Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Athenex, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- +4 vs. Q2 2021
- Shares held
- 44.1M
- −6.50M (−12.8%) vs. Q2 2021
- Total value
- $132.0M
- −$104.1M (−44.1%) vs. Q2 2021
- New holders
- 20
- 30 more added
- Sold out
- 16
- 39 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Perceptive Advisors LLC | 13,532,467 | $40.7M | 0.59% | 00.0% | Unchanged |
| BlackRock Inc. | 6,939,391 | $20.9M | 0.00% | +204,024+3.0% | Added |
| Vanguard Group Inc | 4,556,924 | $13.7M | 0.00% | +304,579+7.2% | Added |
| Millennium Management LLC | 2,131,690 | $6.42M | 0.01% | +471,361+28.4% | Added |
| State Street Corp | 1,732,387 | $5.21M | 0.00% | −6,846,384−79.8% | Reduced |
| Morgan Stanley | 1,539,394 | $4.63M | 0.00% | −559,161−26.6% | Reduced |
| Geode Capital Management, LLC | 1,363,621 | $4.10M | 0.00% | −4,072−0.3% | Reduced |
| Credit Suisse AG | 880,270 | $2.65M | 0.00% | +250,226+39.7% | Added |
| Northern Trust Corp | 803,906 | $2.42M | 0.00% | −52,957−6.2% | Reduced |
| Jacobs Levy Equity Management, Inc | 695,324 | $2.09M | 0.01% | +129,454+22.9% | Added |
| Renaissance Technologies LLC | 574,467 | $1.73M | 0.00% | +574,467 | New |
| UBS Group AG | 567,805 | $1.71M | 0.00% | −78,475−12.1% | Reduced |
| Citadel Advisors LLC | 531,083 | $1.60M | 0.00% | +355,253+202.0% | Added |
| HRT Financial LP | 508,840 | $1.53M | 0.01% | +508,840 | New |
| HighTower Advisors, LLC | 461,240 | $1.39M | 0.00% | +100,014+27.7% | Added |
| National Asset Management, Inc. | 389,340 | $1.17M | 0.04% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 321,592 | $968.0K | 0.05% | −15,333−4.6% | Reduced |
| Palo Alto Investors LP | 318,200 | $958.0K | 0.06% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 280,542 | $844.0K | 0.00% | +18,550+7.1% | Added |
| Dimensional Fund Advisors LP | 278,377 | $838.0K | 0.00% | +87,769+46.0% | Added |
| Bank of Montreal | 223,236 | $799.0K | 0.00% | +223,236 | New |
| Goldman Sachs Group Inc | 221,915 | $668.0K | 0.00% | +153,579+224.7% | Added |
| Susquehanna International Group, LLP | 217,996 | $656.0K | 0.00% | −250,951−53.5% | Reduced |
| Wells Fargo & Company | 216,046 | $650.0K | 0.00% | +49,542+29.8% | Added |
| Charles Schwab Investment Management Inc | 207,684 | $626.0K | 0.00% | −324,222−61.0% | Reduced |
| STRS Ohio | 167,900 | $505.0K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 157,464 | $474.0K | 0.06% | +53,138+50.9% | Added |
| Deutsche Bank AG | 156,746 | $472.0K | 0.00% | +102,689+190.0% | Added |
| ExodusPoint Capital Management, LP | 153,780 | $463.0K | 0.01% | +153,780 | New |
| Jaffetilchin Investment Partners, LLC | 139,616 | $420.0K | 0.04% | 00.0% | Unchanged |
| Seneca Financial Advisors LLC | 137,495 | $413.9K | 0.27% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 135,418 | $408.0K | 0.00% | −3,315−2.4% | Reduced |
| Swiss National Bank | 133,900 | $403.0K | 0.00% | 00.0% | Unchanged |
| Greenleaf Trust | 131,141 | $395.0K | 0.00% | +1,141+0.9% | Added |
| Bank of America Corp | 122,942 | $370.0K | 0.00% | +56,765+85.8% | Added |
| First Trust Advisors LP | 111,251 | $335.0K | 0.00% | +111,251 | New |
| Rhumbline Advisers | 111,047 | $334.0K | 0.00% | −4,199−3.6% | Reduced |
| Voloridge Investment Management, LLC | 110,316 | $332.0K | 0.00% | −89,866−44.9% | Reduced |
| Parametric Portfolio Associates LLC | 104,740 | $315.0K | 0.00% | −56,139−34.9% | Reduced |
| State of Wisconsin Investment Board | 98,400 | $296.0K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 96,577 | $291.0K | 0.00% | −22,576−18.9% | Reduced |
| Spearhead Capital Advisors, LLC | 96,768 | $291.0K | 0.04% | −401−0.4% | Reduced |
| Alliancebernstein L.P. | 93,000 | $280.0K | 0.00% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 92,730 | $279.0K | 0.01% | −13,106−12.4% | Reduced |
| Pinz Capital Management, LP | 90,000 | $271.0K | 0.12% | +90,000 | New |
| Deltec Asset Management LLC | 89,665 | $270.0K | 0.04% | −505,136−84.9% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 79,329 | $239.0K | 0.00% | +44,367+126.9% | Added |
| Jump Financial, LLC | 76,550 | $231.0K | 0.02% | +76,550 | New |
| Ikarian Capital, LLC | 76,139 | $228.0K | 0.05% | −123,861−61.9% | Reduced |
| Macquarie Group Ltd | 71,269 | $215.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 67,133 | $201.0K | 0.00% | −2,908−4.2% | Reduced |
| Susquehanna Fundamental Investments, LLC | 64,763 | $195.0K | 0.00% | −33,258−33.9% | Reduced |
| Jane Street Group, LLC | 61,451 | $185.0K | 0.00% | −4,643−7.0% | Reduced |
| New York State Common Retirement Fund | 61,195 | $184.0K | 0.00% | +291+0.5% | Added |
| Ergoteles LLC | 55,000 | $166.0K | 0.01% | +55,000 | New |
| Squarepoint Ops LLC | 54,398 | $164.0K | 0.00% | −114,603−67.8% | Reduced |
| Manufacturers Life Insurance Company, The | 51,222 | $154.0K | 0.00% | −1,265−2.4% | Reduced |
| American International Group, Inc. | 47,329 | $142.0K | 0.00% | −1,123−2.3% | Reduced |
| SG Americas Securities, LLC | 46,665 | $140.0K | 0.00% | +46,665 | New |
| Ingalls & Snyder LLC | 45,750 | $138.0K | 0.01% | −3,000−6.2% | Reduced |
| UBS Asset Management Americas Inc | 43,453 | $130.8K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 43,271 | $130.0K | 0.00% | +769+1.8% | Added |
| Virtus ETF Advisers LLC | 41,437 | $125.0K | 0.05% | −2,167−5.0% | Reduced |
| Gsa Capital Partners LLP | 39,418 | $119.0K | 0.01% | +39,418 | New |
| Invesco Ltd. | 38,442 | $115.0K | 0.00% | +6,184+19.2% | Added |
| Legal & General Group Plc | 37,825 | $114.0K | 0.00% | +12,005+46.5% | Added |
| Barclays PLC | 36,866 | $111.0K | 0.00% | −25,278−40.7% | Reduced |
| ProShare Advisors LLC | 34,430 | $104.0K | 0.00% | −4,806−12.2% | Reduced |
| Voya Investment Management LLC | 34,253 | $103.0K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 31,974 | $96.0K | 0.00% | −1,812−5.4% | Reduced |
| Virtu Financial LLC | 31,442 | $95.0K | 0.01% | +6,943+28.3% | Added |
| DekaBank Deutsche Girozentrale | 31,900 | $93.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 29,487 | $88.0K | 0.00% | +20,292+220.7% | Added |
| Advisor Group Holdings, Inc. | 28,563 | $87.0K | 0.00% | +11,390+66.3% | Added |
| Assenagon Asset Management S.A. | 28,632 | $86.0K | 0.00% | +28,632 | New |
| Rafferty Asset Management, LLC | 28,009 | $84.0K | 0.00% | −379,414−93.1% | Reduced |
| State Board of Administration of Florida Retirement System | 28,060 | $84.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 25,581 | $78.0K | 0.00% | −90,051−77.9% | Reduced |
| LPL Financial LLC | 24,093 | $73.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 22,600 | $68.0K | 0.00% | −602,347−96.4% | Reduced |
| Cubist Systematic Strategies, LLC | 21,928 | $66.0K | 0.00% | +21,928 | New |
| Defender Capital, LLC. | 20,000 | $60.0K | 0.02% | 00.0% | Unchanged |
| Marshall Wace, LLP | 19,554 | $59.0K | 0.00% | +19,554 | New |
| Prudential Financial Inc | 18,796 | $57.0K | 0.00% | +18,796 | New |
| BNP Paribas Arbitrage, SA | 17,796 | $53.6K | 0.00% | +14,454+432.5% | Added |
| Arizona State Retirement System | 16,557 | $50.0K | 0.00% | +45+0.3% | Added |
| Blueshift Asset Management, LLC | 14,218 | $43.0K | 0.00% | −723−4.8% | Reduced |
| Amalgamated Bank | 14,087 | $42.0K | 0.00% | −528−3.6% | Reduced |
| Eaton Vance Management | 12,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 11,739 | $35.3K | 0.00% | −23,066−66.3% | Reduced |
| HBK Sorce Advisory LLC | 11,470 | $35.0K | 0.00% | +11,470 | New |
| Victory Capital Management Inc | 11,150 | $34.0K | 0.00% | +11,150 | New |
| Washington Trust Bank | 11,111 | $33.0K | 0.00% | 00.0% | Unchanged |
| KCS Wealth Advisory | 10,582 | $32.0K | 0.02% | +500+5.0% | Added |
| Apollon Wealth Management, LLC | 10,000 | $30.0K | 0.00% | +10,000 | New |
| Metropolitan Life Insurance Co | 8,635 | $26.0K | 0.00% | −17,451−66.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,240 | $25.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,991 | $18.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6,015 | $18.0K | 0.00% | +6,015 | New |
| Great West Life Assurance Co | 4,803 | $15.0K | 0.00% | 00.0% | Unchanged |