CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in CION Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 180
- +14 vs. Q3 2023
- Shares held
- 18.0M
- −38.0K (−0.2%) vs. Q3 2023
- Total value
- $202.8M
- +$15.6M (+8.3%) vs. Q3 2023
- New holders
- 26
- 64 more added
- Sold out
- 12
- 59 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 1,161,379 | $13.1M | 0.77% | −468,954−28.8% | Reduced |
| Bulldog Investors, LLP | 1,032,248 | $11.7M | 3.84% | +31,009+3.1% | Added |
| Van Eck Associates Corp | 993,940 | $11.2M | 0.02% | +92,882+10.3% | Added |
| LPL Financial LLC | 945,942 | $10.7M | 0.01% | −3,443−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 869,792 | $9.84M | 0.04% | −153,765−15.0% | Reduced |
| Pinkerton Retirement Specialists, LLC | 782,480 | $8.85M | 1.70% | −962−0.1% | Reduced |
| Millennium Management LLC | 715,961 | $8.10M | 0.01% | +535,313+296.3% | Added |
| Acadian Asset Management LLC | 536,024 | $6.06M | 0.02% | −120,886−18.4% | Reduced |
| Renaissance Technologies LLC | 515,000 | $5.83M | 0.01% | +311,600+153.2% | Added |
| WealthPLAN Partners, LLC | 513,804 | $5.81M | 0.60% | +45,682+9.8% | Added |
| Callodine Capital Management, LP | 449,999 | $5.09M | 1.34% | +199,999+80.0% | Added |
| Two Sigma Investments, LP | 419,181 | $4.74M | 0.01% | +189,947+82.9% | Added |
| Advisor Group Holdings, Inc. | 407,788 | $4.61M | 0.01% | −125,179−23.5% | Reduced |
| Two Sigma Advisers, LP | 399,400 | $4.52M | 0.01% | +137,700+52.6% | Added |
| Kestra Advisory Services, LLC | 387,750 | $4.39M | 0.04% | −32,143−7.7% | Reduced |
| Cetera Advisor Networks LLC | 376,271 | $4.26M | 0.02% | −21,959−5.5% | Reduced |
| Berger Financial Group, Inc | 343,783 | $3.89M | 0.40% | −6,500−1.9% | Reduced |
| Arkadios Wealth Advisors | 313,877 | $3.55M | 0.30% | +9,569+3.1% | Added |
| Independent Financial Group, LLC | 289,496 | $3.27M | 0.18% | +68,065+30.7% | Added |
| AE Wealth Management LLC | 282,158 | $3.18M | 0.02% | −1,527−0.5% | Reduced |
| Commonwealth Equity Services, LLC | 271,919 | $3.08M | 0.01% | −11,951−4.2% | Reduced |
| Acorn Financial Advisory Services Inc | 262,205 | $2.97M | 0.52% | −22,713−8.0% | Reduced |
| Alpine Global Management, LLC | 260,000 | $2.94M | 0.80% | +79,151+43.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 208,005 | $2.35M | 0.13% | +100,742+93.9% | Added |
| BlackRock Inc. | 196,890 | $2.23M | 0.00% | +4,522+2.4% | Added |
| FirstPurpose Wealth LLC | 189,554 | $2.14M | 0.82% | −14,003−6.9% | Reduced |
| Sigma Planning Corp | 182,234 | $2.06M | 0.16% | −121,653−40.0% | Reduced |
| Resources Investment Advisors, LLC. | 178,254 | $2.02M | 0.04% | −11,875−6.2% | Reduced |
| HighPoint Advisor Group LLC | 158,004 | $1.68M | 0.12% | +158,004 | New |
| Paradigm Financial Partners, LLC | 144,675 | $1.64M | 0.40% | −33,300−18.7% | Reduced |
| Tudor Investment Corp Et Al | 136,196 | $1.54M | 0.02% | +92,964+215.0% | Added |
| Quadrature Capital Ltd | 117,710 | $1.33M | 0.02% | +56,624+92.7% | Added |
| Morgan Stanley | 117,728 | $1.33M | 0.00% | −9,511−7.5% | Reduced |
| Cetera Advisors LLC | 116,305 | $1.32M | 0.02% | −1,366−1.2% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 116,281 | $1.32M | 0.12% | +104,232+865.1% | Added |
| Royal Bank of Canada | 101,022 | $1.14M | 0.00% | +43,077+74.3% | Added |
| Goldman Sachs Group Inc | 100,131 | $1.13M | 0.00% | +31,903+46.8% | Added |
| Cubist Systematic Strategies, LLC | 98,255 | $1.11M | 0.01% | +98,255 | New |
| Private Advisor Group, LLC | 85,432 | $966.2K | 0.01% | −10,685−11.1% | Reduced |
| Atria Wealth Solutions, Inc. | 82,417 | $932.1K | 0.01% | −6,555−7.4% | Reduced |
| HRT Financial LP | 79,342 | $897.0K | 0.01% | +79,342 | New |
| International Assets Investment Management, LLC | 77,766 | $879.5K | 0.11% | +1,702+2.2% | Added |
| SEI Investments Co | 73,987 | $836.8K | 0.00% | +9,329+14.4% | Added |
| Continuum Advisory, LLC | 72,156 | $816.1K | 0.12% | −5,079−6.6% | Reduced |
| Putnam Investments LLC | 65,172 | $737.1K | 0.00% | +32,427+99.0% | Added |
| Engineers Gate Manager LP | 63,681 | $720.2K | 0.02% | +46,574+272.3% | Added |
| Apollo Management Holdings, L.P. | 63,262 | $715.5K | 0.01% | 00.0% | Unchanged |
| Wealthstar Advisors, LLC | 63,144 | $714.2K | 0.27% | −2,051−3.1% | Reduced |
| Citadel Advisors LLC | 62,364 | $705.3K | 0.00% | +29,500+89.8% | Added |
| Mercer Global Advisors Inc | 62,164 | $703.0K | 0.00% | −14,996−19.4% | Reduced |
| Cooper Financial Group | 60,982 | $689.7K | 0.13% | −8,265−11.9% | Reduced |
| Man Group plc | 57,604 | $651.5K | 0.00% | – | – |
| Endowment Wealth Management, Inc. | 53,579 | $606.0K | 0.50% | +1,397+2.7% | Added |
| Ameriprise Financial Inc | 51,988 | $588.0K | 0.00% | +2,315+4.7% | Added |
| D. E. Shaw & Co., Inc. | 50,888 | $575.5K | 0.00% | +50,888 | New |
| Jump Financial, LLC | 47,000 | $531.6K | 0.02% | +18,900+67.3% | Added |
| Qube Research & Technologies Ltd | 44,402 | $502.2K | 0.00% | +42,758+2,600.9% | Added |
| Concurrent Investment Advisors, LLC | 44,386 | $502.0K | 0.02% | +44,386 | New |
| Jane Street Group, LLC | 43,086 | $487.3K | 0.00% | +24,696+134.3% | Added |
| Founders Financial Securities LLC | 41,893 | $473.8K | 0.05% | −1,251−2.9% | Reduced |
| ExodusPoint Capital Management, LP | 41,313 | $467.0K | 0.01% | +41,313 | New |
| Cape Investment Advisory, Inc. | 41,165 | $465.6K | 0.23% | +21,906+113.7% | Added |
| GPS Wealth Strategies Group, LLC | 38,333 | $433.5K | 0.08% | −7,491−16.3% | Reduced |
| Belpointe Asset Management LLC | 37,722 | $426.6K | 0.04% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 36,042 | $407.6K | 0.20% | +5,842+19.3% | Added |
| Beacon Pointe Advisors, LLC | 35,828 | $405.2K | 0.00% | −2,526−6.6% | Reduced |
| UBS Group AG | 35,706 | $403.8K | 0.00% | −6,208−14.8% | Reduced |
| Envestnet Asset Management Inc | 35,533 | $401.9K | 0.00% | −8,916−20.1% | Reduced |
| Aviso Wealth Management | 34,284 | $387.8K | 0.28% | +34,284 | New |
| TownSquare Capital, LLC | 34,196 | $386.8K | 0.01% | +4,891+16.7% | Added |
| Mariner, LLC | 34,104 | $385.7K | 0.00% | −9,435−21.7% | Reduced |
| Susquehanna International Group, LLP | 32,862 | $371.7K | 0.00% | +5,865+21.7% | Added |
| Virtus ETF Advisers LLC | 32,533 | $367.9K | 0.23% | −9,315−22.3% | Reduced |
| Marshall Wace, LLP | 32,533 | $367.9K | 0.00% | +32,533 | New |
| Beacon Capital Management, LLC | 34,595 | $365.7K | 0.10% | +4,700+15.7% | Added |
| Triumph Capital Management | 30,306 | $344.3K | 0.15% | −6,332−17.3% | Reduced |
| EWG Elevate Inc. | 29,434 | $332.9K | 0.14% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 28,728 | $324.9K | 0.00% | −2,101−6.8% | Reduced |
| Captrust Financial Advisors | 28,414 | $321.4K | 0.00% | −904−3.1% | Reduced |
| Trexquant Investment LP | 28,076 | $317.5K | 0.01% | +28,076 | New |
| Silver Oak Securities, Inc | 27,851 | $315.0K | 0.04% | +21,894+367.5% | Added |
| Wealthcare Advisory Partners LLC | 27,715 | $313.5K | 0.01% | −116,559−80.8% | Reduced |
| PAX Financial Group, LLC | 27,759 | $304.8K | 0.06% | +156+0.6% | Added |
| Kowal Investment Group, LLC | 26,326 | $297.7K | 0.07% | +671+2.6% | Added |
| Strategic Blueprint, LLC | 25,527 | $288.7K | 0.02% | +1,520+6.3% | Added |
| Kestra Private Wealth Services, LLC | 25,365 | $286.9K | 0.01% | −7,396−22.6% | Reduced |
| Collaborative Wealth Managment Inc. | 25,196 | $285.0K | 0.15% | −567−2.2% | Reduced |
| IHT Wealth Management, LLC | 25,112 | $284.0K | 0.01% | −2,624−9.5% | Reduced |
| Sofos Investments, Inc. | 24,845 | $281.0K | 0.08% | −447,210−94.7% | Reduced |
| Cerity Partners LLC | 24,516 | $277.3K | 0.00% | +24,516 | New |
| Eagle Global Advisors LLC | 23,920 | $270.5K | 0.02% | +4,480+23.0% | Added |
| GWM Advisors LLC | 23,214 | $262.6K | 0.00% | +23,200+165,714.3% | Added |
| EPG Wealth Management LLC | 23,574 | $256.0K | 0.07% | +676+3.0% | Added |
| Brookstone Capital Management | 22,445 | $253.9K | 0.00% | −1,185−5.0% | Reduced |
| HighTower Advisors, LLC | 21,769 | $246.0K | 0.00% | −972−4.3% | Reduced |
| Western Wealth Management, LLC | 21,505 | $243.2K | 0.02% | −3,440−13.8% | Reduced |
| Cetera Investment Advisers | 21,480 | $242.9K | 0.00% | −21,232−49.7% | Reduced |
| Occudo Quantitative Strategies LP | 21,162 | $239.3K | 0.03% | −5,304−20.0% | Reduced |
| DFPG Investments, LLC | 21,473 | $234.7K | 0.02% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 20,633 | $232.9K | 0.01% | +7,003+51.4% | Added |