CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in CION Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 172
- +15 vs. Q3 2022
- Shares held
- 18.4M
- +3.13M (+20.5%) vs. Q3 2022
- Total value
- $179.4M
- +$49.0M (+37.5%) vs. Q3 2022
- New holders
- 36
- 46 more added
- Sold out
- 21
- 63 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $10 | 0.00% | −1−50.0% | Reduced |
| Private Advisor Group, LLC | 100,014 | $975 | 0.00% | −14,660−12.8% | Reduced |
| Group One Trading, L.P. | 200 | $1.95K | 0.00% | +200 | New |
| Tradewinds Capital Management, LLC | 247 | $2.41K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 272 | $2.65K | 0.00% | 00.0% | Unchanged |
| Richard W. Paul & Associates, LLC | 285 | $2.78K | 0.00% | +285 | New |
| Accurate Wealth Management, LLC | 403 | $4.28K | 0.00% | +403 | New |
| Syverson Strege & Co | 478 | $4.66K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 484 | $5.00K | 0.00% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 585 | $5.70K | 0.01% | +17+3.0% | Added |
| ICA Group Wealth Management, LLC | 736 | $7.18K | 0.00% | +736 | New |
| Global Retirement Partners, LLC | 813 | $7.93K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 854 | $8.33K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,303 | $12.0K | 0.00% | −7,604−85.4% | Reduced |
| Gradient Investments LLC | 1,372 | $13.4K | 0.00% | −1,694−55.3% | Reduced |
| Moisand Fitzgerald Tamayo, LLC | 1,518 | $14.8K | 0.00% | +1,518 | New |
| Tower Research Capital LLC (TRC) | 1,546 | $15.0K | 0.00% | +140+10.0% | Added |
| Steward Partners Investment Advisory, LLC | 1,562 | $15.2K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,594 | $15.5K | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 1,720 | $18.3K | 0.01% | +1,720 | New |
| Wells Fargo & Company | 1,917 | $18.7K | 0.00% | +1,401+271.5% | Added |
| Worth Asset Management, LLC | 2,043 | $19.9K | 0.01% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 3,034 | $29.6K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 3,396 | $33.1K | 0.01% | +1,575+86.5% | Added |
| Allworth Financial LP | 3,688 | $36.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,902 | $38.0K | 0.00% | −19,082−83.0% | Reduced |
| Joseph Group Capital Management | 4,131 | $40.0K | 0.04% | −163−3.8% | Reduced |
| Signaturefd, LLC | 4,665 | $45.5K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 5,297 | $51.6K | 0.02% | +5,297 | New |
| Coppell Advisory Solutions Corp. | 5,297 | $51.6K | 0.02% | +5,297 | New |
| Private Trust Co NA | 5,604 | $55.0K | 0.01% | +5,604 | New |
| Proequities, Inc. | 6,310 | $63.2K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 6,554 | $63.9K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 7,513 | $73.3K | 0.00% | −56−0.7% | Reduced |
| Tyler-Stone Wealth Management | 7,850 | $77.0K | 0.05% | +1,509+23.8% | Added |
| CWM, LLC | 9,948 | $97.0K | 0.00% | −42,022−80.9% | Reduced |
| Orion Portfolio Solutions, LLC | 10,048 | $98.0K | 0.00% | +10,048 | New |
| Focused Wealth Management, Inc | 10,055 | $98.0K | 0.02% | +178+1.8% | Added |
| Independent Advisor Alliance | 10,189 | $99.0K | 0.01% | −913−8.2% | Reduced |
| West Wealth Group, LLC | 10,235 | $99.8K | 0.05% | −1,863−15.4% | Reduced |
| Advisory Alpha, LLC | 10,265 | $100.1K | 0.01% | 00.0% | Unchanged |
| Bensler, LLC | 10,390 | $101.3K | 0.02% | +241+2.4% | Added |
| LJI Wealth Management, LLC | 10,424 | $101.6K | 0.04% | +10,424 | New |
| Atticus Wealth Management, LLC | 10,594 | $103.3K | 0.04% | +5,059+91.4% | Added |
| Ausdal Financial Partners, Inc. | 10,690 | $104.2K | 0.02% | 00.0% | Unchanged |
| Hilton Capital Management, LLC | 12,414 | $106.0K | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 10,969 | $106.9K | 0.00% | −2,143−16.3% | Reduced |
| Strong Tower Advisory Services | 11,203 | $109.2K | 0.07% | 00.0% | Unchanged |
| Gallacher Capital Management LLC | 12,004 | $117.0K | 0.07% | +12,004 | New |
| Fisher Asset Management, LLC | 12,168 | $119.0K | 0.00% | −5,821−32.4% | Reduced |
| Stratos Wealth Partners, LTD. | 12,304 | $120.0K | 0.00% | +12,304 | New |
| Quantbot Technologies LP | 12,351 | $120.4K | 0.01% | +12,351 | New |
| Ignite Planners, LLC | 10,869 | $120.9K | 0.05% | −957−8.1% | Reduced |
| Carmel Capital Partners, LLC | 13,075 | $127.5K | 0.09% | +2,405+22.5% | Added |
| Great Valley Advisor Group, Inc. | 13,151 | $128.0K | 0.01% | −203−1.5% | Reduced |
| O'Shaughnessy Asset Management, LLC | 13,335 | $130.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 14,304 | $139.5K | 0.07% | +1,661+13.1% | Added |
| Stifel Financial Corp | 14,376 | $140.2K | 0.00% | +1,409+10.9% | Added |
| Spire Wealth Management | 14,495 | $141.0K | 0.01% | +4,867+50.6% | Added |
| Redwood Financial Network Corp | 14,668 | $143.0K | 0.16% | +14,668 | New |
| Harbour Investments, Inc. | 15,025 | $146.5K | 0.01% | −22,800−60.3% | Reduced |
| Avantax Advisory Services, Inc. | 15,109 | $147.3K | 0.00% | −1,992−11.6% | Reduced |
| Arete Wealth Advisors, LLC | 15,489 | $151.0K | 0.01% | +15,489 | New |
| Virtu Financial LLC | 16,412 | $160.0K | 0.02% | +16,412 | New |
| Tanglewood Legacy Advisors, LLC | 16,865 | $164.4K | 0.12% | +16,865 | New |
| Denver Wealth Management, Inc. | 17,068 | $166.0K | 0.12% | +17,068 | New |
| Trexquant Investment LP | 17,179 | $167.5K | 0.00% | +17,179 | New |
| Foresight Wealth Management, LLC | 17,204 | $167.7K | 2.40% | −35,964−67.6% | Reduced |
| SageView Advisory Group, LLC | 17,292 | $168.6K | 0.01% | +17,292 | New |
| Laidlaw Wealth Management LLC | 17,293 | $168.6K | 0.04% | 00.0% | Unchanged |
| Simon Quick Advisors, LLC | 17,469 | $170.3K | 0.02% | +17,469 | New |
| Alliancebernstein L.P. | 17,509 | $170.7K | 0.00% | +17,509 | New |
| Brookstone Capital Management | 16,893 | $173.3K | 0.00% | −500−2.9% | Reduced |
| Aveo Capital Partners, LLC | 18,258 | $178.0K | 0.03% | −38,620−67.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 18,616 | $181.5K | 0.02% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 18,638 | $182.0K | 0.02% | +2,832+17.9% | Added |
| Monument Capital Management | 18,979 | $185.0K | 0.06% | −1,185−5.9% | Reduced |
| Linscomb & Williams, Inc. | 19,235 | $187.5K | 0.01% | +5,306+38.1% | Added |
| RFG Advisory, LLC | 16,871 | $187.9K | 0.01% | −5,998−26.2% | Reduced |
| SWMG, LLC | 19,374 | $188.9K | 0.11% | 00.0% | Unchanged |
| Bank of America Corp | 19,429 | $189.4K | 0.00% | +13,598+233.2% | Added |
| Creative Planning | 19,969 | $194.7K | 0.00% | −7,168−26.4% | Reduced |
| Prosperity Wealth Management, Inc. | 20,679 | $201.6K | 0.20% | +20,679 | New |
| Jenkins Wealth | 20,734 | $202.2K | 0.08% | +20,734 | New |
| Wealthspire Advisors, LLC | 20,823 | $203.0K | 0.00% | +20,823 | New |
| XTX Topco Ltd | 20,959 | $204.3K | 0.04% | +20,959 | New |
| Diversified Trust Co | 21,402 | $209.0K | 0.01% | +21,402 | New |
| Captrust Financial Advisors | 22,401 | $218.4K | 0.00% | −708−3.1% | Reduced |
| DFPG Investments, LLC | 20,841 | $225.9K | 0.04% | +2,684+14.8% | Added |
| Franklin Resources Inc | 23,500 | $229.1K | 0.00% | 00.0% | Unchanged |
| Cerity Partners LLC | 23,611 | $230.2K | 0.00% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 24,100 | $235.0K | 0.02% | −22,322−48.1% | Reduced |
| Kowal Investment Group, LLC | 24,491 | $238.8K | 0.07% | −1,781−6.8% | Reduced |
| Strategic Blueprint, LLC | 24,865 | $242.4K | 0.03% | −7,601−23.4% | Reduced |
| HighTower Advisors, LLC | 25,032 | $244.0K | 0.00% | +1,341+5.7% | Added |
| Newbridge Financial Services Group, Inc. | 25,281 | $246.5K | 0.14% | +19,958+374.9% | Added |
| Pensionmark Financial Group, LLC | 25,280 | $253.3K | 0.06% | 00.0% | Unchanged |
| Northern Trust Corp | 26,143 | $254.9K | 0.00% | +9,987+61.8% | Added |
| Western Wealth Management, LLC | 27,435 | $267.5K | 0.03% | −29,936−52.2% | Reduced |
| Cubist Systematic Strategies, LLC | 29,807 | $290.6K | 0.00% | −35,143−54.1% | Reduced |