CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in CION Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 172
- +15 vs. Q3 2022
- Shares held
- 18.4M
- +3.13M (+20.5%) vs. Q3 2022
- Total value
- $179.4M
- +$49.0M (+37.5%) vs. Q3 2022
- New holders
- 36
- 46 more added
- Sold out
- 21
- 63 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 1,682,182 | $16.4M | 1.06% | +666,559+65.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,190,420 | $11.6M | 0.06% | −32,327−2.6% | Reduced |
| Invesco Ltd. | 1,103,296 | $10.8M | 0.00% | +1,103,296 | New |
| Bulldog Investors, LLP | 966,536 | $9.42M | 2.83% | −8,293−0.9% | Reduced |
| LPL Financial LLC | 894,991 | $8.73M | 0.01% | +108,099+13.7% | Added |
| Pinkerton Retirement Specialists, LLC | 803,089 | $7.83M | 1.69% | −17,169−2.1% | Reduced |
| Van Eck Associates Corp | 750,351 | $7.32M | 0.02% | +750,351 | New |
| Kestra Advisory Services, LLC | 571,593 | $5.57M | 0.05% | −92,221−13.9% | Reduced |
| Advisor Group Holdings, Inc. | 552,815 | $5.39M | 0.01% | −28,052−4.8% | Reduced |
| Acadian Asset Management LLC | 542,440 | $5.28M | 0.03% | +445,534+459.8% | Added |
| BlackRock Inc. | 479,811 | $4.68M | 0.00% | +23,898+5.2% | Added |
| WealthPlan Investment Management, LLC | 394,043 | $4.37M | 0.31% | +14,097+3.7% | Added |
| WealthPLAN Partners, LLC | 394,043 | $4.33M | 0.30% | +394,043 | New |
| Cetera Advisor Networks LLC | 418,210 | $4.08M | 0.03% | +16,547+4.1% | Added |
| Millennium Management LLC | 414,209 | $4.04M | 0.00% | −309,037−42.7% | Reduced |
| Berger Financial Group, Inc | 412,734 | $4.02M | 0.53% | −13,390−3.1% | Reduced |
| Arkadios Wealth Advisors | 306,240 | $2.99M | 0.40% | +12,662+4.3% | Added |
| Sigma Planning Corp | 298,335 | $2.91M | 0.10% | −10,291−3.3% | Reduced |
| Acorn Financial Advisory Services Inc | 287,379 | $2.80M | 0.59% | −18,820−6.1% | Reduced |
| Commonwealth Equity Services, LLC | 232,649 | $2.27M | 0.01% | −15,514−6.3% | Reduced |
| FirstPurpose Wealth LLC | 216,263 | $2.11M | 1.18% | −2,941−1.3% | Reduced |
| Paradigm Financial Partners, LLC | 200,450 | $2.06M | 0.60% | −12,959−6.1% | Reduced |
| AE Wealth Management LLC | 202,502 | $1.97M | 0.01% | +20,737+11.4% | Added |
| Resources Investment Advisors, LLC. | 195,286 | $1.90M | 0.06% | −11,384−5.5% | Reduced |
| Two Sigma Advisers, LP | 188,800 | $1.84M | 0.01% | +4,200+2.3% | Added |
| Citadel Advisors LLC | 172,474 | $1.68M | 0.00% | −131,038−43.2% | Reduced |
| Cetera Advisors LLC | 161,505 | $1.57M | 0.03% | −12,366−7.1% | Reduced |
| Belpointe Asset Management LLC | 148,765 | $1.45M | 0.09% | +12,804+9.4% | Added |
| Morgan Stanley | 148,500 | $1.45M | 0.00% | +63,507+74.7% | Added |
| Renaissance Technologies LLC | 143,600 | $1.40M | 0.00% | +47,300+49.1% | Added |
| Independent Financial Group, LLC | 143,286 | $1.40M | 0.12% | +27,022+23.2% | Added |
| Cooper Financial Group | 135,360 | $1.32M | 0.40% | −6,988−4.9% | Reduced |
| Mercer Global Advisors Inc | 129,493 | $1.26M | 0.01% | +96,876+297.0% | Added |
| Man Group plc | 124,359 | $1.21M | 0.00% | +101,059+433.7% | Added |
| IFP Advisors, Inc | 141,130 | $1.16M | 0.04% | +36,903+35.4% | Added |
| Two Sigma Investments, LP | 102,766 | $1.00M | 0.00% | −82,383−44.5% | Reduced |
| Continuum Advisory, LLC | 88,234 | $860.3K | 0.16% | −13,691−13.4% | Reduced |
| Atria Wealth Solutions, Inc. | 84,368 | $823.5K | 0.01% | +2,217+2.7% | Added |
| Wealthstar Advisors, LLC | 73,600 | $717.6K | 0.33% | −241−0.3% | Reduced |
| PAX Financial Group, LLC | 72,397 | $705.9K | 0.18% | +145+0.2% | Added |
| Clear Harbor Asset Management, LLC | 70,371 | $686.1K | 0.09% | +70,371 | New |
| Wealthcare Advisory Partners LLC | 70,274 | $685.2K | 0.03% | −77,794−52.5% | Reduced |
| Cetera Investment Advisers | 70,143 | $683.9K | 0.01% | −33,640−32.4% | Reduced |
| Royal Bank of Canada | 64,781 | $631.0K | 0.00% | +12,885+24.8% | Added |
| Quadrature Capital Ltd | 61,530 | $600.5K | 0.02% | +61,530 | New |
| GPS Wealth Strategies Group, LLC | 60,905 | $593.8K | 0.18% | −5,856−8.8% | Reduced |
| Apollo Management Holdings, L.P. | 60,249 | $587.0K | 0.00% | +60,249 | New |
| Apollon Wealth Management, LLC | 59,396 | $579.1K | 0.04% | −10,280−14.8% | Reduced |
| Koshinski Asset Management, Inc. | 56,730 | $553.1K | 0.05% | −2,678−4.5% | Reduced |
| International Assets Investment Management, LLC | 54,321 | $529.6K | 0.05% | +54,321 | New |
| Mariner, LLC | 53,321 | $520.0K | 0.00% | −1,825−3.3% | Reduced |
| Engineers Gate Manager LP | 51,803 | $505.1K | 0.03% | +2,429+4.9% | Added |
| Regatta Capital Group, LLC | 51,717 | $504.2K | 0.18% | +14,445+38.8% | Added |
| Endowment Wealth Management, Inc. | 51,591 | $503.0K | 0.55% | +1,187+2.4% | Added |
| Cedar Brook Financial Partners, LLC | 51,297 | $500.1K | 0.14% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 44,116 | $430.1K | 0.00% | −1,927−4.2% | Reduced |
| Kestra Private Wealth Services, LLC | 43,629 | $425.4K | 0.02% | −20,199−31.6% | Reduced |
| IHT Wealth Management, LLC | 43,365 | $422.8K | 0.03% | −1,622−3.6% | Reduced |
| Triumph Capital Management | 43,337 | $422.5K | 0.23% | +7,343+20.4% | Added |
| Silver Oak Securities, Inc | 42,414 | $414.0K | 0.08% | +36,457+612.0% | Added |
| Envestnet Asset Management Inc | 42,459 | $414.0K | 0.00% | −10,002−19.1% | Reduced |
| Founders Financial Securities LLC | 41,893 | $408.5K | 0.06% | −13,447−24.3% | Reduced |
| JPMorgan Chase & Co | 41,552 | $405.0K | 0.00% | +38,197+1,138.5% | Added |
| Jump Financial, LLC | 41,400 | $403.6K | 0.02% | −1,700−3.9% | Reduced |
| EPG Wealth Management LLC | 38,144 | $371.9K | 0.14% | −61,675−61.8% | Reduced |
| Beacon Pointe Advisors, LLC | 36,947 | $360.2K | 0.01% | −30,933−45.6% | Reduced |
| EWG Elevate Inc. | 36,414 | $355.0K | 0.18% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 31,467 | $306.8K | 0.01% | +31,467 | New |
| Collaborative Wealth Managment Inc. | 31,410 | $306.2K | 0.20% | −8,419−21.1% | Reduced |
| Beacon Capital Management, LLC | 31,194 | $304.1K | 0.10% | −8,521−21.5% | Reduced |
| Putnam Investments LLC | 30,860 | $300.9K | 0.00% | +12,573+68.8% | Added |
| TownSquare Capital, LLC | 30,410 | $296.5K | 0.01% | +18,169+148.4% | Added |
| Cubist Systematic Strategies, LLC | 29,807 | $290.6K | 0.00% | −35,143−54.1% | Reduced |
| Western Wealth Management, LLC | 27,435 | $267.5K | 0.03% | −29,936−52.2% | Reduced |
| Northern Trust Corp | 26,143 | $254.9K | 0.00% | +9,987+61.8% | Added |
| Pensionmark Financial Group, LLC | 25,280 | $253.3K | 0.06% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 25,281 | $246.5K | 0.14% | +19,958+374.9% | Added |
| HighTower Advisors, LLC | 25,032 | $244.0K | 0.00% | +1,341+5.7% | Added |
| Strategic Blueprint, LLC | 24,865 | $242.4K | 0.03% | −7,601−23.4% | Reduced |
| Kowal Investment Group, LLC | 24,491 | $238.8K | 0.07% | −1,781−6.8% | Reduced |
| Buckingham Strategic Partners | 24,100 | $235.0K | 0.02% | −22,322−48.1% | Reduced |
| Cerity Partners LLC | 23,611 | $230.2K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 23,500 | $229.1K | 0.00% | 00.0% | Unchanged |
| DFPG Investments, LLC | 20,841 | $225.9K | 0.04% | +2,684+14.8% | Added |
| Captrust Financial Advisors | 22,401 | $218.4K | 0.00% | −708−3.1% | Reduced |
| Diversified Trust Co | 21,402 | $209.0K | 0.01% | +21,402 | New |
| XTX Topco Ltd | 20,959 | $204.3K | 0.04% | +20,959 | New |
| Wealthspire Advisors, LLC | 20,823 | $203.0K | 0.00% | +20,823 | New |
| Jenkins Wealth | 20,734 | $202.2K | 0.08% | +20,734 | New |
| Prosperity Wealth Management, Inc. | 20,679 | $201.6K | 0.20% | +20,679 | New |
| Creative Planning | 19,969 | $194.7K | 0.00% | −7,168−26.4% | Reduced |
| Bank of America Corp | 19,429 | $189.4K | 0.00% | +13,598+233.2% | Added |
| SWMG, LLC | 19,374 | $188.9K | 0.11% | 00.0% | Unchanged |
| RFG Advisory, LLC | 16,871 | $187.9K | 0.01% | −5,998−26.2% | Reduced |
| Linscomb & Williams, Inc. | 19,235 | $187.5K | 0.01% | +5,306+38.1% | Added |
| Monument Capital Management | 18,979 | $185.0K | 0.06% | −1,185−5.9% | Reduced |
| Centaurus Financial, Inc. | 18,638 | $182.0K | 0.02% | +2,832+17.9% | Added |
| Sheaff Brock Investment Advisors, LLC | 18,616 | $181.5K | 0.02% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 18,258 | $178.0K | 0.03% | −38,620−67.9% | Reduced |
| Brookstone Capital Management | 16,893 | $173.3K | 0.00% | −500−2.9% | Reduced |