Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Athenex, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- −11 vs. Q4 2021
- Shares held
- 41.1M
- −4.07M (−9.0%) vs. Q4 2021
- Total value
- $33.8M
- −$27.1M (−44.5%) vs. Q4 2021
- New holders
- 10
- 19 more added
- Sold out
- 21
- 39 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Perceptive Advisors LLC | 13,532,467 | $11.2M | 0.23% | 00.0% | Unchanged |
| BlackRock Inc. | 6,473,098 | $5.37M | 0.00% | −510,881−7.3% | Reduced |
| Vanguard Group Inc | 3,899,514 | $3.23M | 0.00% | −846,631−17.8% | Reduced |
| Millennium Management LLC | 2,242,970 | $1.86M | 0.00% | −958,783−29.9% | Reduced |
| Jacobs Levy Equity Management, Inc | 2,008,968 | $1.67M | 0.01% | +558,540+38.5% | Added |
| State Street Corp | 1,616,785 | $1.34M | 0.00% | −20,272−1.2% | Reduced |
| Geode Capital Management, LLC | 1,248,320 | $1.03M | 0.00% | −69,135−5.2% | Reduced |
| Renaissance Technologies LLC | 1,222,239 | $1.01M | 0.00% | +310,539+34.1% | Added |
| Credit Suisse AG | 877,918 | $728.0K | 0.00% | −2,078−0.2% | Reduced |
| HighTower Advisors, LLC | 861,240 | $715.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 707,028 | $587.0K | 0.00% | −55,410−7.3% | Reduced |
| STRS Ohio | 584,100 | $484.0K | 0.00% | +98,400+20.3% | Added |
| UBS Group AG | 551,810 | $458.0K | 0.00% | +22,819+4.3% | Added |
| Deutsche Bank AG | 400,820 | $333.0K | 0.00% | +169,217+73.1% | Added |
| National Asset Management, Inc. | 396,225 | $329.0K | 0.01% | +16,640+4.4% | Added |
| Bank of New York Mellon Corp | 278,004 | $230.0K | 0.00% | −2,921−1.0% | Reduced |
| Gsa Capital Partners LLP | 231,841 | $192.0K | 0.03% | −299,587−56.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 205,442 | $170.0K | 0.01% | −10,338−4.8% | Reduced |
| Charles Schwab Investment Management Inc | 193,599 | $161.0K | 0.00% | −26,881−12.2% | Reduced |
| Morgan Stanley | 172,567 | $142.0K | 0.00% | −860,772−83.3% | Reduced |
| Goldman Sachs Group Inc | 154,345 | $128.0K | 0.00% | −150,589−49.4% | Reduced |
| Occudo Quantitative Strategies LP | 151,987 | $126.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 141,537 | $118.0K | 0.00% | +7,663+5.7% | Added |
| Seneca Financial Advisors LLC | 137,495 | $114.1K | 0.07% | +24,096+21.2% | Added |
| Man Group plc | 136,107 | $113.0K | 0.00% | 00.0% | Unchanged |
| Greenleaf Trust | 130,000 | $108.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 124,709 | $103.0K | 0.00% | −86,690−41.0% | Reduced |
| Group One Trading, L.P. | 114,643 | $95.0K | 0.00% | −47,970−29.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 114,100 | $95.0K | 0.00% | +114,100 | New |
| Public Employees Retirement System of Ohio | 112,758 | $94.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 107,038 | $89.0K | 0.00% | −2,098−1.9% | Reduced |
| Citadel Advisors LLC | 99,563 | $82.0K | 0.00% | −40,953−29.1% | Reduced |
| Bank of America Corp | 98,871 | $82.0K | 0.00% | +16,974+20.7% | Added |
| FMR LLC | 96,587 | $80.0K | 0.00% | +96,587 | New |
| Alliancebernstein L.P. | 82,700 | $69.0K | 0.00% | −10,300−11.1% | Reduced |
| Ikarian Capital, LLC | 80,039 | $68.0K | 0.02% | +3,900+5.1% | Added |
| Wells Fargo & Company | 75,729 | $62.0K | 0.00% | −74,534−49.6% | Reduced |
| Macquarie Group Ltd | 70,000 | $58.0K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 62,985 | $52.0K | 0.00% | −20,309−24.4% | Reduced |
| New York State Common Retirement Fund | 61,021 | $51.0K | 0.00% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 55,039 | $46.0K | 0.00% | +18,626+51.2% | Added |
| AQR Capital Management LLC | 50,654 | $42.0K | 0.00% | +16,977+50.4% | Added |
| Deltec Asset Management LLC | 47,665 | $40.0K | 0.01% | 00.0% | Unchanged |
| Mirabella Financial Services LLP | 44,900 | $37.0K | 0.00% | +44,900 | New |
| American International Group, Inc. | 42,932 | $36.0K | 0.00% | −3,021−6.6% | Reduced |
| Susquehanna Fundamental Investments, LLC | 41,460 | $34.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 38,915 | $31.0K | 0.00% | −11,285−22.5% | Reduced |
| California State Teachers Retirement System | 37,728 | $31.0K | 0.00% | −8,942−19.2% | Reduced |
| Advisor Group Holdings, Inc. | 35,163 | $29.0K | 0.00% | +6,500+22.7% | Added |
| Courier Capital LLC | 32,000 | $27.0K | 0.00% | +32,000 | New |
| Voya Investment Management LLC | 30,193 | $25.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 29,816 | $25.0K | 0.00% | +409+1.4% | Added |
| State Board of Administration of Florida Retirement System | 28,060 | $23.0K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 44,972 | $22.0K | 0.00% | −94,644−67.8% | Reduced |
| ProShare Advisors LLC | 27,583 | $22.0K | 0.00% | −6,705−19.6% | Reduced |
| Sterling Investment Counsel, LLC | 23,938 | $20.0K | 0.01% | 00.0% | Unchanged |
| Principal Financial Group Inc | 23,397 | $19.0K | 0.00% | −698−2.9% | Reduced |
| Susquehanna International Group, LLP | 20,701 | $17.0K | 0.00% | −106,778−83.8% | Reduced |
| Ingalls & Snyder LLC | 20,000 | $17.0K | 0.00% | −20,750−50.9% | Reduced |
| Royal Bank of Canada | 19,792 | $16.0K | 0.00% | −12,865−39.4% | Reduced |
| Algert Global LLC | 19,350 | $16.0K | 0.00% | +19,350 | New |
| HBK Sorce Advisory LLC | 15,720 | $13.0K | 0.00% | +2,000+14.6% | Added |
| Allspring Global Investments Holdings, LLC | 16,309 | $13.0K | 0.00% | +12,516+330.0% | Added |
| Barclays PLC | 14,038 | $12.0K | 0.00% | −90,921−86.6% | Reduced |
| Tower Research Capital LLC (TRC) | 14,436 | $12.0K | 0.00% | −6,147−29.9% | Reduced |
| Federated Hermes, Inc. | 13,356 | $11.0K | 0.00% | −109,562−89.1% | Reduced |
| Amalgamated Bank | 12,767 | $11.0K | 0.00% | −847−6.2% | Reduced |
| Amalgamated Financial Corp. | 12,767 | $11.0K | 0.00% | +12,767 | New |
| Eaton Vance Management | 12,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 12,339 | $10.0K | 0.01% | +10,312+508.7% | Added |
| Dopkins Wealth Management, LLC | 12,107 | $10.0K | 0.01% | +12,107 | New |
| Jane Street Group, LLC | 10,957 | $9.00K | 0.00% | −23,538−68.2% | Reduced |
| Washington Trust Bank | 11,111 | $9.00K | 0.00% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $8.00K | 0.00% | +10,000 | New |
| Legal & General Group Plc | 8,245 | $7.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 7,888 | $6.54K | 0.00% | −15,370−66.1% | Reduced |
| Citigroup Inc | 6,229 | $5.00K | 0.00% | −19,094−75.4% | Reduced |
| Victory Capital Management Inc | 10,515 | $5.00K | 0.00% | −300−2.8% | Reduced |
| Ameritas Investment Partners, Inc. | 5,991 | $5.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 5,212 | $4.42K | 0.00% | +5,212 | New |
| National Bank of Canada | 3,500 | $3.00K | 0.00% | +2,500+250.0% | Added |
| Captrust Financial Advisors | 1,000 | $1.00K | 0.00% | −592−37.2% | Reduced |
| CWM, LLC | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,500 | $1.00K | 0.00% | +1,500 | New |
| American Portfolios Advisors | 1,145 | $950 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 900 | $0 | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 400 | $0 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 164 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 176 | $0 | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 287,664 | – | – | −79,350−21.6% | Reduced |
| IFP Advisors, Inc | 70 | – | – | +35+100.0% | Added |
| HRT Financial LP | 0 | $0 | 0.00% | −154,067−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −116,417−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −112,464−100.0% | Sold out |
| Spearhead Capital Advisors, LLC | 0 | $0 | 0.00% | −97,521−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −94,994−100.0% | Sold out |
| Manteio Capital LLC | 0 | $0 | 0.00% | −70,112−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −69,009−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −66,965−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −44,069−100.0% | Sold out |