Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Athenex, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- −9 vs. Q1 2021
- Shares held
- 50.6M
- −2.94M (−5.5%) vs. Q1 2021
- Total value
- $236.1M
- +$2.79M (+1.2%) vs. Q1 2021
- New holders
- 15
- 41 more added
- Sold out
- 24
- 34 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Perceptive Advisors LLC | 13,532,467 | $62.5M | 0.81% | 00.0% | Unchanged |
| State Street Corp | 8,578,771 | $39.6M | 0.00% | −1,540,561−15.2% | Reduced |
| BlackRock Inc. | 6,735,367 | $31.1M | 0.00% | +486,519+7.8% | Added |
| Vanguard Group Inc | 4,252,345 | $19.6M | 0.00% | +9,784+0.2% | Added |
| Morgan Stanley | 2,098,555 | $9.70M | 0.00% | +2,047,365+3,999.5% | Added |
| Millennium Management LLC | 1,660,329 | $7.67M | 0.01% | +636,805+62.2% | Added |
| Geode Capital Management, LLC | 1,367,693 | $6.32M | 0.00% | +127,441+10.3% | Added |
| Northern Trust Corp | 856,863 | $3.96M | 0.00% | +87,489+11.4% | Added |
| Nuveen Asset Management, LLC | 300,608 | $3.64M | 0.00% | −196,385−39.5% | Reduced |
| UBS Group AG | 646,280 | $2.99M | 0.00% | −78,594−10.8% | Reduced |
| Credit Suisse AG | 630,044 | $2.91M | 0.00% | +125,723+24.9% | Added |
| Citigroup Inc | 624,947 | $2.89M | 0.00% | −110,934−15.1% | Reduced |
| Deltec Asset Management LLC | 594,801 | $2.75M | 0.38% | −60,000−9.2% | Reduced |
| Jacobs Levy Equity Management, Inc | 565,870 | $2.61M | 0.02% | +97,561+20.8% | Added |
| Charles Schwab Investment Management Inc | 531,906 | $2.46M | 0.00% | +67,618+14.6% | Added |
| Susquehanna International Group, LLP | 468,947 | $2.17M | 0.00% | −201,295−30.0% | Reduced |
| Rafferty Asset Management, LLC | 407,423 | $1.88M | 0.01% | −192,686−32.1% | Reduced |
| National Asset Management, Inc. | 389,340 | $1.80M | 0.06% | −338,595−46.5% | Reduced |
| HighTower Advisors, LLC | 361,226 | $1.67M | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 336,925 | $1.56M | 0.08% | +9,233+2.8% | Added |
| Palo Alto Investors LP | 318,200 | $1.47M | 0.08% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 261,992 | $1.21M | 0.00% | +10,519+4.2% | Added |
| HSBC Holdings PLC | 227,806 | $1.05M | 0.00% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 200,182 | $925.0K | 0.01% | −37,677−15.8% | Reduced |
| Ikarian Capital, LLC | 200,000 | $923.0K | 0.16% | +200,000 | New |
| Dimensional Fund Advisors LP | 190,608 | $881.0K | 0.00% | −73,424−27.8% | Reduced |
| Citadel Advisors LLC | 175,830 | $812.0K | 0.00% | −47,200−21.2% | Reduced |
| Squarepoint Ops LLC | 169,001 | $781.0K | 0.01% | +55,800+49.3% | Added |
| STRS Ohio | 167,900 | $775.0K | 0.00% | +167,900 | New |
| Wells Fargo & Company | 166,504 | $769.0K | 0.00% | −84,622−33.7% | Reduced |
| Parametric Portfolio Associates LLC | 160,879 | $743.0K | 0.00% | +94,439+142.1% | Added |
| Jaffetilchin Investment Partners, LLC | 139,616 | $645.0K | 0.04% | −2,000−1.4% | Reduced |
| JPMorgan Chase & Co | 138,733 | $641.0K | 0.00% | −12,419−8.2% | Reduced |
| Seneca Financial Advisors LLC | 137,495 | $635.2K | 0.42% | 00.0% | Unchanged |
| Swiss National Bank | 133,900 | $619.0K | 0.00% | +5,900+4.6% | Added |
| Greenleaf Trust | 130,000 | $601.0K | 0.01% | 00.0% | Unchanged |
| California State Teachers Retirement System | 119,153 | $550.0K | 0.00% | +12,279+11.5% | Added |
| Premier Asset Management LLC | 115,970 | $536.0K | 0.08% | +25,356+28.0% | Added |
| Royal Bank of Canada | 115,632 | $535.0K | 0.00% | −16,747−12.7% | Reduced |
| First Midwest Bank Trust Division | 115,446 | $533.0K | 0.07% | −299,267−72.2% | Reduced |
| Rhumbline Advisers | 115,246 | $532.0K | 0.00% | +16,133+16.3% | Added |
| DuPont Capital Management Corp | 105,836 | $489.0K | 0.01% | +105,836 | New |
| Occudo Quantitative Strategies LP | 104,326 | $482.0K | 0.07% | −219,010−67.7% | Reduced |
| State of Wisconsin Investment Board | 98,400 | $455.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 98,021 | $453.0K | 0.01% | +98,021 | New |
| Spearhead Capital Advisors, LLC | 97,169 | $449.0K | 0.06% | +53,963+124.9% | Added |
| Alliancebernstein L.P. | 93,000 | $430.0K | 0.00% | +15,100+19.4% | Added |
| Macquarie Group Ltd | 71,269 | $329.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 70,041 | $322.0K | 0.00% | −6,372−8.3% | Reduced |
| Goldman Sachs Group Inc | 68,336 | $315.0K | 0.00% | +12,918+23.3% | Added |
| Bank of America Corp | 66,177 | $306.0K | 0.00% | −146,939−68.9% | Reduced |
| Jane Street Group, LLC | 66,094 | $305.0K | 0.00% | −67,771−50.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 63,918 | $295.0K | 0.00% | −128,090−66.7% | Reduced |
| Barclays PLC | 62,144 | $287.0K | 0.00% | −48,294−43.7% | Reduced |
| New York State Common Retirement Fund | 60,904 | $281.0K | 0.00% | +581+1.0% | Added |
| Deutsche Bank AG | 54,057 | $250.0K | 0.00% | −16,040−22.9% | Reduced |
| Manufacturers Life Insurance Company, The | 52,487 | $242.0K | 0.00% | +8,913+20.5% | Added |
| Ingalls & Snyder LLC | 48,750 | $225.0K | 0.01% | −301,100−86.1% | Reduced |
| American International Group, Inc. | 48,452 | $224.0K | 0.00% | +7,143+17.3% | Added |
| Virtus ETF Advisers LLC | 43,604 | $201.0K | 0.08% | +19,166+78.4% | Added |
| UBS Asset Management Americas Inc | 43,453 | $200.8K | 0.00% | +2,395+5.8% | Added |
| Jupiter Asset Management Ltd | 42,645 | $197.0K | 0.00% | +42,645 | New |
| Price T Rowe Associates Inc | 42,502 | $196.0K | 0.00% | +42,502 | New |
| ProShare Advisors LLC | 39,236 | $181.0K | 0.00% | +7,341+23.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 34,962 | $162.0K | 0.00% | +34,962 | New |
| MetLife Investment Management | 34,805 | $160.8K | 0.00% | +30,296+671.9% | Added |
| Voya Investment Management LLC | 34,253 | $158.0K | 0.00% | +782+2.3% | Added |
| Principal Financial Group Inc | 33,786 | $157.0K | 0.00% | +133+0.4% | Added |
| Quantbot Technologies LP | 33,200 | $153.0K | 0.01% | +7,800+30.7% | Added |
| Invesco Ltd. | 32,258 | $149.0K | 0.00% | +13,531+72.3% | Added |
| DekaBank Deutsche Girozentrale | 31,900 | $147.0K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 28,060 | $130.0K | 0.00% | +839+3.1% | Added |
| Metropolitan Life Insurance Co | 26,086 | $120.5K | 0.00% | +19,374+288.6% | Added |
| Legal & General Group Plc | 25,820 | $119.0K | 0.00% | +293+1.1% | Added |
| Virtu Financial LLC | 24,499 | $113.0K | 0.01% | −30,383−55.4% | Reduced |
| LPL Financial LLC | 24,093 | $111.0K | 0.00% | +500+2.1% | Added |
| Boothbay Fund Management, LLC | 22,680 | $105.0K | 0.00% | +22,680 | New |
| Defender Capital, LLC. | 20,000 | $92.0K | 0.03% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 19,566 | $91.0K | 0.01% | +19,566 | New |
| Walleye Capital LLC | 19,302 | $89.0K | 0.00% | −82,448−81.0% | Reduced |
| Advisor Group Holdings, Inc. | 17,173 | $80.0K | 0.00% | −48,710−73.9% | Reduced |
| Arizona State Retirement System | 16,512 | $76.0K | 0.00% | +209+1.3% | Added |
| Virginia Retirement Systems Et Al | 15,400 | $71.0K | 0.00% | +100+0.7% | Added |
| Blueshift Asset Management, LLC | 14,941 | $69.0K | 0.00% | +930+6.6% | Added |
| Amalgamated Bank | 14,615 | $68.0K | 0.00% | +4,422+43.4% | Added |
| AQR Capital Management LLC | 12,785 | $59.0K | 0.00% | +12,785 | New |
| Eaton Vance Management | 12,000 | $55.0K | 0.00% | 00.0% | Unchanged |
| Pennsylvania Capital Management Inc | 12,878 | $54.0K | 0.03% | −4,808−27.2% | Reduced |
| Washington Trust Bank | 11,111 | $51.0K | 0.01% | 00.0% | Unchanged |
| KCS Wealth Advisory | 10,082 | $47.0K | 0.02% | −10,500−51.0% | Reduced |
| Tower Research Capital LLC (TRC) | 9,195 | $43.0K | 0.00% | −44,117−82.8% | Reduced |
| Walleye Trading LLC | 9,321 | $43.0K | 0.00% | −51−0.5% | Reduced |
| Nisa Investment Advisors, LLC | 9,250 | $43.0K | 0.00% | +9,250 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,240 | $38.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,991 | $28.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 4,803 | $22.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 3,342 | $15.4K | 0.00% | −85,520−96.2% | Reduced |
| NEXT Financial Group, Inc | 3,270 | $15.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,389 | $11.0K | 0.00% | +774+47.9% | Added |
| Penserra Capital Management LLC | 2,130 | $9.00K | 0.00% | +15+0.7% | Added |