CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in CION Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- 0 vs. Q4 2022
- Shares held
- 17.8M
- −588.0K (−3.2%) vs. Q4 2022
- Total value
- $175.4M
- −$3.51M (−2.0%) vs. Q4 2022
- New holders
- 20
- 51 more added
- Sold out
- 20
- 59 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $10 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 24,845 | $245 | 0.01% | +24,845 | New |
| Group One Trading, L.P. | 200 | $1.97K | 0.00% | 00.0% | Unchanged |
| Richard W. Paul & Associates, LLC | 285 | $2.81K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 404 | $3.99K | 0.00% | +404 | New |
| Syverson Strege & Co | 478 | $4.72K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 484 | $4.78K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 736 | $7.26K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 854 | $8.43K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 879 | $8.68K | 0.00% | −2,517−74.1% | Reduced |
| Ameritas Advisory Services, LLC | 1,416 | $13.4K | 0.00% | +1,416 | New |
| Gradient Investments LLC | 1,372 | $13.5K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,530 | $14.2K | 0.00% | +717+88.2% | Added |
| Steward Partners Investment Advisory, LLC | 1,562 | $15.4K | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 1,824 | $18.0K | 0.01% | +104+6.0% | Added |
| Worth Asset Management, LLC | 2,043 | $20.2K | 0.02% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,573 | $25.0K | 0.00% | +1,027+66.4% | Added |
| WealthPlan Investment Management, LLC | 2,907 | $28.7K | 0.00% | −391,136−99.3% | Reduced |
| Allworth Financial LP | 3,688 | $36.4K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 3,883 | $38.3K | 0.00% | +3,883 | New |
| Northwestern Mutual Wealth Management Co | 3,906 | $38.5K | 0.00% | +4+0.1% | Added |
| Joseph Group Capital Management | 4,131 | $40.8K | 0.04% | 00.0% | Unchanged |
| Signaturefd, LLC | 4,665 | $46.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,604 | $55.3K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 6,048 | $59.7K | 0.00% | +4,131+215.5% | Added |
| Proequities, Inc. | 6,310 | $62.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 8,125 | $80.2K | 0.00% | +1,571+24.0% | Added |
| Sunbelt Securities, Inc. | 8,950 | $86.5K | 0.01% | +8,950 | New |
| Kalos Management, Inc. | 9,471 | $93.5K | 0.19% | +9,471 | New |
| Advisory Alpha, LLC | 10,016 | $98.9K | 0.01% | −249−2.4% | Reduced |
| Independent Advisor Alliance | 10,189 | $100.6K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 10,208 | $100.8K | 0.02% | +153+1.5% | Added |
| RFG Advisory, LLC | 10,432 | $103.0K | 0.01% | −6,439−38.2% | Reduced |
| Atticus Wealth Management, LLC | 10,594 | $104.6K | 0.04% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 10,690 | $105.5K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 10,741 | $106.0K | 0.00% | +10,741 | New |
| Ignite Planners, LLC | 10,869 | $106.5K | 0.04% | 00.0% | Unchanged |
| Bensler, LLC | 10,882 | $107.4K | 0.02% | +492+4.7% | Added |
| United Capital Financial Advisers, LLC | 10,969 | $108.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 11,089 | $109.0K | 0.00% | +1,141+11.5% | Added |
| Strong Tower Advisory Services | 11,203 | $110.6K | 0.06% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 11,618 | $114.7K | 0.00% | −686−5.6% | Reduced |
| Linscomb & Williams, Inc. | 12,106 | $119.5K | 0.01% | −7,129−37.1% | Reduced |
| Monument Capital Management | 12,228 | $120.7K | 0.04% | −6,751−35.6% | Reduced |
| Hilton Capital Management, LLC | 12,414 | $121.0K | 0.02% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 12,834 | $126.7K | 0.02% | −5,424−29.7% | Reduced |
| Great Valley Advisor Group, Inc. | 12,834 | $127.0K | 0.01% | −317−2.4% | Reduced |
| Carmel Capital Partners, LLC | 13,075 | $129.1K | 0.08% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 13,335 | $131.6K | 0.00% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 14,257 | $140.7K | 0.03% | +14,257 | New |
| Bank of America Corp | 14,685 | $144.9K | 0.00% | −4,744−24.4% | Reduced |
| Spire Wealth Management | 14,861 | $146.7K | 0.01% | +366+2.5% | Added |
| HRT Financial LP | 15,180 | $149.0K | 0.00% | +15,180 | New |
| Harbour Investments, Inc. | 15,118 | $149.2K | 0.01% | +93+0.6% | Added |
| Arete Wealth Advisors, LLC | 15,489 | $153.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 15,592 | $153.9K | 0.03% | −5,367−25.6% | Reduced |
| Denver Wealth Management, Inc. | 15,707 | $155.0K | 0.11% | −1,361−8.0% | Reduced |
| IFP Advisors, Inc | 19,125 | $156.2K | 0.01% | −122,005−86.4% | Reduced |
| Trexquant Investment LP | 16,202 | $159.9K | 0.00% | −977−5.7% | Reduced |
| Fisher Asset Management, LLC | 16,351 | $161.4K | 0.00% | +4,183+34.4% | Added |
| Tanglewood Legacy Advisors, LLC | 16,865 | $166.5K | 0.11% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 17,293 | $170.7K | 0.03% | 00.0% | Unchanged |
| Brookstone Capital Management | 16,783 | $173.5K | 0.00% | −110−0.7% | Reduced |
| SageView Advisory Group, LLC | 18,264 | $180.3K | 0.01% | +972+5.6% | Added |
| Redwood Financial Network Corp | 18,516 | $182.8K | 0.19% | +3,848+26.2% | Added |
| Simon Quick Advisors, LLC | 18,527 | $182.9K | 0.02% | +1,058+6.1% | Added |
| Integrated Wealth Concepts LLC | 18,557 | $183.0K | 0.00% | +18,557 | New |
| Sheaff Brock Investment Advisors, LLC | 18,616 | $183.7K | 0.02% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 18,638 | $184.0K | 0.01% | 00.0% | Unchanged |
| Prosperity Wealth Management, Inc. | 18,860 | $186.1K | 0.15% | −1,819−8.8% | Reduced |
| Creative Planning | 19,035 | $187.9K | 0.00% | −934−4.7% | Reduced |
| SWMG, LLC | 19,374 | $191.2K | 0.11% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 19,440 | $191.9K | 0.01% | +19,440 | New |
| Buckingham Strategic Partners | 20,194 | $199.3K | 0.01% | −3,906−16.2% | Reduced |
| Wealthspire Advisors, LLC | 20,823 | $205.5K | 0.00% | 00.0% | Unchanged |
| DFPG Investments, LLC | 21,030 | $207.6K | 0.02% | +189+0.9% | Added |
| Diversified Trust Co | 21,062 | $207.9K | 0.01% | −340−1.6% | Reduced |
| Virtus ETF Advisers LLC | 21,969 | $216.8K | 0.12% | +7,665+53.6% | Added |
| Strategic Blueprint, LLC | 22,442 | $221.5K | 0.02% | −2,423−9.7% | Reduced |
| Cape Investment Advisory, Inc. | 22,725 | $224.3K | 0.14% | +22,725 | New |
| Franklin Resources Inc | 23,500 | $231.9K | 0.00% | 00.0% | Unchanged |
| Cerity Partners LLC | 23,611 | $233.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 24,432 | $241.1K | 0.00% | −1,711−6.5% | Reduced |
| HighTower Advisors, LLC | 25,032 | $246.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 25,136 | $248.1K | 0.00% | +2,735+12.2% | Added |
| Kowal Investment Group, LLC | 25,261 | $249.3K | 0.07% | +770+3.1% | Added |
| Pensionmark Financial Group, LLC | 25,280 | $249.5K | 0.05% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 25,740 | $254.1K | 0.00% | +10,631+70.4% | Added |
| Newbridge Financial Services Group, Inc. | 25,815 | $254.8K | 0.14% | +534+2.1% | Added |
| Western Wealth Management, LLC | 27,584 | $272.3K | 0.03% | +149+0.5% | Added |
| International Assets Investment Management, LLC | 27,733 | $273.7K | 0.04% | −26,588−48.9% | Reduced |
| Engineers Gate Manager LP | 28,656 | $282.8K | 0.01% | −23,147−44.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 29,041 | $287.0K | 0.02% | +29,041 | New |
| Beacon Capital Management, LLC | 29,895 | $295.1K | 0.09% | −1,299−4.2% | Reduced |
| EWG Elevate Inc. | 30,052 | $296.6K | 0.13% | −6,362−17.5% | Reduced |
| TownSquare Capital, LLC | 30,423 | $300.3K | 0.01% | +130.0% | Added |
| Collaborative Wealth Managment Inc. | 31,036 | $306.3K | 0.19% | −374−1.2% | Reduced |
| Jump Financial, LLC | 33,502 | $330.7K | 0.01% | −7,898−19.1% | Reduced |
| Cedar Brook Financial Partners, LLC | 34,555 | $341.1K | 0.09% | −16,742−32.6% | Reduced |
| JPMorgan Chase & Co | 36,473 | $360.1K | 0.00% | −5,079−12.2% | Reduced |