SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 30,763 | $10.4M | 0.03% | +472+1.6% | Added |
| Pinnacle Holdings, LLC | 31,816 | $10.8M | 4.72% | −1,432−4.3% | Reduced |
| Squarepoint Ops LLC | 34,604 | $11.7M | 0.08% | +34,604 | New |
| FMR LLC | 35,983 | $12.2M | 0.00% | +668+1.9% | Added |
| Janney Montgomery Scott LLC | 37,203 | $12.6M | 0.05% | +5,107+15.9% | Added |
| Allworth Financial LP | 38,797 | $13.1M | 0.22% | −7,399−16.0% | Reduced |
| Cetera Advisor Networks LLC | 39,389 | $13.3M | 0.18% | +2,234+6.0% | Added |
| Taiyo Life Insurance Co | 40,000 | $13.5M | 2.14% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 40,771 | $13.8M | 0.49% | 00.0% | Unchanged |
| Summit Asset Management, LLC | 40,866 | $13.8M | 4.33% | −646−1.6% | Reduced |
| Meridian Wealth Management, LLC | 42,181 | $14.3M | 1.76% | −1,606−3.7% | Reduced |
| GenWealth Group, Inc. | 43,481 | $14.7M | 4.31% | +385+0.9% | Added |
| Cutler Group LP | 44,278 | $15.0M | 1.14% | +38,555+673.7% | Added |
| Mariner, LLC | 44,355 | $15.0M | 0.08% | +2,618+6.3% | Added |
| Integrated Wealth Concepts LLC | 44,399 | $15.0M | 0.49% | +1,455+3.4% | Added |
| CIBC World Markets Inc. | 45,590 | $15.4M | 0.06% | +1,909+4.4% | Added |
| Regions Financial Corp | 46,289 | $15.7M | 0.14% | +657+1.4% | Added |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $16.4M | 1.17% | 00.0% | Unchanged |
| Northern Trust Corp | 48,483 | $16.4M | 0.00% | +8,639+21.7% | Added |
| AMG National Trust Bank | 49,582 | $16.8M | 0.54% | +677+1.4% | Added |
| HRT Financial LP | 49,845 | $16.9M | 0.10% | −50,311−50.2% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 50,389 | $17.0M | 10.21% | +981+2.0% | Added |
| Pinnacle Associates Ltd | 51,633 | $17.5M | 0.32% | −2,321−4.3% | Reduced |
| Investment Management of Virginia LLC | 52,259 | $17.7M | 3.40% | −4,397−7.8% | Reduced |
| Meitav Dash Investments Ltd | 52,376 | $17.8M | 0.29% | +49,391+1,654.6% | Added |
| AAFCPAs Wealth Management, LLC | 52,601 | $17.8M | 13.52% | +1,640+3.2% | Added |
| Davidson Capital Management Inc. | 52,908 | $17.9M | 9.02% | +1,259+2.4% | Added |
| Smith Anglin Financial, LLC | 53,914 | $18.2M | 3.56% | −978−1.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 55,176 | $18.7M | 0.32% | −278−0.5% | Reduced |
| Creative Planning | 55,681 | $18.8M | 0.03% | −4,694−7.8% | Reduced |
| Washburn Capital Management, Inc. | 56,826 | $19.2M | 12.57% | +1,114+2.0% | Added |
| Eagle Capital Management, LLC | 57,816 | $19.6M | 5.31% | +1,515+2.7% | Added |
| American Portfolios Advisors | 58,864 | $19.9M | 0.75% | +11,581+24.5% | Added |
| Jefferies Group LLC | 59,121 | $20.0M | 0.48% | +19,051+47.5% | Added |
| Cetera Advisors LLC | 60,064 | $20.3M | 0.40% | +10,751+21.8% | Added |
| Conservest Capital Advisors, Inc. | 61,034 | $20.6M | 2.33% | −123−0.2% | Reduced |
| Heck Capital Advisors, LLC | 61,145 | $20.7M | 4.13% | −1,583−2.5% | Reduced |
| JPMorgan Chase & Co | 63,008 | $21.3M | 0.00% | +2,380+3.9% | Added |
| HSBC Holdings PLC | 61,143 | $22.1M | 0.03% | −197,263−76.3% | Reduced |
| Stephens Inc | 67,189 | $22.7M | 0.35% | +240+0.4% | Added |
| Bank of New York Mellon Corp | 70,072 | $23.7M | 0.00% | −1,178−1.7% | Reduced |
| MML Investors Services, LLC | 70,865 | $24.0M | 0.19% | +1,948+2.8% | Added |
| Johnson Bixby & Associates, LLC | 72,120 | $24.4M | 7.06% | +1,136+1.6% | Added |
| Campbell Wealth Management | 72,900 | $24.7M | 3.30% | +1,762+2.5% | Added |
| Blair William & Co | 77,179 | $26.1M | 0.09% | +2,971+4.0% | Added |
| Jones Financial Companies LLLP | 78,296 | $27.2M | 0.04% | −1,180−1.5% | Reduced |
| Piershale Financial Group, Inc. | 84,225 | $28.5M | 11.74% | +20,444+32.1% | Added |
| IMC-Chicago, LLC | 84,549 | $28.6M | 2.33% | −166,700−66.3% | Reduced |
| First Republic Investment Management, Inc. | 84,865 | $28.7M | 0.07% | +85+0.1% | Added |
| Financial Advisory Group | 86,354 | $29.2M | 6.47% | −539−0.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 88,476 | $29.9M | 0.15% | −4,962−5.3% | Reduced |
| Williams Jones Wealth Management, LLC. | 90,607 | $30.7M | 0.43% | −323−0.4% | Reduced |
| Rockefeller Capital Management L.P. | 92,284 | $31.2M | 0.16% | −13,450−12.7% | Reduced |
| Broadmark Asset Management LLC | 95,868 | $32.4M | 17.25% | +95,868 | New |
| Private Advisor Group, LLC | 96,122 | $32.5M | 0.21% | +17,868+22.8% | Added |
| Chartist Inc | 96,425 | $32.6M | 16.43% | −1,499−1.5% | Reduced |
| Stifel Financial Corp | 109,684 | $37.1M | 0.05% | +2,409+2.2% | Added |
| HighTower Advisors, LLC | 111,140 | $37.6M | 0.10% | −2,157−1.9% | Reduced |
| Atria Investments LLC | 111,193 | $37.6M | 0.68% | +6,530+6.2% | Added |
| Credit Suisse AG | 118,139 | $40.0M | 0.03% | +27,889+30.9% | Added |
| Jump Financial, LLC | 119,841 | $40.5M | 2.93% | +101,529+554.4% | Added |
| Green Square Capital Advisors LLC | 121,179 | $41.0M | 9.31% | +5,731+5.0% | Added |
| Two Sigma Advisers, LP | 140,700 | $47.6M | 0.12% | +93,100+195.6% | Added |
| AE Wealth Management LLC | 143,945 | $48.7M | 0.40% | −25,972−15.3% | Reduced |
| Truist Financial Corp | 155,783 | $52.7M | 0.09% | +15,996+11.4% | Added |
| BNP Paribas Arbitrage, SA | 159,345 | $53.9M | 0.13% | −138,737−46.5% | Reduced |
| Barclays PLC | 167,473 | $56.7M | 0.04% | +86,770+107.5% | Added |
| Raymond James & Associates | 179,666 | $60.8M | 0.05% | −47,035−20.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 212,809 | $72.0M | 0.15% | +5,771+2.8% | Added |
| The PNC Financial Services Group, Inc. | 213,501 | $72.2M | 0.07% | −3,122−1.4% | Reduced |
| Advisor Group Holdings, Inc. | 219,393 | $74.2M | 0.15% | −4,391−2.0% | Reduced |
| Arkansas Financial Group, Inc. | 224,214 | $75.8M | 16.65% | +3,288+1.5% | Added |
| Commonwealth Equity Services, LLC | 229,899 | $77.8M | 0.20% | +14,309+6.6% | Added |
| Forward Management, LLC | 256,875 | $86.9M | 9.28% | +256,875 | New |
| Sumitomo Mitsui Financial Group, Inc. | 260,000 | $88.0M | 2.02% | +260,000 | New |
| Berkshire Money Management, Inc. | 279,622 | $94.6M | 15.02% | +36,214+14.9% | Added |
| Bank of Montreal | 294,245 | $101.4M | 0.05% | −18,385−5.9% | Reduced |
| Envestnet Asset Management Inc | 314,452 | $106.4M | 0.06% | +27,452+9.6% | Added |
| Two Sigma Investments, LP | 372,000 | $125.8M | 0.34% | +58,700+18.7% | Added |
| Northwestern Mutual Wealth Management Co | 390,946 | $132.3M | 0.24% | −6,050−1.5% | Reduced |
| SG Americas Securities, LLC | 479,311 | $162.1M | 0.89% | −142,753−22.9% | Reduced |
| Citadel Advisors LLC | 516,787 | $174.8M | 0.19% | +305,147+144.2% | Added |
| Goldman Sachs Group Inc | 521,324 | $176.4M | 0.05% | +376,595+260.2% | Added |
| Churchill Management Corp | 545,593 | $184.6M | 2.78% | +2,816+0.5% | Added |
| Ameriprise Financial Inc | 612,582 | $207.2M | 0.07% | −17,709−2.8% | Reduced |
| Mizuho Bank, Ltd. | 750,000 | $253.7M | 25.44% | +300,000+66.7% | Added |
| UBS Group AG | 936,150 | $316.7M | 0.13% | −178,951−16.0% | Reduced |
| Royal Bank of Canada | 943,674 | $319.2M | 0.09% | −264,511−21.9% | Reduced |
| LPL Financial LLC | 1,045,422 | $353.7M | 0.33% | +69,594+7.1% | Added |
| Wells Fargo & Company | 1,263,060 | $427.3M | 0.10% | −92,121−6.8% | Reduced |
| Citigroup Inc | 1,308,647 | $442.7M | 0.44% | +686,361+110.3% | Added |
| Bank of America Corp | 3,085,258 | $1.04B | 0.12% | −3,318,508−51.8% | Reduced |
| Morgan Stanley | 3,235,596 | $1.09B | 0.15% | −485,067−13.0% | Reduced |
| LMR Partners LLP | 0 | $0 | 0.00% | −350,000−100.0% | Sold out |
| Long Pond Capital, LP | 0 | $0 | 0.00% | −146,830−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −89,685−100.0% | Sold out |
| Clarity Financial LLC | 0 | $0 | 0.00% | −75,489−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −72,294−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −11,910−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −11,225−100.0% | Sold out |