CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in CION Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 172
- +15 vs. Q3 2022
- Shares held
- 18.4M
- +3.13M (+20.5%) vs. Q3 2022
- Total value
- $179.4M
- +$49.0M (+37.5%) vs. Q3 2022
- New holders
- 36
- 46 more added
- Sold out
- 21
- 63 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alliancebernstein L.P. | 17,509 | $170.7K | 0.00% | +17,509 | New |
| Simon Quick Advisors, LLC | 17,469 | $170.3K | 0.02% | +17,469 | New |
| Laidlaw Wealth Management LLC | 17,293 | $168.6K | 0.04% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 17,292 | $168.6K | 0.01% | +17,292 | New |
| Foresight Wealth Management, LLC | 17,204 | $167.7K | 2.40% | −35,964−67.6% | Reduced |
| Trexquant Investment LP | 17,179 | $167.5K | 0.00% | +17,179 | New |
| Denver Wealth Management, Inc. | 17,068 | $166.0K | 0.12% | +17,068 | New |
| Tanglewood Legacy Advisors, LLC | 16,865 | $164.4K | 0.12% | +16,865 | New |
| Virtu Financial LLC | 16,412 | $160.0K | 0.02% | +16,412 | New |
| Arete Wealth Advisors, LLC | 15,489 | $151.0K | 0.01% | +15,489 | New |
| Avantax Advisory Services, Inc. | 15,109 | $147.3K | 0.00% | −1,992−11.6% | Reduced |
| Harbour Investments, Inc. | 15,025 | $146.5K | 0.01% | −22,800−60.3% | Reduced |
| Redwood Financial Network Corp | 14,668 | $143.0K | 0.16% | +14,668 | New |
| Spire Wealth Management | 14,495 | $141.0K | 0.01% | +4,867+50.6% | Added |
| Stifel Financial Corp | 14,376 | $140.2K | 0.00% | +1,409+10.9% | Added |
| Virtus ETF Advisers LLC | 14,304 | $139.5K | 0.07% | +1,661+13.1% | Added |
| O'Shaughnessy Asset Management, LLC | 13,335 | $130.0K | 0.00% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 13,151 | $128.0K | 0.01% | −203−1.5% | Reduced |
| Carmel Capital Partners, LLC | 13,075 | $127.5K | 0.09% | +2,405+22.5% | Added |
| Ignite Planners, LLC | 10,869 | $120.9K | 0.05% | −957−8.1% | Reduced |
| Quantbot Technologies LP | 12,351 | $120.4K | 0.01% | +12,351 | New |
| Stratos Wealth Partners, LTD. | 12,304 | $120.0K | 0.00% | +12,304 | New |
| Fisher Asset Management, LLC | 12,168 | $119.0K | 0.00% | −5,821−32.4% | Reduced |
| Gallacher Capital Management LLC | 12,004 | $117.0K | 0.07% | +12,004 | New |
| Strong Tower Advisory Services | 11,203 | $109.2K | 0.07% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 10,969 | $106.9K | 0.00% | −2,143−16.3% | Reduced |
| Hilton Capital Management, LLC | 12,414 | $106.0K | 0.01% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 10,690 | $104.2K | 0.02% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 10,594 | $103.3K | 0.04% | +5,059+91.4% | Added |
| LJI Wealth Management, LLC | 10,424 | $101.6K | 0.04% | +10,424 | New |
| Bensler, LLC | 10,390 | $101.3K | 0.02% | +241+2.4% | Added |
| Advisory Alpha, LLC | 10,265 | $100.1K | 0.01% | 00.0% | Unchanged |
| West Wealth Group, LLC | 10,235 | $99.8K | 0.05% | −1,863−15.4% | Reduced |
| Independent Advisor Alliance | 10,189 | $99.0K | 0.01% | −913−8.2% | Reduced |
| Focused Wealth Management, Inc | 10,055 | $98.0K | 0.02% | +178+1.8% | Added |
| Orion Portfolio Solutions, LLC | 10,048 | $98.0K | 0.00% | +10,048 | New |
| CWM, LLC | 9,948 | $97.0K | 0.00% | −42,022−80.9% | Reduced |
| Tyler-Stone Wealth Management | 7,850 | $77.0K | 0.05% | +1,509+23.8% | Added |
| UBS Group AG | 7,513 | $73.3K | 0.00% | −56−0.7% | Reduced |
| Geneos Wealth Management Inc. | 6,554 | $63.9K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 6,310 | $63.2K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 5,604 | $55.0K | 0.01% | +5,604 | New |
| Coppell Advisory Solutions LLC | 5,297 | $51.6K | 0.02% | +5,297 | New |
| Coppell Advisory Solutions Corp. | 5,297 | $51.6K | 0.02% | +5,297 | New |
| Signaturefd, LLC | 4,665 | $45.5K | 0.00% | 00.0% | Unchanged |
| Joseph Group Capital Management | 4,131 | $40.0K | 0.04% | −163−3.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,902 | $38.0K | 0.00% | −19,082−83.0% | Reduced |
| Allworth Financial LP | 3,688 | $36.0K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 3,396 | $33.1K | 0.01% | +1,575+86.5% | Added |
| Trustcore Financial Services, LLC | 3,034 | $29.6K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 2,043 | $19.9K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,917 | $18.7K | 0.00% | +1,401+271.5% | Added |
| New England Capital Financial Advisors LLC | 1,720 | $18.3K | 0.01% | +1,720 | New |
| US Bancorp | 1,594 | $15.5K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,562 | $15.2K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,546 | $15.0K | 0.00% | +140+10.0% | Added |
| Moisand Fitzgerald Tamayo, LLC | 1,518 | $14.8K | 0.00% | +1,518 | New |
| Gradient Investments LLC | 1,372 | $13.4K | 0.00% | −1,694−55.3% | Reduced |
| Simplex Trading, LLC | 1,303 | $12.0K | 0.00% | −7,604−85.4% | Reduced |
| SOA Wealth Advisors, LLC. | 854 | $8.33K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 813 | $7.93K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 736 | $7.18K | 0.00% | +736 | New |
| Paragon Wealth Strategies, LLC | 585 | $5.70K | 0.01% | +17+3.0% | Added |
| Kozak & Associates, Inc. | 484 | $5.00K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 478 | $4.66K | 0.00% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 403 | $4.28K | 0.00% | +403 | New |
| Richard W. Paul & Associates, LLC | 285 | $2.78K | 0.00% | +285 | New |
| Citigroup Inc | 272 | $2.65K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 247 | $2.41K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 200 | $1.95K | 0.00% | +200 | New |
| Private Advisor Group, LLC | 100,014 | $975 | 0.00% | −14,660−12.8% | Reduced |
| FMR LLC | 1 | $10 | 0.00% | −1−50.0% | Reduced |
| CenterBook Partners LP | 0 | $0 | 0.00% | −40,871−100.0% | Sold out |
| Capital Wealth Management, LLC | 0 | $0 | 0.00% | −26,471−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −26,193−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −18,383−100.0% | Sold out |
| Perennial Investment Advisors, LLC | 0 | $0 | 0.00% | −17,086−100.0% | Sold out |
| National Wealth Management Group, LLC | 0 | $0 | 0.00% | −14,220−100.0% | Sold out |
| USAdvisors Wealth Management, LLC | 0 | $0 | 0.00% | −12,703−100.0% | Sold out |
| Apella Capital, LLC | 0 | $0 | 0.00% | −11,721−100.0% | Sold out |
| Aurora Private Wealth, Inc. | 0 | $0 | 0.00% | −10,920−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −10,429−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −10,511−100.0% | Sold out |
| Virtus Investment Advisers, Inc. | 0 | $0 | 0.00% | −5,686−100.0% | Sold out |
| Almanack Investment Partners, LLC. | 0 | $0 | 0.00% | −4,709−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −4,071−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −3,987−100.0% | Sold out |
| Financial Connections Group, Inc. | 0 | $0 | 0.00% | −2,631−100.0% | Sold out |
| EdgeRock Capital LLC | 0 | $0 | 0.00% | −2,431−100.0% | Sold out |
| Navigation Wealth Management, Inc. | 0 | $0 | 0.00% | −1,714−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −1,063−100.0% | Sold out |
| Versant Capital Management, Inc | 0 | $0 | 0.00% | −610−100.0% | Sold out |
| Rise Advisors, LLC | 0 | $0 | 0.00% | −203−100.0% | Sold out |
| ACG Wealth | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Jefferies Group LLC | – | – | – | – | Not filed |