Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Athenex, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 103
- −12 vs. Q3 2021
- Shares held
- 45.2M
- +1.03M (+2.3%) vs. Q3 2021
- Total value
- $60.9M
- −$71.1M (−53.9%) vs. Q3 2021
- New holders
- 20
- 27 more added
- Sold out
- 32
- 43 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Perceptive Advisors LLC | 13,532,467 | $18.4M | 0.28% | 00.0% | Unchanged |
| BlackRock Inc. | 6,983,979 | $9.50M | 0.00% | +44,588+0.6% | Added |
| Vanguard Group Inc | 4,746,145 | $6.46M | 0.00% | +189,221+4.2% | Added |
| Millennium Management LLC | 3,201,753 | $4.35M | 0.00% | +1,070,063+50.2% | Added |
| State Street Corp | 1,637,057 | $2.23M | 0.00% | −95,330−5.5% | Reduced |
| Jacobs Levy Equity Management, Inc | 1,450,428 | $1.97M | 0.01% | +755,104+108.6% | Added |
| Geode Capital Management, LLC | 1,317,455 | $1.79M | 0.00% | −46,166−3.4% | Reduced |
| Morgan Stanley | 1,033,339 | $1.41M | 0.00% | −506,055−32.9% | Reduced |
| Renaissance Technologies LLC | 911,700 | $1.24M | 0.00% | +337,233+58.7% | Added |
| Credit Suisse AG | 879,996 | $1.20M | 0.00% | −2740.0% | Reduced |
| HighTower Advisors, LLC | 861,240 | $1.17M | 0.00% | +400,000+86.7% | Added |
| Northern Trust Corp | 762,438 | $1.04M | 0.00% | −41,468−5.2% | Reduced |
| Gsa Capital Partners LLP | 531,428 | $723.0K | 0.09% | +492,010+1,248.2% | Added |
| UBS Group AG | 528,991 | $720.0K | 0.00% | −38,814−6.8% | Reduced |
| STRS Ohio | 485,700 | $660.0K | 0.00% | +317,800+189.3% | Added |
| National Asset Management, Inc. | 379,585 | $517.0K | 0.01% | −9,755−2.5% | Reduced |
| Goldman Sachs Group Inc | 304,934 | $414.0K | 0.00% | +83,019+37.4% | Added |
| Bank of New York Mellon Corp | 280,925 | $382.0K | 0.00% | +383+0.1% | Added |
| Deutsche Bank AG | 231,603 | $315.0K | 0.00% | +74,857+47.8% | Added |
| Charles Schwab Investment Management Inc | 220,480 | $300.0K | 0.00% | +12,796+6.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 215,780 | $293.0K | 0.01% | −105,812−32.9% | Reduced |
| Dimensional Fund Advisors LP | 211,399 | $288.0K | 0.00% | −66,978−24.1% | Reduced |
| Group One Trading, L.P. | 162,613 | $221.0K | 0.00% | +162,613 | New |
| HRT Financial LP | 154,067 | $209.0K | 0.00% | −354,773−69.7% | Reduced |
| Occudo Quantitative Strategies LP | 151,987 | $207.0K | 0.02% | −5,477−3.5% | Reduced |
| Wells Fargo & Company | 150,263 | $204.0K | 0.00% | −65,783−30.4% | Reduced |
| Citadel Advisors LLC | 140,516 | $191.0K | 0.00% | −390,567−73.5% | Reduced |
| Jaffetilchin Investment Partners, LLC | 139,616 | $190.0K | 0.02% | 00.0% | Unchanged |
| Man Group plc | 136,107 | $185.0K | 0.00% | +136,107 | New |
| JPMorgan Chase & Co | 133,874 | $182.0K | 0.00% | −1,544−1.1% | Reduced |
| Greenleaf Trust | 130,000 | $177.0K | 0.00% | −1,141−0.9% | Reduced |
| Susquehanna International Group, LLP | 127,479 | $173.0K | 0.00% | −90,517−41.5% | Reduced |
| Federated Hermes, Inc. | 122,918 | $167.0K | 0.00% | +122,918 | New |
| DuPont Capital Management Corp | 116,417 | $158.0K | 0.01% | +23,687+25.5% | Added |
| Seneca Financial Advisors LLC | 113,399 | $154.2K | 0.09% | −24,096−17.5% | Reduced |
| Public Employees Retirement System of Ohio | 112,758 | $153.0K | 0.00% | +112,758 | New |
| Acadian Asset Management LLC | 112,464 | $152.0K | 0.00% | +112,464 | New |
| Rhumbline Advisers | 109,136 | $148.0K | 0.00% | −1,911−1.7% | Reduced |
| Barclays PLC | 104,959 | $143.0K | 0.00% | +68,093+184.7% | Added |
| Spearhead Capital Advisors, LLC | 97,521 | $133.0K | 0.02% | +753+0.8% | Added |
| Simplex Trading, LLC | 94,994 | $129.0K | 0.00% | +94,299+13,568.2% | Added |
| Alliancebernstein L.P. | 93,000 | $126.0K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 83,294 | $113.0K | 0.00% | +3,965+5.0% | Added |
| Bank of America Corp | 81,897 | $110.0K | 0.00% | −41,045−33.4% | Reduced |
| Ikarian Capital, LLC | 76,139 | $103.0K | 0.03% | 00.0% | Unchanged |
| Macquarie Group Ltd | 70,000 | $95.0K | 0.00% | −1,269−1.8% | Reduced |
| Manteio Capital LLC | 70,112 | $95.0K | 0.12% | +70,112 | New |
| ExodusPoint Capital Management, LP | 69,009 | $94.0K | 0.00% | −84,771−55.1% | Reduced |
| Parametric Portfolio Associates LLC | 66,965 | $91.0K | 0.00% | −37,775−36.1% | Reduced |
| New York State Common Retirement Fund | 61,021 | $83.0K | 0.00% | −174−0.3% | Reduced |
| Russell Investments Group, Ltd. | 50,200 | $67.0K | 0.00% | −16,933−25.2% | Reduced |
| Deltec Asset Management LLC | 47,665 | $65.0K | 0.01% | −42,000−46.8% | Reduced |
| California State Teachers Retirement System | 46,670 | $63.0K | 0.00% | −49,907−51.7% | Reduced |
| American International Group, Inc. | 45,953 | $62.0K | 0.00% | −1,376−2.9% | Reduced |
| Cubist Systematic Strategies, LLC | 44,069 | $60.0K | 0.00% | +22,141+101.0% | Added |
| Susquehanna Fundamental Investments, LLC | 41,460 | $56.0K | 0.00% | −23,303−36.0% | Reduced |
| Manufacturers Life Insurance Company, The | 40,742 | $55.0K | 0.00% | −10,480−20.5% | Reduced |
| Ingalls & Snyder LLC | 40,750 | $55.0K | 0.00% | −5,000−10.9% | Reduced |
| Rafferty Asset Management, LLC | 36,413 | $50.0K | 0.00% | +8,404+30.0% | Added |
| Jane Street Group, LLC | 34,495 | $47.0K | 0.00% | −26,956−43.9% | Reduced |
| XTX Topco Ltd | 34,453 | $47.0K | 0.03% | +34,453 | New |
| ProShare Advisors LLC | 34,288 | $46.0K | 0.00% | −142−0.4% | Reduced |
| AQR Capital Management LLC | 33,677 | $46.0K | 0.00% | +33,677 | New |
| Royal Bank of Canada | 32,657 | $44.0K | 0.00% | +7,076+27.7% | Added |
| Voya Investment Management LLC | 30,193 | $41.0K | 0.00% | −4,060−11.9% | Reduced |
| Invesco Ltd. | 29,407 | $40.0K | 0.00% | −9,035−23.5% | Reduced |
| Advisor Group Holdings, Inc. | 28,663 | $39.0K | 0.00% | +100+0.4% | Added |
| State Board of Administration of Florida Retirement System | 28,060 | $38.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 25,323 | $34.0K | 0.00% | +2,723+12.0% | Added |
| Principal Financial Group Inc | 24,095 | $33.0K | 0.00% | −7,879−24.6% | Reduced |
| Sterling Investment Counsel, LLC | 23,938 | $33.0K | 0.02% | +23,938 | New |
| BNP Paribas Arbitrage, SA | 23,258 | $31.6K | 0.00% | +5,462+30.7% | Added |
| Tower Research Capital LLC (TRC) | 20,583 | $28.0K | 0.00% | −8,904−30.2% | Reduced |
| Defender Capital, LLC. | 20,500 | $28.0K | 0.01% | +500+2.5% | Added |
| SG Americas Securities, LLC | 18,923 | $26.0K | 0.00% | −27,742−59.4% | Reduced |
| Walleye Capital LLC | 17,916 | $24.0K | 0.00% | +17,916 | New |
| Squarepoint Ops LLC | 16,473 | $22.0K | 0.00% | −37,925−69.7% | Reduced |
| Engineers Gate Manager LP | 15,209 | $21.0K | 0.00% | +15,209 | New |
| Landscape Capital Management, L.L.C. | 15,000 | $20.0K | 0.00% | +15,000 | New |
| Amalgamated Bank | 13,614 | $19.0K | 0.00% | −473−3.4% | Reduced |
| HBK Sorce Advisory LLC | 13,720 | $19.0K | 0.00% | +2,250+19.6% | Added |
| Eaton Vance Management | 12,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 10,815 | $15.0K | 0.00% | −335−3.0% | Reduced |
| Washington Trust Bank | 11,111 | $15.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 8,245 | $11.0K | 0.00% | −29,580−78.2% | Reduced |
| Ameritas Investment Partners, Inc. | 5,991 | $8.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 5,159 | $7.00K | 0.00% | +5,159 | New |
| Allspring Global Investments Holdings, LLC | 3,793 | $5.00K | 0.00% | +3,793 | New |
| NEXT Financial Group, Inc | 3,170 | $4.00K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 2,027 | $3.00K | 0.00% | +34+1.7% | Added |
| Evermay Wealth Management LLC | 2,000 | $3.00K | 0.00% | +2,000 | New |
| Captrust Financial Advisors | 1,592 | $2.00K | 0.00% | −157−9.0% | Reduced |
| American Portfolios Advisors | 1,145 | $1.56K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 400 | $1.00K | 0.00% | −680−63.0% | Reduced |
| Cutler Group LP | 900 | $1.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $1.00K | 0.00% | +1,000 | New |
| CWM, LLC | 1,000 | $1.00K | 0.00% | +1,000 | New |
| Confluence Wealth Services, Inc. | 800 | $1.00K | 0.00% | +800 | New |
| Daiwa Securities Group Inc. | 176 | $0 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 164 | $0 | 0.00% | 00.0% | Unchanged |