Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Athenex, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- −9 vs. Q1 2021
- Shares held
- 50.6M
- −2.94M (−5.5%) vs. Q1 2021
- Total value
- $236.1M
- +$2.79M (+1.2%) vs. Q1 2021
- New holders
- 15
- 41 more added
- Sold out
- 24
- 34 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 62 | $0 | 0.00% | +62 | New |
| Quadrant Capital Group LLC | 107 | $0 | 0.00% | +107 | New |
| Harbour Investments, Inc. | 305 | $1.00K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 164 | $1.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 176 | $1.00K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 468 | $2.00K | 0.00% | +468 | New |
| Simplex Trading, LLC | 695 | $3.00K | 0.00% | −60,538−98.9% | Reduced |
| Cutler Group LP | 1,000 | $4.00K | 0.00% | −3,801−79.2% | Reduced |
| State of Wyoming | 854 | $4.00K | 0.00% | +854 | New |
| Global Wealth Management Investment Advisory, Inc. | 1,080 | $5.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,145 | $5.29K | 0.00% | 00.0% | Unchanged |
| Savior LLC | 1,486 | $7.00K | 0.01% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 2,130 | $9.00K | 0.00% | +15+0.7% | Added |
| Captrust Financial Advisors | 2,389 | $11.0K | 0.00% | +774+47.9% | Added |
| NEXT Financial Group, Inc | 3,270 | $15.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 3,342 | $15.4K | 0.00% | −85,520−96.2% | Reduced |
| Great West Life Assurance Co | 4,803 | $22.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,991 | $28.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,240 | $38.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,195 | $43.0K | 0.00% | −44,117−82.8% | Reduced |
| Walleye Trading LLC | 9,321 | $43.0K | 0.00% | −51−0.5% | Reduced |
| Nisa Investment Advisors, LLC | 9,250 | $43.0K | 0.00% | +9,250 | New |
| KCS Wealth Advisory | 10,082 | $47.0K | 0.02% | −10,500−51.0% | Reduced |
| Washington Trust Bank | 11,111 | $51.0K | 0.01% | 00.0% | Unchanged |
| Pennsylvania Capital Management Inc | 12,878 | $54.0K | 0.03% | −4,808−27.2% | Reduced |
| Eaton Vance Management | 12,000 | $55.0K | 0.00% | 00.0% | Unchanged |
| AQR Capital Management LLC | 12,785 | $59.0K | 0.00% | +12,785 | New |
| Amalgamated Bank | 14,615 | $68.0K | 0.00% | +4,422+43.4% | Added |
| Blueshift Asset Management, LLC | 14,941 | $69.0K | 0.00% | +930+6.6% | Added |
| Virginia Retirement Systems Et Al | 15,400 | $71.0K | 0.00% | +100+0.7% | Added |
| Arizona State Retirement System | 16,512 | $76.0K | 0.00% | +209+1.3% | Added |
| Advisor Group Holdings, Inc. | 17,173 | $80.0K | 0.00% | −48,710−73.9% | Reduced |
| Walleye Capital LLC | 19,302 | $89.0K | 0.00% | −82,448−81.0% | Reduced |
| Dynamic Technology Lab Private Ltd | 19,566 | $91.0K | 0.01% | +19,566 | New |
| Defender Capital, LLC. | 20,000 | $92.0K | 0.03% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 22,680 | $105.0K | 0.00% | +22,680 | New |
| LPL Financial LLC | 24,093 | $111.0K | 0.00% | +500+2.1% | Added |
| Virtu Financial LLC | 24,499 | $113.0K | 0.01% | −30,383−55.4% | Reduced |
| Legal & General Group Plc | 25,820 | $119.0K | 0.00% | +293+1.1% | Added |
| Metropolitan Life Insurance Co | 26,086 | $120.5K | 0.00% | +19,374+288.6% | Added |
| State Board of Administration of Florida Retirement System | 28,060 | $130.0K | 0.00% | +839+3.1% | Added |
| DekaBank Deutsche Girozentrale | 31,900 | $147.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 32,258 | $149.0K | 0.00% | +13,531+72.3% | Added |
| Quantbot Technologies LP | 33,200 | $153.0K | 0.01% | +7,800+30.7% | Added |
| Principal Financial Group Inc | 33,786 | $157.0K | 0.00% | +133+0.4% | Added |
| Voya Investment Management LLC | 34,253 | $158.0K | 0.00% | +782+2.3% | Added |
| MetLife Investment Management | 34,805 | $160.8K | 0.00% | +30,296+671.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 34,962 | $162.0K | 0.00% | +34,962 | New |
| ProShare Advisors LLC | 39,236 | $181.0K | 0.00% | +7,341+23.0% | Added |
| Price T Rowe Associates Inc | 42,502 | $196.0K | 0.00% | +42,502 | New |
| Jupiter Asset Management Ltd | 42,645 | $197.0K | 0.00% | +42,645 | New |
| UBS Asset Management Americas Inc | 43,453 | $200.8K | 0.00% | +2,395+5.8% | Added |
| Virtus ETF Advisers LLC | 43,604 | $201.0K | 0.08% | +19,166+78.4% | Added |
| American International Group, Inc. | 48,452 | $224.0K | 0.00% | +7,143+17.3% | Added |
| Ingalls & Snyder LLC | 48,750 | $225.0K | 0.01% | −301,100−86.1% | Reduced |
| Manufacturers Life Insurance Company, The | 52,487 | $242.0K | 0.00% | +8,913+20.5% | Added |
| Deutsche Bank AG | 54,057 | $250.0K | 0.00% | −16,040−22.9% | Reduced |
| New York State Common Retirement Fund | 60,904 | $281.0K | 0.00% | +581+1.0% | Added |
| Barclays PLC | 62,144 | $287.0K | 0.00% | −48,294−43.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 63,918 | $295.0K | 0.00% | −128,090−66.7% | Reduced |
| Jane Street Group, LLC | 66,094 | $305.0K | 0.00% | −67,771−50.6% | Reduced |
| Bank of America Corp | 66,177 | $306.0K | 0.00% | −146,939−68.9% | Reduced |
| Goldman Sachs Group Inc | 68,336 | $315.0K | 0.00% | +12,918+23.3% | Added |
| Russell Investments Group, Ltd. | 70,041 | $322.0K | 0.00% | −6,372−8.3% | Reduced |
| Macquarie Group Ltd | 71,269 | $329.0K | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 93,000 | $430.0K | 0.00% | +15,100+19.4% | Added |
| Spearhead Capital Advisors, LLC | 97,169 | $449.0K | 0.06% | +53,963+124.9% | Added |
| Susquehanna Fundamental Investments, LLC | 98,021 | $453.0K | 0.01% | +98,021 | New |
| State of Wisconsin Investment Board | 98,400 | $455.0K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 104,326 | $482.0K | 0.07% | −219,010−67.7% | Reduced |
| DuPont Capital Management Corp | 105,836 | $489.0K | 0.01% | +105,836 | New |
| Rhumbline Advisers | 115,246 | $532.0K | 0.00% | +16,133+16.3% | Added |
| First Midwest Bank Trust Division | 115,446 | $533.0K | 0.07% | −299,267−72.2% | Reduced |
| Royal Bank of Canada | 115,632 | $535.0K | 0.00% | −16,747−12.7% | Reduced |
| Premier Asset Management LLC | 115,970 | $536.0K | 0.08% | +25,356+28.0% | Added |
| California State Teachers Retirement System | 119,153 | $550.0K | 0.00% | +12,279+11.5% | Added |
| Greenleaf Trust | 130,000 | $601.0K | 0.01% | 00.0% | Unchanged |
| Swiss National Bank | 133,900 | $619.0K | 0.00% | +5,900+4.6% | Added |
| Seneca Financial Advisors LLC | 137,495 | $635.2K | 0.42% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 138,733 | $641.0K | 0.00% | −12,419−8.2% | Reduced |
| Jaffetilchin Investment Partners, LLC | 139,616 | $645.0K | 0.04% | −2,000−1.4% | Reduced |
| Parametric Portfolio Associates LLC | 160,879 | $743.0K | 0.00% | +94,439+142.1% | Added |
| Wells Fargo & Company | 166,504 | $769.0K | 0.00% | −84,622−33.7% | Reduced |
| STRS Ohio | 167,900 | $775.0K | 0.00% | +167,900 | New |
| Squarepoint Ops LLC | 169,001 | $781.0K | 0.01% | +55,800+49.3% | Added |
| Citadel Advisors LLC | 175,830 | $812.0K | 0.00% | −47,200−21.2% | Reduced |
| Dimensional Fund Advisors LP | 190,608 | $881.0K | 0.00% | −73,424−27.8% | Reduced |
| Ikarian Capital, LLC | 200,000 | $923.0K | 0.16% | +200,000 | New |
| Voloridge Investment Management, LLC | 200,182 | $925.0K | 0.01% | −37,677−15.8% | Reduced |
| HSBC Holdings PLC | 227,806 | $1.05M | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 261,992 | $1.21M | 0.00% | +10,519+4.2% | Added |
| Palo Alto Investors LP | 318,200 | $1.47M | 0.08% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 336,925 | $1.56M | 0.08% | +9,233+2.8% | Added |
| HighTower Advisors, LLC | 361,226 | $1.67M | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 389,340 | $1.80M | 0.06% | −338,595−46.5% | Reduced |
| Rafferty Asset Management, LLC | 407,423 | $1.88M | 0.01% | −192,686−32.1% | Reduced |
| Susquehanna International Group, LLP | 468,947 | $2.17M | 0.00% | −201,295−30.0% | Reduced |
| Charles Schwab Investment Management Inc | 531,906 | $2.46M | 0.00% | +67,618+14.6% | Added |
| Jacobs Levy Equity Management, Inc | 565,870 | $2.61M | 0.02% | +97,561+20.8% | Added |
| Deltec Asset Management LLC | 594,801 | $2.75M | 0.38% | −60,000−9.2% | Reduced |