CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in CION Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- 0 vs. Q4 2022
- Shares held
- 17.8M
- −588.0K (−3.2%) vs. Q4 2022
- Total value
- $175.4M
- −$3.51M (−2.0%) vs. Q4 2022
- New holders
- 20
- 51 more added
- Sold out
- 20
- 59 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 1,656,266 | $16.3M | 1.05% | −25,916−1.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,087,375 | $10.7M | 0.05% | −103,045−8.7% | Reduced |
| Invesco Ltd. | 982,682 | $9.70M | 0.00% | −120,614−10.9% | Reduced |
| Bulldog Investors, LLP | 960,314 | $9.48M | 3.05% | −6,222−0.6% | Reduced |
| LPL Financial LLC | 936,397 | $9.24M | 0.01% | +41,406+4.6% | Added |
| Van Eck Associates Corp | 802,480 | $7.92M | 0.02% | +52,129+6.9% | Added |
| Pinkerton Retirement Specialists, LLC | 800,767 | $7.90M | 1.48% | −2,322−0.3% | Reduced |
| Acadian Asset Management LLC | 636,259 | $6.27M | 0.03% | +93,819+17.3% | Added |
| Advisor Group Holdings, Inc. | 543,708 | $5.36M | 0.01% | −9,107−1.6% | Reduced |
| Kestra Advisory Services, LLC | 522,048 | $5.15M | 0.06% | −49,545−8.7% | Reduced |
| Cetera Advisor Networks LLC | 433,138 | $4.28M | 0.03% | +14,928+3.6% | Added |
| WealthPLAN Partners, LLC | 406,497 | $4.01M | 0.46% | +12,454+3.2% | Added |
| Berger Financial Group, Inc | 399,320 | $3.94M | 0.47% | −13,414−3.3% | Reduced |
| Renaissance Technologies LLC | 380,200 | $3.75M | 0.00% | +236,600+164.8% | Added |
| Sigma Planning Corp | 333,112 | $3.29M | 0.11% | +34,777+11.7% | Added |
| Arkadios Wealth Advisors | 330,258 | $3.26M | 0.39% | +24,018+7.8% | Added |
| BlackRock Inc. | 305,051 | $3.01M | 0.00% | −174,760−36.4% | Reduced |
| Acorn Financial Advisory Services Inc | 289,584 | $2.86M | 0.56% | +2,205+0.8% | Added |
| AE Wealth Management LLC | 239,217 | $2.36M | 0.02% | +36,715+18.1% | Added |
| Commonwealth Equity Services, LLC | 232,534 | $2.29M | 0.01% | −1150.0% | Reduced |
| FirstPurpose Wealth LLC | 212,354 | $2.10M | 1.03% | −3,909−1.8% | Reduced |
| Two Sigma Advisers, LP | 202,900 | $2.00M | 0.01% | +14,100+7.5% | Added |
| Resources Investment Advisors, LLC. | 194,521 | $1.92M | 0.05% | −765−0.4% | Reduced |
| Paradigm Financial Partners, LLC | 194,029 | $1.92M | 0.52% | −6,421−3.2% | Reduced |
| Independent Financial Group, LLC | 175,589 | $1.73M | 0.14% | +32,303+22.5% | Added |
| Wealthcare Advisory Partners LLC | 146,498 | $1.45M | 0.06% | +76,224+108.5% | Added |
| Cetera Advisors LLC | 139,872 | $1.38M | 0.02% | −21,633−13.4% | Reduced |
| Putnam Investments LLC | 131,486 | $1.30M | 0.00% | +100,626+326.1% | Added |
| Morgan Stanley | 130,710 | $1.29M | 0.00% | −17,790−12.0% | Reduced |
| Jane Street Group, LLC | 126,027 | $1.24M | 0.00% | +126,027 | New |
| Callodine Capital Management, LP | 125,000 | $1.23M | 0.36% | +125,000 | New |
| Belpointe Asset Management LLC | 123,820 | $1.22M | 0.07% | −24,945−16.8% | Reduced |
| Cooper Financial Group | 123,727 | $1.22M | 0.33% | −11,633−8.6% | Reduced |
| Private Advisor Group, LLC | 117,525 | $1.16M | 0.01% | +17,511+17.5% | Added |
| Mercer Global Advisors Inc | 115,566 | $1.14M | 0.01% | −13,927−10.8% | Reduced |
| Continuum Advisory, LLC | 90,527 | $893.5K | 0.15% | +2,293+2.6% | Added |
| Atria Wealth Solutions, Inc. | 83,133 | $820.5K | 0.01% | −1,235−1.5% | Reduced |
| Two Sigma Investments, LP | 77,294 | $762.9K | 0.00% | −25,472−24.8% | Reduced |
| Wealthstar Advisors, LLC | 74,530 | $735.6K | 0.31% | +930+1.3% | Added |
| Ameriprise Financial Inc | 73,277 | $723.2K | 0.00% | +73,277 | New |
| Citadel Advisors LLC | 72,785 | $718.4K | 0.00% | −99,689−57.8% | Reduced |
| Clear Harbor Asset Management, LLC | 70,521 | $696.0K | 0.07% | +150+0.2% | Added |
| PAX Financial Group, LLC | 68,206 | $673.2K | 0.16% | −4,191−5.8% | Reduced |
| Royal Bank of Canada | 64,931 | $640.0K | 0.00% | +150+0.2% | Added |
| Cetera Investment Advisers | 62,332 | $615.2K | 0.01% | −7,811−11.1% | Reduced |
| Apollo Management Holdings, L.P. | 61,469 | $606.7K | 0.01% | +1,220+2.0% | Added |
| GPS Wealth Strategies Group, LLC | 60,976 | $601.8K | 0.12% | +71+0.1% | Added |
| Legacy Capital Wealth Partners, LLC | 60,095 | $593.1K | 0.16% | +60,095 | New |
| Endowment Wealth Management, Inc. | 53,945 | $532.4K | 0.54% | +2,354+4.6% | Added |
| Triumph Capital Management | 53,102 | $524.1K | 0.27% | +9,765+22.5% | Added |
| Koshinski Asset Management, Inc. | 52,229 | $515.5K | 0.05% | −4,501−7.9% | Reduced |
| Regatta Capital Group, LLC | 51,717 | $504.2K | 0.18% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 48,098 | $474.7K | 0.00% | +48,098 | New |
| Susquehanna International Group, LLP | 47,260 | $466.5K | 0.00% | +47,260 | New |
| Envestnet Asset Management Inc | 47,084 | $464.7K | 0.00% | +4,625+10.9% | Added |
| Cubist Systematic Strategies, LLC | 46,608 | $460.0K | 0.00% | +16,801+56.4% | Added |
| Millennium Management LLC | 43,725 | $432.0K | 0.00% | −370,484−89.4% | Reduced |
| IHT Wealth Management, LLC | 43,586 | $430.2K | 0.02% | +221+0.5% | Added |
| Mariner, LLC | 42,282 | $417.0K | 0.00% | −11,039−20.7% | Reduced |
| Founders Financial Securities LLC | 41,893 | $413.5K | 0.06% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 41,826 | $412.8K | 0.00% | −2,290−5.2% | Reduced |
| Quadrature Capital Ltd | 40,993 | $405.4K | 0.01% | −20,537−33.4% | Reduced |
| Silver Oak Securities, Inc | 40,234 | $397.0K | 0.07% | −2,180−5.1% | Reduced |
| EPG Wealth Management LLC | 39,409 | $389.0K | 0.12% | +1,265+3.3% | Added |
| SEI Investments Co | 38,416 | $379.2K | 0.00% | +38,416 | New |
| Kestra Private Wealth Services, LLC | 37,722 | $372.3K | 0.01% | −5,907−13.5% | Reduced |
| UBS Group AG | 37,565 | $370.8K | 0.00% | +30,052+400.0% | Added |
| Man Group plc | – | $366.5K | 0.00% | – | – |
| JPMorgan Chase & Co | 36,473 | $360.1K | 0.00% | −5,079−12.2% | Reduced |
| Cedar Brook Financial Partners, LLC | 34,555 | $341.1K | 0.09% | −16,742−32.6% | Reduced |
| Jump Financial, LLC | 33,502 | $330.7K | 0.01% | −7,898−19.1% | Reduced |
| Collaborative Wealth Managment Inc. | 31,036 | $306.3K | 0.19% | −374−1.2% | Reduced |
| TownSquare Capital, LLC | 30,423 | $300.3K | 0.01% | +130.0% | Added |
| EWG Elevate Inc. | 30,052 | $296.6K | 0.13% | −6,362−17.5% | Reduced |
| Beacon Capital Management, LLC | 29,895 | $295.1K | 0.09% | −1,299−4.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 29,041 | $287.0K | 0.02% | +29,041 | New |
| Engineers Gate Manager LP | 28,656 | $282.8K | 0.01% | −23,147−44.7% | Reduced |
| International Assets Investment Management, LLC | 27,733 | $273.7K | 0.04% | −26,588−48.9% | Reduced |
| Western Wealth Management, LLC | 27,584 | $272.3K | 0.03% | +149+0.5% | Added |
| Newbridge Financial Services Group, Inc. | 25,815 | $254.8K | 0.14% | +534+2.1% | Added |
| Avantax Advisory Services, Inc. | 25,740 | $254.1K | 0.00% | +10,631+70.4% | Added |
| Pensionmark Financial Group, LLC | 25,280 | $249.5K | 0.05% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 25,261 | $249.3K | 0.07% | +770+3.1% | Added |
| Captrust Financial Advisors | 25,136 | $248.1K | 0.00% | +2,735+12.2% | Added |
| HighTower Advisors, LLC | 25,032 | $246.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 24,432 | $241.1K | 0.00% | −1,711−6.5% | Reduced |
| Cerity Partners LLC | 23,611 | $233.0K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 23,500 | $231.9K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 22,725 | $224.3K | 0.14% | +22,725 | New |
| Strategic Blueprint, LLC | 22,442 | $221.5K | 0.02% | −2,423−9.7% | Reduced |
| Virtus ETF Advisers LLC | 21,969 | $216.8K | 0.12% | +7,665+53.6% | Added |
| Diversified Trust Co | 21,062 | $207.9K | 0.01% | −340−1.6% | Reduced |
| DFPG Investments, LLC | 21,030 | $207.6K | 0.02% | +189+0.9% | Added |
| Wealthspire Advisors, LLC | 20,823 | $205.5K | 0.00% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 20,194 | $199.3K | 0.01% | −3,906−16.2% | Reduced |
| Eagle Global Advisors LLC | 19,440 | $191.9K | 0.01% | +19,440 | New |
| SWMG, LLC | 19,374 | $191.2K | 0.11% | 00.0% | Unchanged |
| Creative Planning | 19,035 | $187.9K | 0.00% | −934−4.7% | Reduced |
| Prosperity Wealth Management, Inc. | 18,860 | $186.1K | 0.15% | −1,819−8.8% | Reduced |
| Centaurus Financial, Inc. | 18,638 | $184.0K | 0.01% | 00.0% | Unchanged |