CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in CION Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- −2 vs. Q2 2023
- Shares held
- 18.0M
- +790.5K (+4.6%) vs. Q2 2023
- Total value
- $187.5M
- +$8.74M (+4.9%) vs. Q2 2023
- New holders
- 14
- 56 more added
- Sold out
- 16
- 65 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 1,630,333 | $17.2M | 1.10% | +5,813+0.4% | Added |
| Invesco Ltd. | 1,130,471 | $11.9M | 0.00% | −36,089−3.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,023,557 | $10.8M | 0.05% | −70,053−6.4% | Reduced |
| Bulldog Investors, LLP | 1,001,239 | $10.6M | 3.67% | +40,925+4.3% | Added |
| LPL Financial LLC | 949,385 | $10.0M | 0.01% | +12,049+1.3% | Added |
| Van Eck Associates Corp | 901,058 | $9.52M | 0.02% | +111,819+14.2% | Added |
| Pinkerton Retirement Specialists, LLC | 783,442 | $8.28M | 1.80% | −13,877−1.7% | Reduced |
| Acadian Asset Management LLC | 656,910 | $6.94M | 0.03% | +65,039+11.0% | Added |
| Advisor Group Holdings, Inc. | 532,967 | $5.63M | 0.01% | −23,071−4.1% | Reduced |
| WealthPLAN Partners, LLC | 468,122 | $4.95M | 0.58% | +30,486+7.0% | Added |
| Kestra Advisory Services, LLC | 419,893 | $4.44M | 0.04% | −38,205−8.3% | Reduced |
| Cetera Advisor Networks LLC | 398,230 | $4.21M | 0.03% | −13,998−3.4% | Reduced |
| Berger Financial Group, Inc | 350,283 | $3.70M | 0.43% | −14,010−3.8% | Reduced |
| Arkadios Wealth Advisors | 304,308 | $3.22M | 0.31% | −9,616−3.1% | Reduced |
| Sigma Planning Corp | 303,887 | $3.21M | 0.12% | +1,896+0.6% | Added |
| Acorn Financial Advisory Services Inc | 284,918 | $3.01M | 0.54% | −8,128−2.8% | Reduced |
| Commonwealth Equity Services, LLC | 283,870 | $3.00M | 0.01% | +34,952+14.0% | Added |
| AE Wealth Management LLC | 283,685 | $3.00M | 0.02% | +17,104+6.4% | Added |
| Two Sigma Advisers, LP | 261,700 | $2.77M | 0.01% | +54,200+26.1% | Added |
| Callodine Capital Management, LP | 250,000 | $2.64M | 0.74% | +72,354+40.7% | Added |
| Two Sigma Investments, LP | 229,234 | $2.42M | 0.01% | +116,873+104.0% | Added |
| Independent Financial Group, LLC | 221,431 | $2.34M | 0.15% | +23,010+11.6% | Added |
| FirstPurpose Wealth LLC | 203,557 | $2.15M | 0.93% | −1,454−0.7% | Reduced |
| Renaissance Technologies LLC | 203,400 | $2.15M | 0.00% | −82,688−28.9% | Reduced |
| BlackRock Inc. | 192,368 | $2.03M | 0.00% | −81,447−29.7% | Reduced |
| Resources Investment Advisors, LLC. | 190,129 | $2.01M | 0.04% | −2,036−1.1% | Reduced |
| Alpine Global Management, LLC | 180,849 | $1.91M | 0.44% | +116,579+181.4% | Added |
| Millennium Management LLC | 180,648 | $1.91M | 0.00% | +164,232+1,000.4% | Added |
| Paradigm Financial Partners, LLC | 177,975 | $1.82M | 0.50% | −14,075−7.3% | Reduced |
| Sofos Investments, Inc. | 472,055 | $1.53M | 0.03% | +447,210+1,800.0% | Added |
| Wealthcare Advisory Partners LLC | 144,274 | $1.52M | 0.07% | −5,584−3.7% | Reduced |
| Morgan Stanley | 127,239 | $1.34M | 0.00% | −5,845−4.4% | Reduced |
| Cetera Advisors LLC | 117,671 | $1.24M | 0.02% | −16,221−12.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 107,263 | $1.13M | 0.07% | +51,939+93.9% | Added |
| Private Advisor Group, LLC | 96,117 | $1.02M | 0.01% | −15,356−13.8% | Reduced |
| Atria Wealth Solutions, Inc. | 88,972 | $940.4K | 0.01% | +614+0.7% | Added |
| Continuum Advisory, LLC | 77,235 | $816.4K | 0.13% | −18,600−19.4% | Reduced |
| Mercer Global Advisors Inc | 77,160 | $816.0K | 0.00% | −2,314−2.9% | Reduced |
| International Assets Investment Management, LLC | 76,064 | $797.2K | 0.11% | +47,331+164.7% | Added |
| Cooper Financial Group | 69,247 | $731.9K | 0.18% | −5,945−7.9% | Reduced |
| Goldman Sachs Group Inc | 68,228 | $721.2K | 0.00% | +68,228 | New |
| Wealthstar Advisors, LLC | 65,195 | $689.1K | 0.30% | −6,483−9.0% | Reduced |
| SEI Investments Co | 64,658 | $683.4K | 0.00% | +26,242+68.3% | Added |
| Apollo Management Holdings, L.P. | 63,262 | $668.7K | 0.01% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 61,086 | $646.0K | 0.01% | +34,423+129.1% | Added |
| Royal Bank of Canada | 57,945 | $612.0K | 0.00% | −3,462−5.6% | Reduced |
| Endowment Wealth Management, Inc. | 52,182 | $551.6K | 0.50% | −3,051−5.5% | Reduced |
| Ameriprise Financial Inc | 49,673 | $525.0K | 0.00% | −1,390−2.7% | Reduced |
| GPS Wealth Strategies Group, LLC | 45,824 | $484.4K | 0.09% | −15,192−24.9% | Reduced |
| SG Americas Securities, LLC | 45,403 | $480.0K | 0.01% | +45,403 | New |
| Envestnet Asset Management Inc | 44,449 | $469.8K | 0.00% | −3,488−7.3% | Reduced |
| Legacy Capital Wealth Partners, LLC | 43,766 | $462.6K | 0.13% | +43,766 | New |
| Mariner, LLC | 43,539 | $460.2K | 0.00% | +1,575+3.8% | Added |
| Tudor Investment Corp Et Al | 43,232 | $457.0K | 0.01% | +43,232 | New |
| Founders Financial Securities LLC | 43,144 | $456.0K | 0.06% | +1,251+3.0% | Added |
| Cetera Investment Advisers | 42,712 | $451.5K | 0.00% | −19,424−31.3% | Reduced |
| Man Group plc | – | $444.2K | 0.00% | – | – |
| UBS Group AG | 41,914 | $443.0K | 0.00% | −1,275−3.0% | Reduced |
| Virtus ETF Advisers LLC | 41,848 | $442.3K | 0.27% | +21,982+110.7% | Added |
| Koshinski Asset Management, Inc. | 40,999 | $433.4K | 0.05% | −2,237−5.2% | Reduced |
| Beacon Pointe Advisors, LLC | 38,354 | $405.4K | 0.01% | −4,176−9.8% | Reduced |
| Belpointe Asset Management LLC | 37,722 | $398.7K | 0.04% | −42,658−53.1% | Reduced |
| Triumph Capital Management | 36,638 | $389.1K | 0.18% | −11,339−23.6% | Reduced |
| Citadel Advisors LLC | 32,864 | $347.4K | 0.00% | +32,766+33,434.7% | Added |
| Kestra Private Wealth Services, LLC | 32,761 | $346.3K | 0.01% | −2,638−7.5% | Reduced |
| Putnam Investments LLC | 32,745 | $346.1K | 0.00% | −30,615−48.3% | Reduced |
| Regatta Capital Group, LLC | 31,364 | $331.5K | 0.11% | −19,408−38.2% | Reduced |
| Neuberger Berman Group LLC | 30,829 | $325.9K | 0.00% | +30,829 | New |
| Newbridge Financial Services Group, Inc. | 30,200 | $319.2K | 0.16% | +207+0.7% | Added |
| EWG Elevate Inc. | 29,434 | $311.1K | 0.14% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 29,895 | $310.3K | 0.08% | 00.0% | Unchanged |
| Captrust Financial Advisors | 29,318 | $309.9K | 0.00% | +4,125+16.4% | Added |
| TownSquare Capital, LLC | 29,305 | $309.8K | 0.01% | +1,428+5.1% | Added |
| Jump Financial, LLC | 28,100 | $297.0K | 0.01% | −6,300−18.3% | Reduced |
| IHT Wealth Management, LLC | 27,736 | $293.2K | 0.01% | −9,315−25.1% | Reduced |
| PAX Financial Group, LLC | 27,603 | $291.8K | 0.07% | −40,765−59.6% | Reduced |
| Buckingham Strategic Partners | 27,172 | $287.2K | 0.01% | +10,335+61.4% | Added |
| Susquehanna International Group, LLP | 26,997 | $285.4K | 0.00% | +5,894+27.9% | Added |
| Occudo Quantitative Strategies LP | 26,466 | $279.7K | 0.04% | +26,466 | New |
| Madison Wealth Management | 26,070 | $275.6K | 0.06% | +6,770+35.1% | Added |
| Diversified Trust Co | 26,014 | $275.0K | 0.01% | +3,860+17.4% | Added |
| Collaborative Wealth Managment Inc. | 25,763 | $272.3K | 0.16% | −5,287−17.0% | Reduced |
| Kowal Investment Group, LLC | 25,655 | $271.2K | 0.07% | +683+2.7% | Added |
| Western Wealth Management, LLC | 24,945 | $263.7K | 0.02% | −2,723−9.8% | Reduced |
| Strategic Blueprint, LLC | 24,007 | $253.8K | 0.02% | −434−1.8% | Reduced |
| EPG Wealth Management LLC | 22,898 | $242.0K | 0.07% | −12,536−35.4% | Reduced |
| HighTower Advisors, LLC | 22,741 | $241.0K | 0.00% | −938−4.0% | Reduced |
| Brookstone Capital Management | 23,630 | $233.9K | 0.01% | +3,475+17.2% | Added |
| DFPG Investments, LLC | 21,473 | $228.7K | 0.02% | −2,772−11.4% | Reduced |
| Atomi Financial Group, Inc. | 21,569 | $228.0K | 0.08% | +3,344+18.3% | Added |
| Redwood Financial Network Corp | 21,363 | $225.8K | 0.24% | +2,414+12.7% | Added |
| Integrated Wealth Concepts LLC | 21,044 | $222.4K | 0.00% | 00.0% | Unchanged |
| Ignite Planners, LLC | 20,992 | $213.9K | 0.07% | +20,992 | New |
| Northern Trust Corp | 19,894 | $210.3K | 0.00% | +2,280+12.9% | Added |
| Simon Quick Advisors, LLC | 19,705 | $208.3K | 0.02% | +590+3.1% | Added |
| Eagle Global Advisors LLC | 19,440 | $205.5K | 0.01% | 00.0% | Unchanged |
| SWMG, LLC | 19,374 | $204.8K | 0.11% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 19,259 | $203.6K | 0.12% | −219−1.1% | Reduced |
| Franklin Resources Inc | 18,771 | $198.4K | 0.00% | −4,729−20.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 18,616 | $196.8K | 0.02% | 00.0% | Unchanged |