Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Athenex, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- −11 vs. Q4 2021
- Shares held
- 41.1M
- −4.07M (−9.0%) vs. Q4 2021
- Total value
- $33.8M
- −$27.1M (−44.5%) vs. Q4 2021
- New holders
- 10
- 19 more added
- Sold out
- 21
- 39 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 900 | $0 | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 400 | $0 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 164 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 176 | $0 | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,145 | $950 | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,000 | $1.00K | 0.00% | −592−37.2% | Reduced |
| CWM, LLC | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,500 | $1.00K | 0.00% | +1,500 | New |
| National Bank of Canada | 3,500 | $3.00K | 0.00% | +2,500+250.0% | Added |
| TD Waterhouse Canada Inc. | 5,212 | $4.42K | 0.00% | +5,212 | New |
| Citigroup Inc | 6,229 | $5.00K | 0.00% | −19,094−75.4% | Reduced |
| Victory Capital Management Inc | 10,515 | $5.00K | 0.00% | −300−2.8% | Reduced |
| Ameritas Investment Partners, Inc. | 5,991 | $5.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 7,888 | $6.54K | 0.00% | −15,370−66.1% | Reduced |
| Legal & General Group Plc | 8,245 | $7.00K | 0.00% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $8.00K | 0.00% | +10,000 | New |
| Jane Street Group, LLC | 10,957 | $9.00K | 0.00% | −23,538−68.2% | Reduced |
| Washington Trust Bank | 11,111 | $9.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 12,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 12,339 | $10.0K | 0.01% | +10,312+508.7% | Added |
| Dopkins Wealth Management, LLC | 12,107 | $10.0K | 0.01% | +12,107 | New |
| Federated Hermes, Inc. | 13,356 | $11.0K | 0.00% | −109,562−89.1% | Reduced |
| Amalgamated Bank | 12,767 | $11.0K | 0.00% | −847−6.2% | Reduced |
| Amalgamated Financial Corp. | 12,767 | $11.0K | 0.00% | +12,767 | New |
| Barclays PLC | 14,038 | $12.0K | 0.00% | −90,921−86.6% | Reduced |
| Tower Research Capital LLC (TRC) | 14,436 | $12.0K | 0.00% | −6,147−29.9% | Reduced |
| HBK Sorce Advisory LLC | 15,720 | $13.0K | 0.00% | +2,000+14.6% | Added |
| Allspring Global Investments Holdings, LLC | 16,309 | $13.0K | 0.00% | +12,516+330.0% | Added |
| Royal Bank of Canada | 19,792 | $16.0K | 0.00% | −12,865−39.4% | Reduced |
| Algert Global LLC | 19,350 | $16.0K | 0.00% | +19,350 | New |
| Susquehanna International Group, LLP | 20,701 | $17.0K | 0.00% | −106,778−83.8% | Reduced |
| Ingalls & Snyder LLC | 20,000 | $17.0K | 0.00% | −20,750−50.9% | Reduced |
| Principal Financial Group Inc | 23,397 | $19.0K | 0.00% | −698−2.9% | Reduced |
| Sterling Investment Counsel, LLC | 23,938 | $20.0K | 0.01% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 44,972 | $22.0K | 0.00% | −94,644−67.8% | Reduced |
| ProShare Advisors LLC | 27,583 | $22.0K | 0.00% | −6,705−19.6% | Reduced |
| State Board of Administration of Florida Retirement System | 28,060 | $23.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 30,193 | $25.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 29,816 | $25.0K | 0.00% | +409+1.4% | Added |
| Courier Capital LLC | 32,000 | $27.0K | 0.00% | +32,000 | New |
| Advisor Group Holdings, Inc. | 35,163 | $29.0K | 0.00% | +6,500+22.7% | Added |
| Russell Investments Group, Ltd. | 38,915 | $31.0K | 0.00% | −11,285−22.5% | Reduced |
| California State Teachers Retirement System | 37,728 | $31.0K | 0.00% | −8,942−19.2% | Reduced |
| Susquehanna Fundamental Investments, LLC | 41,460 | $34.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 42,932 | $36.0K | 0.00% | −3,021−6.6% | Reduced |
| Mirabella Financial Services LLP | 44,900 | $37.0K | 0.00% | +44,900 | New |
| Deltec Asset Management LLC | 47,665 | $40.0K | 0.01% | 00.0% | Unchanged |
| AQR Capital Management LLC | 50,654 | $42.0K | 0.00% | +16,977+50.4% | Added |
| Rafferty Asset Management, LLC | 55,039 | $46.0K | 0.00% | +18,626+51.2% | Added |
| New York State Common Retirement Fund | 61,021 | $51.0K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 62,985 | $52.0K | 0.00% | −20,309−24.4% | Reduced |
| Macquarie Group Ltd | 70,000 | $58.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 75,729 | $62.0K | 0.00% | −74,534−49.6% | Reduced |
| Ikarian Capital, LLC | 80,039 | $68.0K | 0.02% | +3,900+5.1% | Added |
| Alliancebernstein L.P. | 82,700 | $69.0K | 0.00% | −10,300−11.1% | Reduced |
| FMR LLC | 96,587 | $80.0K | 0.00% | +96,587 | New |
| Citadel Advisors LLC | 99,563 | $82.0K | 0.00% | −40,953−29.1% | Reduced |
| Bank of America Corp | 98,871 | $82.0K | 0.00% | +16,974+20.7% | Added |
| Rhumbline Advisers | 107,038 | $89.0K | 0.00% | −2,098−1.9% | Reduced |
| Public Employees Retirement System of Ohio | 112,758 | $94.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 114,643 | $95.0K | 0.00% | −47,970−29.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 114,100 | $95.0K | 0.00% | +114,100 | New |
| Dimensional Fund Advisors LP | 124,709 | $103.0K | 0.00% | −86,690−41.0% | Reduced |
| Greenleaf Trust | 130,000 | $108.0K | 0.00% | 00.0% | Unchanged |
| Man Group plc | 136,107 | $113.0K | 0.00% | 00.0% | Unchanged |
| Seneca Financial Advisors LLC | 137,495 | $114.1K | 0.07% | +24,096+21.2% | Added |
| JPMorgan Chase & Co | 141,537 | $118.0K | 0.00% | +7,663+5.7% | Added |
| Occudo Quantitative Strategies LP | 151,987 | $126.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 154,345 | $128.0K | 0.00% | −150,589−49.4% | Reduced |
| Morgan Stanley | 172,567 | $142.0K | 0.00% | −860,772−83.3% | Reduced |
| Charles Schwab Investment Management Inc | 193,599 | $161.0K | 0.00% | −26,881−12.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 205,442 | $170.0K | 0.01% | −10,338−4.8% | Reduced |
| Gsa Capital Partners LLP | 231,841 | $192.0K | 0.03% | −299,587−56.4% | Reduced |
| Bank of New York Mellon Corp | 278,004 | $230.0K | 0.00% | −2,921−1.0% | Reduced |
| National Asset Management, Inc. | 396,225 | $329.0K | 0.01% | +16,640+4.4% | Added |
| Deutsche Bank AG | 400,820 | $333.0K | 0.00% | +169,217+73.1% | Added |
| UBS Group AG | 551,810 | $458.0K | 0.00% | +22,819+4.3% | Added |
| STRS Ohio | 584,100 | $484.0K | 0.00% | +98,400+20.3% | Added |
| Northern Trust Corp | 707,028 | $587.0K | 0.00% | −55,410−7.3% | Reduced |
| HighTower Advisors, LLC | 861,240 | $715.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 877,918 | $728.0K | 0.00% | −2,078−0.2% | Reduced |
| Renaissance Technologies LLC | 1,222,239 | $1.01M | 0.00% | +310,539+34.1% | Added |
| Geode Capital Management, LLC | 1,248,320 | $1.03M | 0.00% | −69,135−5.2% | Reduced |
| State Street Corp | 1,616,785 | $1.34M | 0.00% | −20,272−1.2% | Reduced |
| Jacobs Levy Equity Management, Inc | 2,008,968 | $1.67M | 0.01% | +558,540+38.5% | Added |
| Millennium Management LLC | 2,242,970 | $1.86M | 0.00% | −958,783−29.9% | Reduced |
| Vanguard Group Inc | 3,899,514 | $3.23M | 0.00% | −846,631−17.8% | Reduced |
| BlackRock Inc. | 6,473,098 | $5.37M | 0.00% | −510,881−7.3% | Reduced |
| Perceptive Advisors LLC | 13,532,467 | $11.2M | 0.23% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 287,664 | – | – | −79,350−21.6% | Reduced |
| IFP Advisors, Inc | 70 | – | – | +35+100.0% | Added |
| HRT Financial LP | 0 | $0 | 0.00% | −154,067−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −116,417−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −112,464−100.0% | Sold out |
| Spearhead Capital Advisors, LLC | 0 | $0 | 0.00% | −97,521−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −94,994−100.0% | Sold out |
| Manteio Capital LLC | 0 | $0 | 0.00% | −70,112−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −69,009−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −66,965−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −44,069−100.0% | Sold out |