Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Athenex, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- +4 vs. Q2 2021
- Shares held
- 44.1M
- −6.50M (−12.8%) vs. Q2 2021
- Total value
- $132.0M
- −$104.1M (−44.1%) vs. Q2 2021
- New holders
- 20
- 30 more added
- Sold out
- 16
- 39 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NEXT Financial Group, Inc | 3,170 | $10.0K | 0.00% | −100−3.1% | Reduced |
| Penserra Capital Management LLC | 2,505 | $7.00K | 0.00% | +375+17.6% | Added |
| State of Wyoming | 1,993 | $6.00K | 0.00% | +1,139+133.4% | Added |
| Captrust Financial Advisors | 1,749 | $5.00K | 0.00% | −640−26.8% | Reduced |
| Berman Capital Advisors, LLC | 1,868 | $5.00K | 0.00% | +1,400+299.1% | Added |
| American Portfolios Advisors | 1,145 | $3.45K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 1,080 | $3.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 695 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 900 | $2.00K | 0.00% | −100−10.0% | Reduced |
| Signaturefd, LLC | 723 | $2.00K | 0.00% | +723 | New |
| Parallel Advisors, LLC | 676 | $2.00K | 0.00% | +676 | New |
| Harbour Investments, Inc. | 305 | $1.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 176 | $1.00K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 164 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 74 | $0 | 0.00% | −33−30.8% | Reduced |
| Nuveen Asset Management, LLC | 314,477 | – | – | +13,869+4.6% | Added |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −227,806−100.0% | Sold out |
| Premier Asset Management LLC | 0 | $0 | 0.00% | −115,970−100.0% | Sold out |
| First Midwest Bank Trust Division | 0 | $0 | 0.00% | −115,446−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −63,918−100.0% | Sold out |
| Jupiter Asset Management Ltd | 0 | $0 | 0.00% | −42,645−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −33,200−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −22,680−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −19,566−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −19,302−100.0% | Sold out |
| Virginia Retirement Systems Et Al | 0 | $0 | 0.00% | −15,400−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −12,785−100.0% | Sold out |
| Pennsylvania Capital Management Inc | 0 | $0 | 0.00% | −12,878−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −9,250−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −9,321−100.0% | Sold out |
| Savior LLC | 0 | $0 | 0.00% | −1,486−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −62−100.0% | Sold out |