Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Athenex, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ATNX is no longer listed, so this page shows Q1 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 30
- −24 vs. Q4 2022
- Shares held
- 1.83M
- −185.5K (−9.2%) vs. Q4 2022Converted for a 1-for-20 split
- Total value
- $2.43M
- −$3.51M (−59.1%) vs. Q4 2022
- New holders
- 2
- 6 more added
- Sold out
- 26
- 10 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Perceptive Advisors LLC | 776,623 | $1.03M | 0.03% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Vanguard Group Inc | 268,160 | $356.7K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Millennium Management LLC | 203,861 | $271.0K | 0.00% | −121,946−37.4% | ReducedConverted for a 1-for-20 split |
| Alyeska Investment Group, L.P. | 100,000 | $133.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| BlackRock Inc. | 66,541 | $88.5K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| UBS Group AG | 66,337 | $88.2K | 0.00% | −12,368−15.7% | ReducedConverted for a 1-for-20 split |
| Acadian Asset Management LLC | 62,837 | $81.0K | 0.00% | +36,664+140.1% | AddedConverted for a 1-for-20 split |
| Renaissance Technologies LLC | 58,759 | $78.0K | 0.00% | −1,517−2.5% | ReducedConverted for a 1-for-20 split |
| HighTower Advisors, LLC | 49,827 | $66.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Endurant Capital Management LP | 42,651 | $56.7K | 0.03% | −2,461−5.5% | ReducedConverted for a 1-for-20 split |
| Geode Capital Management, LLC | 27,540 | $36.6K | 0.00% | −479−1.7% | ReducedConverted for a 1-for-20 split |
| Schonfeld Strategic Advisors LLC | 24,142 | $32.1K | 0.00% | −5,008−17.2% | ReducedConverted for a 1-for-20 split |
| National Asset Management, Inc. | 22,582 | $30.0K | 0.00% | +1,255+5.9% | AddedConverted for a 1-for-20 split |
| Dimensional Fund Advisors LP | 14,644 | $19.5K | 0.00% | +14,644 | New |
| State Street Corp | 14,202 | $18.9K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Bridgeway Capital Management, LLC | 11,700 | $15.6K | 0.00% | +11,700 | New |
| Morgan Stanley | 6,134 | $8.16K | 0.00% | −1,046−14.6% | ReducedConverted for a 1-for-20 split |
| Macquarie Group Ltd | 3,499 | $5.00K | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Bank of America Corp | 3,210 | $4.27K | 0.00% | +89+2.9% | AddedConverted for a 1-for-20 split |
| Group One Trading, L.P. | 899 | $1.20K | 0.00% | −610−40.4% | ReducedConverted for a 1-for-20 split |
| Advisor Group Holdings, Inc. | 609 | $807 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| IFP Advisors, Inc | 37 | $575 | 0.00% | −215−85.3% | ReducedConverted for a 1-for-20 split |
| Wells Fargo & Company | 333 | $443 | 0.00% | −78−19.0% | ReducedConverted for a 1-for-20 split |
| National Bank of Canada | 175 | $228 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Fortis Advisors, LLC | 50 | $67 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| JPMorgan Chase & Co | 173 | $0 | 0.00% | +1+0.6% | AddedConverted for a 1-for-20 split |
| Royal Bank of Canada | 112 | $0 | 0.00% | +69+159.6% | AddedConverted for a 1-for-20 split |
| Tower Research Capital LLC (TRC) | 61 | $0 | 0.00% | +56+1,132.3% | AddedConverted for a 1-for-20 split |
| Cutler Group LP | 40 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| CWM, LLC | 50 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-20 split |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −53,810−100.0% | Sold outConverted for a 1-for-20 split |
| Seneca Financial Advisors LLC | 0 | $0 | 0.00% | −6,875−100.0% | Sold outConverted for a 1-for-20 split |
| Man Group plc | 0 | $0 | 0.00% | −6,805−100.0% | Sold outConverted for a 1-for-20 split |
| Northern Trust Corp | 0 | $0 | 0.00% | −6,736−100.0% | Sold outConverted for a 1-for-20 split |
| Greenleaf Trust | 0 | $0 | 0.00% | −6,500−100.0% | Sold outConverted for a 1-for-20 split |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −3,604−100.0% | Sold outConverted for a 1-for-20 split |
| Courier Capital LLC | 0 | $0 | 0.00% | −2,750−100.0% | Sold outConverted for a 1-for-20 split |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −2,240−100.0% | Sold outConverted for a 1-for-20 split |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −2,205−100.0% | Sold outConverted for a 1-for-20 split |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −1,960−100.0% | Sold outConverted for a 1-for-20 split |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −2,015−100.0% | Sold outConverted for a 1-for-20 split |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −1,445−100.0% | Sold outConverted for a 1-for-20 split |
| Deltec Asset Management LLC | 0 | $0 | 0.00% | −1,233−100.0% | Sold outConverted for a 1-for-20 split |
| Sterling Investment Counsel, LLC | 0 | $0 | 0.00% | −1,197−100.0% | Sold outConverted for a 1-for-20 split |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −689−100.0% | Sold outConverted for a 1-for-20 split |
| Washington Trust Bank | 0 | $0 | 0.00% | −556−100.0% | Sold outConverted for a 1-for-20 split |
| StoneX Group Inc. | 0 | $0 | 0.00% | −568−100.0% | Sold outConverted for a 1-for-20 split |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −535−100.0% | Sold outConverted for a 1-for-20 split |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −535−100.0% | Sold outConverted for a 1-for-20 split |
| McCollum Christoferson Group LLC | 0 | $0 | 0.00% | −500−100.0% | Sold outConverted for a 1-for-20 split |
| Ingalls & Snyder LLC | 0 | $0 | 0.00% | −500−100.0% | Sold outConverted for a 1-for-20 split |
| HRT Financial LP | 0 | $0 | 0.00% | −570−100.0% | Sold outConverted for a 1-for-20 split |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −311−100.0% | Sold outConverted for a 1-for-20 split |
| Credit Suisse AG | 0 | $0 | 0.00% | −7−100.0% | Sold outConverted for a 1-for-20 split |
| Citigroup Inc | 0 | $0 | 0.00% | −0−100.0% | Sold outConverted for a 1-for-20 split |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold outConverted for a 1-for-20 split |