Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Axsome Therapeutics, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 227
- −1 vs. Q2 2023
- Shares held
- 37.9M
- +1.96M (+5.5%) vs. Q2 2023
- Total value
- $2.65B
- +$66.7M (+2.6%) vs. Q2 2023
- New holders
- 26
- 86 more added
- Sold out
- 27
- 72 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Endurant Capital Management LP | 11,254 | $786.5K | 0.71% | +11,254 | New |
| Erste Asset Management GmbH | 11,000 | $803.7K | 0.01% | 00.0% | Unchanged |
| Kennedy Capital Management, Inc. | 12,092 | $845.1K | 0.02% | +2,354+24.2% | Added |
| Blair William & Co | 12,270 | $857.5K | 0.00% | +400+3.4% | Added |
| HRT Financial LP | 12,933 | $903.0K | 0.01% | +12,933 | New |
| Graham Capital Management, L.P. | 13,255 | $926.4K | 0.03% | +13,255 | New |
| Virtu Financial LLC | 13,686 | $956.0K | 0.10% | −15,893−53.7% | Reduced |
| Dana Investment Advisors, Inc. | 14,148 | $988.8K | 0.05% | −3,468−19.7% | Reduced |
| Janus Henderson Group PLC | 14,215 | $993.1K | 0.00% | +12+0.1% | Added |
| Lion Street Advisors, LLC | 14,282 | $998.2K | 0.33% | −620−4.2% | Reduced |
| Ensign Peak Advisors, Inc | 15,300 | $1.07M | 0.00% | +4,250+38.5% | Added |
| Polar Asset Management Partners Inc. | 15,465 | $1.08M | 0.03% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 15,938 | $1.11M | 0.00% | +3,008+23.3% | Added |
| Barclays PLC | 16,810 | $1.17M | 0.00% | +16,737+22,927.4% | Added |
| Trexquant Investment LP | 17,450 | $1.22M | 0.03% | +17,450 | New |
| American International Group, Inc. | 17,559 | $1.23M | 0.01% | +1,724+10.9% | Added |
| CIBC Private Wealth Group, LLC | 17,864 | $1.25M | 0.00% | −2,526−12.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 17,890 | $1.25M | 0.00% | +2,645+17.3% | Added |
| Oak Ridge Investments LLC | 18,041 | $1.26M | 0.16% | +5,014+38.5% | Added |
| MetLife Investment Management | 18,503 | $1.29M | 0.01% | +1,282+7.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 18,734 | $1.31M | 0.00% | +197+1.1% | Added |
| Wells Fargo & Company | 18,922 | $1.32M | 0.00% | −9,468−33.3% | Reduced |
| Victory Capital Management Inc | 18,934 | $1.32M | 0.00% | +15,176+403.8% | Added |
| Meridian Wealth Management, LLC | 19,223 | $1.34M | 0.08% | +250+1.3% | Added |
| Royal Bank of Canada | 19,853 | $1.39M | 0.00% | +12,520+170.7% | Added |
| Manufacturers Life Insurance Company, The | 20,352 | $1.42M | 0.00% | +6,878+51.0% | Added |
| Group One Trading, L.P. | 20,359 | $1.42M | 0.06% | −9,810−32.5% | Reduced |
| Macquarie Group Ltd | 21,515 | $1.50M | 0.00% | −24,576−53.3% | Reduced |
| Price T Rowe Associates Inc | 22,608 | $1.58M | 0.00% | +2,132+10.4% | Added |
| New York State Common Retirement Fund | 24,995 | $1.75M | 0.00% | +1,425+6.0% | Added |
| UBS Oconnor LLC | 25,735 | $1.80M | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 26,746 | $1.87M | 0.00% | +13,081+95.7% | Added |
| Ameriprise Financial Inc | 29,142 | $2.04M | 0.00% | −514−1.7% | Reduced |
| State of Wisconsin Investment Board | 29,157 | $2.04M | 0.01% | −9,088−23.8% | Reduced |
| DekaBank Deutsche Girozentrale | 30,000 | $2.17M | 0.01% | 00.0% | Unchanged |
| State of New Jersey Common Pension Fund D | 32,473 | $2.27M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 32,784 | $2.29M | 0.00% | +18,205+124.9% | Added |
| SVB Financial Group | 33,849 | $2.37M | 4.45% | 00.0% | Unchanged |
| Legal & General Group Plc | 33,900 | $2.37M | 0.00% | +576+1.7% | Added |
| UBS Asset Management Americas Inc | 34,400 | $2.40M | 0.00% | +9,565+38.5% | Added |
| Alps Advisors Inc | 34,828 | $2.43M | 0.02% | +2,800+8.7% | Added |
| Mutual of America Capital Management LLC | 36,168 | $2.53M | 0.03% | −2,152−5.6% | Reduced |
| California State Teachers Retirement System | 36,588 | $2.56M | 0.00% | −4,989−12.0% | Reduced |
| Bank of America Corp | 37,126 | $2.59M | 0.00% | +8,106+27.9% | Added |
| Rhenman & Partners Asset Management AB | 40,100 | $2.80M | 0.30% | 00.0% | Unchanged |
| CWM, LLC | 40,130 | $2.81M | 0.02% | +12,104+43.2% | Added |
| Alliancebernstein L.P. | 41,290 | $2.89M | 0.00% | +590+1.4% | Added |
| Baldwin Brothers Inc | 47,995 | $3.35M | 0.29% | 00.0% | Unchanged |
| Candriam Luxembourg S.C.A. | 50,084 | $3.50M | 0.03% | 00.0% | Unchanged |
| Rhumbline Advisers | 50,845 | $3.55M | 0.00% | +4,135+8.9% | Added |
| J. Goldman & Co LP | 53,811 | $3.76M | 0.19% | +37,865+237.5% | Added |
| Voya Investment Management LLC | 56,629 | $3.96M | 0.00% | +1,172+2.1% | Added |
| HighVista Strategies LLC | 56,964 | $3.98M | 1.84% | +7,564+15.3% | Added |
| Credit Suisse AG | 57,293 | $4.00M | 0.00% | −3,280−5.4% | Reduced |
| National Bank of Canada | 60,203 | $4.02M | 0.01% | −9,220−13.3% | Reduced |
| International Biotechnology Trust PLC | 58,300 | $4.07M | 1.37% | 00.0% | Unchanged |
| Marshall Wace, LLP | 59,248 | $4.14M | 0.01% | −132,263−69.1% | Reduced |
| Deutsche Bank AG | 60,046 | $4.20M | 0.00% | +2,407+4.2% | Added |
| SEI Investments Co | 61,135 | $4.27M | 0.01% | −123,132−66.8% | Reduced |
| Invesco Ltd. | 62,441 | $4.36M | 0.00% | −109,131−63.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 67,046 | $4.69M | 0.30% | −10,391−13.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 67,698 | $4.73M | 0.04% | −7,614−10.1% | Reduced |
| Atika Capital Management LLC | 71,000 | $4.96M | 0.71% | −41,000−36.6% | Reduced |
| Swiss National Bank | 71,700 | $5.01M | 0.00% | −4,100−5.4% | Reduced |
| Privium Fund Management B.V. | 72,032 | $5.03M | 1.50% | 00.0% | Unchanged |
| Moody Aldrich Partners LLC | 73,633 | $5.15M | 0.98% | +8,940+13.8% | Added |
| Sofinnova Investments, Inc. | 80,368 | $5.62M | 0.39% | −98,874−55.2% | Reduced |
| WMS Partners, LLC | 80,711 | $5.64M | 0.45% | +711+0.9% | Added |
| Lindbrook Capital, LLC | 84,319 | $5.89M | 0.66% | −150−0.2% | Reduced |
| Artia Global Partners LP | 87,848 | $6.14M | 2.55% | 00.0% | Unchanged |
| Peregrine Capital Management LLC | 91,091 | $6.37M | 0.19% | −16,442−15.3% | Reduced |
| Altium Capital Management LP | 92,000 | $6.43M | 3.72% | +52,000+130.0% | Added |
| MPM Oncology Impact Management LP | 93,586 | $6.54M | 1.75% | 00.0% | Unchanged |
| WCM Investment Management, LLC | 95,963 | $6.71M | 0.02% | +1,685+1.8% | Added |
| Squarepoint Ops LLC | 96,761 | $6.76M | 0.03% | +96,761 | New |
| HHLR Advisors, Ltd.SuperinvestorHHLR Advisors (Hillhouse) | 100,000 | $6.99M | 0.16% | 00.0% | Unchanged |
| Citigroup Inc | 102,662 | $7.18M | 0.01% | +39,904+63.6% | Added |
| Allspring Global Investments Holdings, LLC | 103,721 | $7.25M | 0.01% | +1,108+1.1% | Added |
| Cannell Peter B & Co Inc | 104,190 | $7.28M | 0.25% | −15,020−12.6% | Reduced |
| Ghost Tree Capital, LLC | 110,000 | $7.69M | 3.72% | 00.0% | Unchanged |
| Ally Bridge Group (NY) LLC | 110,600 | $7.73M | 9.07% | +110,600 | New |
| Putnam Investments LLC | 120,266 | $8.41M | 0.01% | +2,959+2.5% | Added |
| Jane Street Group, LLC | 125,581 | $8.78M | 0.01% | −150,321−54.5% | Reduced |
| Farallon Capital Management, L.L.C. | 125,653 | $8.78M | 0.05% | −147,147−53.9% | Reduced |
| US Bancorp | 138,771 | $9.70M | 0.02% | −961−0.7% | Reduced |
| Tri Locum Partners LP | 142,510 | $9.96M | 3.20% | −57,570−28.8% | Reduced |
| Iridian Asset Management LLC | 145,033 | $10.1M | 2.05% | −167,375−53.6% | Reduced |
| HSBC Holdings PLC | 148,812 | $10.4M | 0.01% | +148,812 | New |
| Goldman Sachs Group Inc | 159,249 | $11.1M | 0.00% | +19,310+13.8% | Added |
| Frontier Capital Management Co LLC | 160,676 | $11.2M | 0.12% | −61,544−27.7% | Reduced |
| Bank of New York Mellon Corp | 168,006 | $11.7M | 0.00% | +6,920+4.3% | Added |
| JPMorgan Chase & Co | 172,456 | $12.1M | 0.00% | −776−0.4% | Reduced |
| Norges Bank | 210,222 | $14.7M | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 216,557 | $15.1M | 0.01% | +115,342+114.0% | Added |
| Soleus Capital Management, L.P. | 237,500 | $16.6M | 1.67% | +212,600+853.8% | Added |
| Wellington Management Group LLP | 237,554 | $16.6M | 0.00% | +37,843+18.9% | Added |
| Driehaus Capital Management LLC | 248,889 | $17.4M | 0.23% | +1170.0% | Added |
| Charles Schwab Investment Management Inc | 289,871 | $20.3M | 0.01% | +21,457+8.0% | Added |
| Avidity Partners Management LP | 296,800 | $20.7M | 0.84% | −248,200−45.5% | Reduced |
| Morgan Stanley | 298,421 | $20.9M | 0.00% | −24,896−7.7% | Reduced |