
| Ashford Advisors, LLC | 4,000 | $1.45M | 0.49% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 3,916 | $1.42M | 0.07% | +1,044+36.4% | Added |
| Intercontinental Wealth Advisors, LLC | 3,908 | $1.42M | 0.30% | +1,881+92.8% | Added |
| Dixon Hughes Goodman Wealth Advisors LLC | 3,903 | $1.42M | 0.46% | +3,903 | New |
| Community Trust & Investment Co | 3,900 | $1.42M | 0.11% | 00.0% | Unchanged |
| Financial Architects, Inc | 3,897 | $1.42M | 0.19% | +501+14.8% | Added |
| Morton Capital Management LLC | 3,896 | $1.42M | 0.58% | +3,896 | New |
| Cypress Capital, LLC | 3,883 | $1.41M | 0.16% | +78+2.0% | Added |
| Regentatlantic Capital LLC | 3,879 | $1.41M | 0.04% | +31+0.8% | Added |
| Resurgent Financial Advisors LLC | 3,830 | $1.39M | 1.15% | +3,830 | New |
| Murphy, Middleton, Hinkle & Parker, Inc. | 3,798 | $1.38M | 0.74% | 00.0% | Unchanged |
| Connecticut Wealth Management, LLC | 3,748 | $1.36M | 0.11% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 3,737 | $1.36M | 0.13% | +125+3.5% | Added |
| Roundview Capital LLC | 3,726 | $1.35M | 0.14% | −42−1.1% | Reduced |
| Flagship Harbor Advisors, LLC | 3,715 | $1.35M | 0.13% | −2,716−42.2% | Reduced |
| Evoke Wealth, LLC | 3,684 | $1.34M | 0.04% | +16+0.4% | Added |
| Orion Portfolio Solutions, LLC | 3,687 | $1.34M | 0.04% | +244+7.1% | Added |
| Raymond James Trust N.A. | 3,686 | $1.34M | 0.04% | −103−2.7% | Reduced |
| Edge Capital Group, LLC | 3,630 | $1.32M | 0.09% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 3,620 | $1.31M | 0.05% | −50−1.4% | Reduced |
| Motco | 3,615 | $1.31M | 0.08% | −12−0.3% | Reduced |
| Fortress Wealth Group, LLC | 3,669 | $1.31M | 0.98% | −2,361−39.2% | Reduced |
| Vienna Asset Management LLC | 3,595 | $1.31M | 1.19% | +3,595 | New |
| SOL Capital Management CO | 3,585 | $1.30M | 0.24% | 00.0% | Unchanged |
| Banta Asset Management LP | 3,555 | $1.29M | 0.97% | −657−15.6% | Reduced |
| Moody Lynn & Lieberson, LLC | 3,556 | $1.29M | 0.09% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 3,555 | $1.29M | 0.10% | +863+32.1% | Added |
| Bradley Foster & Sargent Inc | 3,540 | $1.29M | 0.03% | +3,540 | New |
| Cowen and Company, LLC | 3,530 | $1.28M | 0.12% | +3,530 | New |
| Aull & Monroe Investment Management Corp | 3,515 | $1.28M | 0.57% | 00.0% | Unchanged |
| Central Trust Co | 3,503 | $1.27M | 0.04% | −17−0.5% | Reduced |
| Heritage Investment Group, Inc. | 3,480 | $1.26M | 1.00% | +3,480 | New |
| Wealth Alliance Advisory Group, LLC | 3,469 | $1.26M | 0.55% | +55+1.6% | Added |
| Resonant Capital Advisors, LLC | 3,300 | $1.20M | 0.18% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 3,264 | $1.19M | 0.33% | +14+0.4% | Added |
| Wealth Management Partners, LLC | 3,000 | $1.18M | 0.81% | −251−7.7% | Reduced |
| Sequoia Financial Advisors, LLC | 3,219 | $1.17M | 0.03% | +2,419+302.4% | Added |
| Flputnam Investment Management Co | 3,184 | $1.16M | 0.04% | +68+2.2% | Added |
| Investors Financial Group, LLC | 3,164 | $1.15M | 0.54% | −17−0.5% | Reduced |
| Deutsche Bank AG | 3,158 | $1.15M | 0.00% | −1,464−31.7% | Reduced |
| LexAurum Advisors, LLC | 3,130 | $1.14M | 0.37% | +857+37.7% | Added |
| Spring Capital Management, LLC | 3,126 | $1.14M | 0.90% | +3,126 | New |
| Sepio Capital, LP | 3,121 | $1.13M | 0.09% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 3,097 | $1.13M | 0.52% | +2,882+1,340.5% | Added |
| Commerce Bank | 3,082 | $1.12M | 0.01% | +80+2.7% | Added |
| Geneos Wealth Management Inc. | 3,061 | $1.11M | 0.04% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 3,013 | $1.09M | 0.66% | −839−21.8% | Reduced |
| Northern Capital Management, Inc. | 3,014 | $1.09M | 0.87% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 3,000 | $1.09M | 0.11% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,990 | $1.09M | 0.00% | +194+6.9% | Added |
| V Wealth Advisors LLC | 2,981 | $1.08M | 0.16% | −290−8.9% | Reduced |