Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Athenex, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 103
- −12 vs. Q3 2021
- Shares held
- 45.2M
- +1.03M (+2.3%) vs. Q3 2021
- Total value
- $60.9M
- −$71.1M (−53.9%) vs. Q3 2021
- New holders
- 20
- 27 more added
- Sold out
- 32
- 43 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Daiwa Securities Group Inc. | 176 | $0 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 164 | $0 | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 106 | $0 | 0.00% | +106 | New |
| Global Wealth Management Investment Advisory, Inc. | 400 | $1.00K | 0.00% | −680−63.0% | Reduced |
| Cutler Group LP | 900 | $1.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $1.00K | 0.00% | +1,000 | New |
| CWM, LLC | 1,000 | $1.00K | 0.00% | +1,000 | New |
| Confluence Wealth Services, Inc. | 800 | $1.00K | 0.00% | +800 | New |
| American Portfolios Advisors | 1,145 | $1.56K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,592 | $2.00K | 0.00% | −157−9.0% | Reduced |
| State of Wyoming | 2,027 | $3.00K | 0.00% | +34+1.7% | Added |
| Evermay Wealth Management LLC | 2,000 | $3.00K | 0.00% | +2,000 | New |
| NEXT Financial Group, Inc | 3,170 | $4.00K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 3,793 | $5.00K | 0.00% | +3,793 | New |
| Point72 Hong Kong Ltd | 5,159 | $7.00K | 0.00% | +5,159 | New |
| Ameritas Investment Partners, Inc. | 5,991 | $8.00K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 8,245 | $11.0K | 0.00% | −29,580−78.2% | Reduced |
| Victory Capital Management Inc | 10,815 | $15.0K | 0.00% | −335−3.0% | Reduced |
| Washington Trust Bank | 11,111 | $15.0K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 12,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 13,614 | $19.0K | 0.00% | −473−3.4% | Reduced |
| HBK Sorce Advisory LLC | 13,720 | $19.0K | 0.00% | +2,250+19.6% | Added |
| Landscape Capital Management, L.L.C. | 15,000 | $20.0K | 0.00% | +15,000 | New |
| Engineers Gate Manager LP | 15,209 | $21.0K | 0.00% | +15,209 | New |
| Squarepoint Ops LLC | 16,473 | $22.0K | 0.00% | −37,925−69.7% | Reduced |
| Walleye Capital LLC | 17,916 | $24.0K | 0.00% | +17,916 | New |
| SG Americas Securities, LLC | 18,923 | $26.0K | 0.00% | −27,742−59.4% | Reduced |
| Tower Research Capital LLC (TRC) | 20,583 | $28.0K | 0.00% | −8,904−30.2% | Reduced |
| Defender Capital, LLC. | 20,500 | $28.0K | 0.01% | +500+2.5% | Added |
| BNP Paribas Arbitrage, SA | 23,258 | $31.6K | 0.00% | +5,462+30.7% | Added |
| Principal Financial Group Inc | 24,095 | $33.0K | 0.00% | −7,879−24.6% | Reduced |
| Sterling Investment Counsel, LLC | 23,938 | $33.0K | 0.02% | +23,938 | New |
| Citigroup Inc | 25,323 | $34.0K | 0.00% | +2,723+12.0% | Added |
| State Board of Administration of Florida Retirement System | 28,060 | $38.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 28,663 | $39.0K | 0.00% | +100+0.4% | Added |
| Invesco Ltd. | 29,407 | $40.0K | 0.00% | −9,035−23.5% | Reduced |
| Voya Investment Management LLC | 30,193 | $41.0K | 0.00% | −4,060−11.9% | Reduced |
| Royal Bank of Canada | 32,657 | $44.0K | 0.00% | +7,076+27.7% | Added |
| ProShare Advisors LLC | 34,288 | $46.0K | 0.00% | −142−0.4% | Reduced |
| AQR Capital Management LLC | 33,677 | $46.0K | 0.00% | +33,677 | New |
| Jane Street Group, LLC | 34,495 | $47.0K | 0.00% | −26,956−43.9% | Reduced |
| XTX Topco Ltd | 34,453 | $47.0K | 0.03% | +34,453 | New |
| Rafferty Asset Management, LLC | 36,413 | $50.0K | 0.00% | +8,404+30.0% | Added |
| Manufacturers Life Insurance Company, The | 40,742 | $55.0K | 0.00% | −10,480−20.5% | Reduced |
| Ingalls & Snyder LLC | 40,750 | $55.0K | 0.00% | −5,000−10.9% | Reduced |
| Susquehanna Fundamental Investments, LLC | 41,460 | $56.0K | 0.00% | −23,303−36.0% | Reduced |
| Cubist Systematic Strategies, LLC | 44,069 | $60.0K | 0.00% | +22,141+101.0% | Added |
| American International Group, Inc. | 45,953 | $62.0K | 0.00% | −1,376−2.9% | Reduced |
| California State Teachers Retirement System | 46,670 | $63.0K | 0.00% | −49,907−51.7% | Reduced |
| Deltec Asset Management LLC | 47,665 | $65.0K | 0.01% | −42,000−46.8% | Reduced |
| Russell Investments Group, Ltd. | 50,200 | $67.0K | 0.00% | −16,933−25.2% | Reduced |
| New York State Common Retirement Fund | 61,021 | $83.0K | 0.00% | −174−0.3% | Reduced |
| Parametric Portfolio Associates LLC | 66,965 | $91.0K | 0.00% | −37,775−36.1% | Reduced |
| ExodusPoint Capital Management, LP | 69,009 | $94.0K | 0.00% | −84,771−55.1% | Reduced |
| Macquarie Group Ltd | 70,000 | $95.0K | 0.00% | −1,269−1.8% | Reduced |
| Manteio Capital LLC | 70,112 | $95.0K | 0.12% | +70,112 | New |
| Ikarian Capital, LLC | 76,139 | $103.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 81,897 | $110.0K | 0.00% | −41,045−33.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 83,294 | $113.0K | 0.00% | +3,965+5.0% | Added |
| Alliancebernstein L.P. | 93,000 | $126.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 94,994 | $129.0K | 0.00% | +94,299+13,568.2% | Added |
| Spearhead Capital Advisors, LLC | 97,521 | $133.0K | 0.02% | +753+0.8% | Added |
| Barclays PLC | 104,959 | $143.0K | 0.00% | +68,093+184.7% | Added |
| Rhumbline Advisers | 109,136 | $148.0K | 0.00% | −1,911−1.7% | Reduced |
| Acadian Asset Management LLC | 112,464 | $152.0K | 0.00% | +112,464 | New |
| Public Employees Retirement System of Ohio | 112,758 | $153.0K | 0.00% | +112,758 | New |
| Seneca Financial Advisors LLC | 113,399 | $154.2K | 0.09% | −24,096−17.5% | Reduced |
| DuPont Capital Management Corp | 116,417 | $158.0K | 0.01% | +23,687+25.5% | Added |
| Federated Hermes, Inc. | 122,918 | $167.0K | 0.00% | +122,918 | New |
| Susquehanna International Group, LLP | 127,479 | $173.0K | 0.00% | −90,517−41.5% | Reduced |
| Greenleaf Trust | 130,000 | $177.0K | 0.00% | −1,141−0.9% | Reduced |
| JPMorgan Chase & Co | 133,874 | $182.0K | 0.00% | −1,544−1.1% | Reduced |
| Man Group plc | 136,107 | $185.0K | 0.00% | +136,107 | New |
| Jaffetilchin Investment Partners, LLC | 139,616 | $190.0K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 140,516 | $191.0K | 0.00% | −390,567−73.5% | Reduced |
| Wells Fargo & Company | 150,263 | $204.0K | 0.00% | −65,783−30.4% | Reduced |
| Occudo Quantitative Strategies LP | 151,987 | $207.0K | 0.02% | −5,477−3.5% | Reduced |
| HRT Financial LP | 154,067 | $209.0K | 0.00% | −354,773−69.7% | Reduced |
| Group One Trading, L.P. | 162,613 | $221.0K | 0.00% | +162,613 | New |
| Dimensional Fund Advisors LP | 211,399 | $288.0K | 0.00% | −66,978−24.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 215,780 | $293.0K | 0.01% | −105,812−32.9% | Reduced |
| Charles Schwab Investment Management Inc | 220,480 | $300.0K | 0.00% | +12,796+6.2% | Added |
| Deutsche Bank AG | 231,603 | $315.0K | 0.00% | +74,857+47.8% | Added |
| Bank of New York Mellon Corp | 280,925 | $382.0K | 0.00% | +383+0.1% | Added |
| Goldman Sachs Group Inc | 304,934 | $414.0K | 0.00% | +83,019+37.4% | Added |
| National Asset Management, Inc. | 379,585 | $517.0K | 0.01% | −9,755−2.5% | Reduced |
| STRS Ohio | 485,700 | $660.0K | 0.00% | +317,800+189.3% | Added |
| UBS Group AG | 528,991 | $720.0K | 0.00% | −38,814−6.8% | Reduced |
| Gsa Capital Partners LLP | 531,428 | $723.0K | 0.09% | +492,010+1,248.2% | Added |
| Northern Trust Corp | 762,438 | $1.04M | 0.00% | −41,468−5.2% | Reduced |
| HighTower Advisors, LLC | 861,240 | $1.17M | 0.00% | +400,000+86.7% | Added |
| Credit Suisse AG | 879,996 | $1.20M | 0.00% | −2740.0% | Reduced |
| Renaissance Technologies LLC | 911,700 | $1.24M | 0.00% | +337,233+58.7% | Added |
| Morgan Stanley | 1,033,339 | $1.41M | 0.00% | −506,055−32.9% | Reduced |
| Geode Capital Management, LLC | 1,317,455 | $1.79M | 0.00% | −46,166−3.4% | Reduced |
| Jacobs Levy Equity Management, Inc | 1,450,428 | $1.97M | 0.01% | +755,104+108.6% | Added |
| State Street Corp | 1,637,057 | $2.23M | 0.00% | −95,330−5.5% | Reduced |
| Millennium Management LLC | 3,201,753 | $4.35M | 0.00% | +1,070,063+50.2% | Added |
| Vanguard Group Inc | 4,746,145 | $6.46M | 0.00% | +189,221+4.2% | Added |
| BlackRock Inc. | 6,983,979 | $9.50M | 0.00% | +44,588+0.6% | Added |