Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Cowen Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
COWN is no longer listed, and 13F filings after Q4 2022 list far fewer holders. See Q4 2022
- Institutional holders
- 2
- −157 vs. Q4 2022
- Shares held
- 1.40K
- −30.4M (−100.0%) vs. Q4 2022
- Total value
- $54.0K
- −$1.18B (−100.0%) vs. Q4 2022
- New holders
- 0
- 0 more added
- Sold out
- 157
- 1 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −14,600−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −14,155−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −14,057−100.0% | Sold out |
| First Hawaiian Bank | 0 | $0 | 0.00% | −12,680−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −12,664−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −12,509−100.0% | Sold out |
| Evercore Wealth Management, LLC | 0 | $0 | 0.00% | −12,304−100.0% | Sold out |
| Kula Investments, LLC | 0 | $0 | 0.00% | −11,647−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −11,487−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −11,365−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −10,918−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −10,152−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −10,072−100.0% | Sold out |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −9,952−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −9,840−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −9,710−100.0% | Sold out |
| Shell Asset Management Co | 0 | $0 | 0.00% | −9,267−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −9,158−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −9,009−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −8,847−100.0% | Sold out |
| Next Level Private LLC | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Public Employees Retirement Association of Colorado | 0 | $0 | 0.00% | −7,805−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −7,435−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −7,412−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −6,856−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −6,455−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −6,195−100.0% | Sold out |
| Sabal Trust CO | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −3,844−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −3,445−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −2,398−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −2,296−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −2,148−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −1,658−100.0% | Sold out |
| Longfellow Investment Management Co LLC | 0 | $0 | 0.00% | −1,528−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,302−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −1,125−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −991−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −843−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −689−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −710−100.0% | Sold out |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | −527−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −370−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −302−100.0% | Sold out |
| BerganKDV Wealth Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −231−100.0% | Sold out |
| Norwood Financial Corp | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −160−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −107−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −106−100.0% | Sold out |
| Covestor Ltd | 0 | $0 | 0.00% | −107−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| TSFG, LLC | 0 | $0 | 0.00% | −83−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −58−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Havens Advisors LLC | – | – | – | – | Not filed |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |