Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 2 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Axsome Therapeutics, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 259
- +17 vs. Q4 2023
- Shares held
- 38.8M
- +300.6K (+0.8%) vs. Q4 2023
- Total value
- $3.09B
- +$30.7M (+1.0%) vs. Q4 2023
- New holders
- 43
- 98 more added
- Sold out
- 26
- 74 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prudential Financial Inc | 2,763 | $220.5K | 0.00% | +38+1.4% | Added |
| Henshaw Capital LLC | 2,691 | $214.7K | 0.01% | +2,691 | New |
| Signature Estate & Investment Advisors LLC | 2,632 | $210.0K | 0.01% | −405−13.3% | Reduced |
| Mariner, LLC | 2,614 | $208.6K | 0.00% | −115−4.2% | Reduced |
| PEAK6 Investments LLC | 2,154 | $171.9K | 0.01% | +63+3.0% | Added |
| Tortoise Investment Management, LLC | 2,135 | $170.4K | 0.02% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 1,949 | $155.5K | 0.01% | −93−4.6% | Reduced |
| Quarry LP | 1,800 | $143.6K | 0.06% | +1,800 | New |
| Qube Research & Technologies Ltd | 1,696 | $135.3K | 0.00% | +1,696 | New |
| Natixis | 1,235 | $98.6K | 0.00% | +148+13.6% | Added |
| Clearstead Advisors, LLC | 1,300 | $98.3K | 0.00% | −50−3.7% | Reduced |
| Amalgamated Bank | 1,216 | $97.0K | 0.00% | −3,874−76.1% | Reduced |
| JJJ Advisors Inc. | 1,213 | $96.8K | 0.02% | +1,213 | New |
| Ci Investments Inc. | 1,111 | $89.0K | 0.00% | +1+0.1% | Added |
| Hantz Financial Services, Inc. | 1,100 | $88.0K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 1,097 | $88.0K | 0.06% | +1,095+54,750.0% | Added |
| KBC Group NV | 951 | $76.0K | 0.00% | +264+38.4% | Added |
| Nisa Investment Advisors, LLC | 947 | $75.6K | 0.00% | +26+2.8% | Added |
| Tower Research Capital LLC (TRC) | 880 | $70.2K | 0.00% | −5,646−86.5% | Reduced |
| Russell Investments Group, Ltd. | 791 | $63.1K | 0.00% | +777+5,550.0% | Added |
| National Bank of Canada | 610 | $44.2K | 0.00% | +10+1.7% | Added |
| Trust Co of Vermont | 500 | $39.9K | 0.00% | +500 | New |
| Key Financial Inc | 450 | $35.9K | 0.01% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 437 | $34.9K | 0.03% | +437 | New |
| Armstrong Advisory Group, Inc | 423 | $33.7K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 336 | $26.8K | 0.00% | −14−4.0% | Reduced |
| Washington Trust Advisors, Inc. | 330 | $26.3K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 333 | $26.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 322 | $25.7K | 0.00% | +305+1,794.1% | Added |
| Signaturefd, LLC | 313 | $25.0K | 0.00% | +240+328.8% | Added |
| First Manhattan Co | 300 | $23.9K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 200 | $15.0K | 0.01% | −400−66.7% | Reduced |
| Daiwa Securities Group Inc. | 175 | $14.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 145 | $11.6K | 0.00% | −18−11.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 141 | $11.3K | 0.00% | +141 | New |
| Quadrant Capital Group LLC | 135 | $10.8K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 102 | $8.14K | 0.00% | +24+30.8% | Added |
| Cubist Systematic Strategies, LLC | 60 | $4.79K | 0.00% | +60 | New |
| Lowe Wealth Advisors, LLC | 50 | $3.99K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 42 | $3.35K | 0.00% | +42 | New |
| PSI Advisors, LLC | 40 | $3.19K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 29 | $2.31K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 23 | $1.83K | 0.00% | +18+360.0% | Added |
| GAMMA Investing LLC | 20 | $1.60K | 0.00% | −1−4.8% | Reduced |
| EverSource Wealth Advisors, LLC | 19 | $1.40K | 0.00% | −43−69.4% | Reduced |
| Bell Investment Advisors, Inc | 16 | $1.28K | 0.00% | 00.0% | Unchanged |
| SYSTM Wealth Solutions LLC | 16 | $1.28K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 16 | $1.28K | 0.00% | 00.0% | Unchanged |
| American Capital Advisory, LLC | 20 | $1.23K | 0.00% | +20 | New |
| Atticus Wealth Management, LLC | 15 | $1.20K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 13 | $1.04K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 10 | $798 | 0.00% | +10 | New |
| Farther Finance Advisors, LLC | 10 | $770 | 0.00% | −1−9.1% | Reduced |
| Rothschild Investment LLC | 5 | $399 | 0.00% | +5 | New |
| Institutional & Family Asset Management, LLC | 5 | $399 | 0.00% | +5 | New |
| Sofos Investments, Inc. | 4 | $306 | 0.00% | +4 | Added |
| Principal Securities, Inc. | 3 | $239 | 0.00% | 00.0% | Unchanged |
| BVF Inc | 0 | $0 | 0.00% | −1,981,100−100.0% | Sold out |
| Tang Capital Management LLC | 0 | $0 | 0.00% | −320,000−100.0% | Sold out |
| Ally Bridge Group (NY) LLC | 0 | $0 | 0.00% | −100,862−100.0% | Sold out |
| Lighthouse Investment Partners, LLC | 0 | $0 | 0.00% | −56,202−100.0% | Sold out |
| Meridian Wealth Management, LLC | 0 | $0 | 0.00% | −20,498−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −17,600−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −15,465−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −14,339−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −14,100−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −11,285−100.0% | Sold out |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −10,138−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −9,279−100.0% | Sold out |
| Sierra Summit Advisors LLC | 0 | $0 | 0.00% | −9,224−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −8,907−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −8,400−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −7,041−100.0% | Sold out |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −5,806−100.0% | Sold out |
| Great Point Partners LLC | 0 | $0 | 0.00% | −4,963−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −3,866−100.0% | Sold out |
| Axq Capital, LP | 0 | $0 | 0.00% | −3,700−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −2,550−100.0% | Sold out |
| Quent Capital, LLC | 0 | $0 | 0.00% | −1,213−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −770−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −38−100.0% | Sold out |
| Lee Financial Co | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| Cannell Peter B & Co Inc | – | – | – | – | Not filed |
| Putnam Investments LLC | – | – | – | – | Not filed |
| AtonRa Partners | – | – | – | – | Not filed |