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Livermore
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CION Investment Corp

CION
Exchange
NYSE
SEC CIK
0001534254

No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.

Other share classesCICBCICC

13F holders, Q4 2023

Institutional positions in CION Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
180
+14 vs. Q3 2023
Shares held
18.0M
−38.0K (−0.2%) vs. Q3 2023
Total value
$202.8M
+$15.6M (+8.3%) vs. Q3 2023
New holders
26
64 more added
Sold out
12
59 more reduced

1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 180 institutions
Q1 2021: 1 institutionQ2 2021: 0 institutionsQ3 2021: 2 institutionsQ4 2021: 82 institutionsQ1 2022: 73 institutionsQ2 2022: 129 institutionsQ3 2022: 160 institutionsQ4 2022: 172 institutionsQ1 2023: 168 institutionsQ2 2023: 169 institutionsQ3 2023: 167 institutionsQ4 2023: 180 institutionsQ1 2024: 172 institutionsQ2 2024: 179 institutionsQ3 2024: 175 institutionsQ4 2024: 177 institutionsQ1 2025: 173 institutionsQ2 2025: 161 institutionsQ3 2025: 154 institutionsQ4 2025: 166 institutionsQ1 2026: 161 institutionsQ2 2026: 138 institutions
Value heldQ4 2023: $202.8M
Q1 2021: $208.0KQ2 2021: $0Q3 2021: $3.74MQ4 2021: $54.5MQ1 2022: $67.6MQ2 2022: $87.5MQ3 2022: $131.9MQ4 2022: $179.4MQ1 2023: $175.4MQ2 2023: $178.8MQ3 2023: $187.5MQ4 2023: $202.8MQ1 2024: $198.3MQ2 2024: $212.3MQ3 2024: $209.3MQ4 2024: $222.0MQ1 2025: $203.7MQ2 2025: $186.3MQ3 2025: $184.4MQ4 2025: $190.5MQ1 2026: $117.9MQ2 2026: $100.4M
Institutions holding CION and their total value by quarter
QuarterHoldersValue
Q2 2026138$100.4M
Q1 2026161$117.9M
Q4 2025166$190.5M
Q3 2025154$184.4M
Q2 2025161$186.3M
Q1 2025173$203.7M
Q4 2024177$222.0M
Q3 2024175$209.3M
Q2 2024179$212.3M
Q1 2024172$198.3M
Q4 2023180$202.8M
Q3 2023167$187.5M
Q2 2023169$178.8M
Q1 2023168$175.4M
Q4 2022172$179.4M
Q3 2022160$131.9M
Q2 2022129$87.5M
Q1 202273$67.6M
Q4 202182$54.5M
Q3 20212$3.74M
Q2 20210$0
Q1 20211$208.0K

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q3 2023.

Institutions holding CION in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Regatta Capital Group, LLC20,457$231.4K0.06%−10,907−34.8%Reduced
Simon Quick Advisors, LLC20,414$230.9K0.02%+709+3.6%Added
United Capital Financial Advisers, LLC20,202$228.5K0.00%+9,233+84.2%Added
Nebula Research & Development LLC20,195$228.4K0.07%+20,195New
Quantbot Technologies LP19,847$224.5K0.01%+18,511+1,385.6%Added
SWMG, LLC19,374$219.1K0.10%00.0%Unchanged
Creative Planning18,966$214.5K0.00%+2,137+12.7%Added
Franklin Resources Inc18,734$211.9K0.00%−37−0.2%Reduced
Sheaff Brock Investment Advisors, LLC18,616$210.5K0.02%00.0%Unchanged
Ignite Planners, LLC18,429$205.5K0.06%−2,563−12.2%Reduced
Redwood Financial Network Corp17,654$199.7K0.19%−3,709−17.4%Reduced
IFP Advisors, Inc17,601$199.1K0.01%−300−1.7%Reduced
Tanglewood Legacy Advisors, LLC16,865$190.7K0.10%00.0%Unchanged
Buckingham Strategic Partners16,837$190.4K0.01%−10,335−38.0%Reduced
Integrated Wealth Concepts LLC16,825$190.3K0.00%−4,219−20.0%Reduced
Wealthspire Advisors, LLC16,687$188.7K0.00%00.0%Unchanged
Koshinski Asset Management, Inc.16,466$186.2K0.03%−24,533−59.8%Reduced
Centaurus Financial, Inc.16,198$183.0K0.01%+452+2.9%Added
Gsa Capital Partners LLP15,547$176.0K0.01%00.0%Unchanged
Apollon Wealth Management, LLC15,343$173.5K0.01%+4,420+40.5%Added
Harbour Investments, Inc.15,291$172.9K0.01%+85+0.6%Added
Spire Wealth Management15,547$171.9K0.01%+336+2.2%Added
SageView Advisory Group, LLC14,933$170.7K0.01%−1,813−10.8%Reduced
BlueChip Wealth Advisors LLC15,082$170.6K0.12%+15,082New
RWM Asset Management, LLC14,257$157.4K0.03%00.0%Unchanged
CWM, LLC13,765$156.0K0.00%+4,981+56.7%Added
Atomi Financial Group, Inc.13,595$153.8K0.02%−7,974−37.0%Reduced
O'Shaughnessy Asset Management, LLC13,335$150.8K0.00%00.0%Unchanged
Arete Wealth Advisors, LLC13,291$150.3K0.01%−1,470−10.0%Reduced
Fisher Asset Management, LLC12,646$143.0K0.00%00.0%Unchanged
Strong Tower Advisory Services12,503$141.4K0.06%00.0%Unchanged
Global Retirement Partners, LLC12,337$136.2K0.01%−5,459−30.7%Reduced
Bensler, LLC11,756$133.0K0.02%+320+2.8%Added
WealthPlan Investment Management, LLC11,518$130.3K0.02%+11,518New
Barclays PLC11,267$127.4K0.00%+11,267New
Focused Wealth Management, Inc11,103$125.6K0.02%+244+2.2%Added
Stratos Wealth Partners, LTD.11,102$125.6K0.00%+158+1.4%Added
Guggenheim Capital LLC10,606$120.0K0.00%+36+0.3%Added
Virtue Capital Management, LLC10,786$119.8K0.02%00.0%Unchanged
Atticus Wealth Management, LLC10,594$119.8K0.04%00.0%Unchanged
RFG Advisory, LLC10,522$119.0K0.00%+44+0.4%Added
Denver Wealth Management, Inc.10,194$115.3K0.07%−6,556−39.1%Reduced
Coppell Advisory Solutions LLC9,873$111.7K0.02%+4,576+86.4%Added
Geneos Wealth Management Inc.9,637$109.0K0.01%00.0%Unchanged
Bank of America Corp7,874$89.1K0.00%+1,237+18.6%Added
Wells Fargo & Company7,543$85.3K0.00%+1,495+24.7%Added
Proequities, Inc.6,364$73.2K0.01%00.0%Unchanged
LSV Asset Management5,800$66.0K0.00%+5,800New
Northwestern Mutual Wealth Management Co5,357$60.6K0.00%+515+10.6%Added
Private Trust Co NA5,284$59.8K0.01%00.0%Unchanged
Creative Financial Designs Inc5,000$56.5K0.01%00.0%Unchanged
Huntington National Bank4,704$53.2K0.00%00.0%Unchanged
Joseph Group Capital Management4,131$46.7K0.03%00.0%Unchanged
Tyler-Stone Wealth Management3,863$43.7K0.02%00.0%Unchanged
Creekmur Asset Management LLC3,757$42.5K0.01%+3,757New
Signaturefd, LLC3,309$37.4K0.00%00.0%Unchanged
Tidemark, LLC2,301$26.0K0.02%+2,301New
Arlington Trust Co LLC2,100$23.8K0.01%+2,100New
New England Capital Financial Advisors LLC2,010$22.7K0.01%+70+3.6%Added
Sunbelt Securities, Inc.2,000$22.6K0.00%−1,000−33.3%Reduced
Sound Income Strategies, LLC1,884$21.3K0.00%+1,480+366.3%Added
Tennessee Valley Asset Management Partners1,766$20.0K0.01%+1,766New
Allworth Financial LP1,689$19.1K0.00%00.0%Unchanged
Main Street Group, LTD1,659$18.8K0.01%+1,659New
JPMorgan Chase & Co1,580$17.9K0.00%+1+0.1%Added
Steward Partners Investment Advisory, LLC1,562$17.7K0.00%00.0%Unchanged
Gradient Investments LLC1,372$15.5K0.00%00.0%Unchanged
McGlone Suttner Wealth Management, Inc.1,129$12.8K0.00%+1,129New
NBC Securities, Inc.946$10.0K0.00%+5+0.5%Added
SOA Wealth Advisors, LLC.854$9.66K0.00%00.0%Unchanged
Group One Trading, L.P.800$9.05K0.00%00.0%Unchanged
Farther Finance Advisors, LLC795$8.99K0.00%+795New
Garner Asset Management Corp600$6.50K0.00%+600New
Point72 Middle East FZE489$5.53K0.00%+489New
Kozak & Associates, Inc.484$5.34K0.00%00.0%Unchanged
Richardson Financial Services Inc.399$4.51K0.00%+399New
Richard W. Paul & Associates, LLC285$3.22K0.00%00.0%Unchanged
IAG Wealth Partners, LLC149$1.69K0.00%−2,427−94.2%Reduced
Impact Partnership Wealth, LLC96$1.09K0.00%+96New
Providence Wealth Advisors, LLC22,771––+11,625+104.3%Added
Invesco Ltd.0$00.00%−1,130,471−100.0%Sold out
SG Americas Securities, LLC0$00.00%−45,403−100.0%Sold out
Legacy Capital Wealth Partners, LLC0$00.00%−43,766−100.0%Sold out
Diversified Trust Co0$00.00%−26,014−100.0%Sold out
Northern Trust Corp0$00.00%−19,894−100.0%Sold out
XTX Topco Ltd0$00.00%−13,005−100.0%Sold out
Linscomb & Williams, Inc.0$00.00%−12,304−100.0%Sold out
Monument Capital Management0$00.00%−12,228−100.0%Sold out
Advisory Alpha, LLC0$00.00%−10,071−100.0%Sold out
Carmel Capital Partners, LLC0$00.00%−5,000−100.0%Sold out
FinTrust Capital Advisors, LLC0$00.00%−3,528−100.0%Sold out
First Horizon Advisors, Inc.0$00.00%−928−100.0%Sold out
Madison Wealth Management––––Not filed