Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Athenex, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- +4 vs. Q2 2021
- Shares held
- 44.1M
- −6.50M (−12.8%) vs. Q2 2021
- Total value
- $132.0M
- −$104.1M (−44.1%) vs. Q2 2021
- New holders
- 20
- 30 more added
- Sold out
- 16
- 39 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 164 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 74 | $0 | 0.00% | −33−30.8% | Reduced |
| Harbour Investments, Inc. | 305 | $1.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 176 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 900 | $2.00K | 0.00% | −100−10.0% | Reduced |
| Signaturefd, LLC | 723 | $2.00K | 0.00% | +723 | New |
| Parallel Advisors, LLC | 676 | $2.00K | 0.00% | +676 | New |
| Global Wealth Management Investment Advisory, Inc. | 1,080 | $3.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 695 | $3.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,145 | $3.45K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,749 | $5.00K | 0.00% | −640−26.8% | Reduced |
| Berman Capital Advisors, LLC | 1,868 | $5.00K | 0.00% | +1,400+299.1% | Added |
| State of Wyoming | 1,993 | $6.00K | 0.00% | +1,139+133.4% | Added |
| Penserra Capital Management LLC | 2,505 | $7.00K | 0.00% | +375+17.6% | Added |
| NEXT Financial Group, Inc | 3,170 | $10.0K | 0.00% | −100−3.1% | Reduced |
| Great West Life Assurance Co | 4,803 | $15.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,991 | $18.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6,015 | $18.0K | 0.00% | +6,015 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,240 | $25.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 8,635 | $26.0K | 0.00% | −17,451−66.9% | Reduced |
| Apollon Wealth Management, LLC | 10,000 | $30.0K | 0.00% | +10,000 | New |
| KCS Wealth Advisory | 10,582 | $32.0K | 0.02% | +500+5.0% | Added |
| Washington Trust Bank | 11,111 | $33.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 11,150 | $34.0K | 0.00% | +11,150 | New |
| HBK Sorce Advisory LLC | 11,470 | $35.0K | 0.00% | +11,470 | New |
| MetLife Investment Management | 11,739 | $35.3K | 0.00% | −23,066−66.3% | Reduced |
| Eaton Vance Management | 12,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 14,087 | $42.0K | 0.00% | −528−3.6% | Reduced |
| Blueshift Asset Management, LLC | 14,218 | $43.0K | 0.00% | −723−4.8% | Reduced |
| Arizona State Retirement System | 16,557 | $50.0K | 0.00% | +45+0.3% | Added |
| BNP Paribas Arbitrage, SA | 17,796 | $53.6K | 0.00% | +14,454+432.5% | Added |
| Prudential Financial Inc | 18,796 | $57.0K | 0.00% | +18,796 | New |
| Marshall Wace, LLP | 19,554 | $59.0K | 0.00% | +19,554 | New |
| Defender Capital, LLC. | 20,000 | $60.0K | 0.02% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 21,928 | $66.0K | 0.00% | +21,928 | New |
| Citigroup Inc | 22,600 | $68.0K | 0.00% | −602,347−96.4% | Reduced |
| LPL Financial LLC | 24,093 | $73.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 25,581 | $78.0K | 0.00% | −90,051−77.9% | Reduced |
| Rafferty Asset Management, LLC | 28,009 | $84.0K | 0.00% | −379,414−93.1% | Reduced |
| State Board of Administration of Florida Retirement System | 28,060 | $84.0K | 0.00% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 28,632 | $86.0K | 0.00% | +28,632 | New |
| Advisor Group Holdings, Inc. | 28,563 | $87.0K | 0.00% | +11,390+66.3% | Added |
| Tower Research Capital LLC (TRC) | 29,487 | $88.0K | 0.00% | +20,292+220.7% | Added |
| DekaBank Deutsche Girozentrale | 31,900 | $93.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 31,442 | $95.0K | 0.01% | +6,943+28.3% | Added |
| Principal Financial Group Inc | 31,974 | $96.0K | 0.00% | −1,812−5.4% | Reduced |
| Voya Investment Management LLC | 34,253 | $103.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 34,430 | $104.0K | 0.00% | −4,806−12.2% | Reduced |
| Barclays PLC | 36,866 | $111.0K | 0.00% | −25,278−40.7% | Reduced |
| Legal & General Group Plc | 37,825 | $114.0K | 0.00% | +12,005+46.5% | Added |
| Invesco Ltd. | 38,442 | $115.0K | 0.00% | +6,184+19.2% | Added |
| Gsa Capital Partners LLP | 39,418 | $119.0K | 0.01% | +39,418 | New |
| Virtus ETF Advisers LLC | 41,437 | $125.0K | 0.05% | −2,167−5.0% | Reduced |
| Price T Rowe Associates Inc | 43,271 | $130.0K | 0.00% | +769+1.8% | Added |
| UBS Asset Management Americas Inc | 43,453 | $130.8K | 0.00% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 45,750 | $138.0K | 0.01% | −3,000−6.2% | Reduced |
| SG Americas Securities, LLC | 46,665 | $140.0K | 0.00% | +46,665 | New |
| American International Group, Inc. | 47,329 | $142.0K | 0.00% | −1,123−2.3% | Reduced |
| Manufacturers Life Insurance Company, The | 51,222 | $154.0K | 0.00% | −1,265−2.4% | Reduced |
| Squarepoint Ops LLC | 54,398 | $164.0K | 0.00% | −114,603−67.8% | Reduced |
| Ergoteles LLC | 55,000 | $166.0K | 0.01% | +55,000 | New |
| New York State Common Retirement Fund | 61,195 | $184.0K | 0.00% | +291+0.5% | Added |
| Jane Street Group, LLC | 61,451 | $185.0K | 0.00% | −4,643−7.0% | Reduced |
| Susquehanna Fundamental Investments, LLC | 64,763 | $195.0K | 0.00% | −33,258−33.9% | Reduced |
| Russell Investments Group, Ltd. | 67,133 | $201.0K | 0.00% | −2,908−4.2% | Reduced |
| Macquarie Group Ltd | 71,269 | $215.0K | 0.00% | 00.0% | Unchanged |
| Ikarian Capital, LLC | 76,139 | $228.0K | 0.05% | −123,861−61.9% | Reduced |
| Jump Financial, LLC | 76,550 | $231.0K | 0.02% | +76,550 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 79,329 | $239.0K | 0.00% | +44,367+126.9% | Added |
| Deltec Asset Management LLC | 89,665 | $270.0K | 0.04% | −505,136−84.9% | Reduced |
| Pinz Capital Management, LP | 90,000 | $271.0K | 0.12% | +90,000 | New |
| DuPont Capital Management Corp | 92,730 | $279.0K | 0.01% | −13,106−12.4% | Reduced |
| Alliancebernstein L.P. | 93,000 | $280.0K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 96,577 | $291.0K | 0.00% | −22,576−18.9% | Reduced |
| Spearhead Capital Advisors, LLC | 96,768 | $291.0K | 0.04% | −401−0.4% | Reduced |
| State of Wisconsin Investment Board | 98,400 | $296.0K | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 104,740 | $315.0K | 0.00% | −56,139−34.9% | Reduced |
| Voloridge Investment Management, LLC | 110,316 | $332.0K | 0.00% | −89,866−44.9% | Reduced |
| Rhumbline Advisers | 111,047 | $334.0K | 0.00% | −4,199−3.6% | Reduced |
| First Trust Advisors LP | 111,251 | $335.0K | 0.00% | +111,251 | New |
| Bank of America Corp | 122,942 | $370.0K | 0.00% | +56,765+85.8% | Added |
| Greenleaf Trust | 131,141 | $395.0K | 0.00% | +1,141+0.9% | Added |
| Swiss National Bank | 133,900 | $403.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 135,418 | $408.0K | 0.00% | −3,315−2.4% | Reduced |
| Seneca Financial Advisors LLC | 137,495 | $413.9K | 0.27% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 139,616 | $420.0K | 0.04% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 153,780 | $463.0K | 0.01% | +153,780 | New |
| Deutsche Bank AG | 156,746 | $472.0K | 0.00% | +102,689+190.0% | Added |
| Occudo Quantitative Strategies LP | 157,464 | $474.0K | 0.06% | +53,138+50.9% | Added |
| STRS Ohio | 167,900 | $505.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 207,684 | $626.0K | 0.00% | −324,222−61.0% | Reduced |
| Wells Fargo & Company | 216,046 | $650.0K | 0.00% | +49,542+29.8% | Added |
| Susquehanna International Group, LLP | 217,996 | $656.0K | 0.00% | −250,951−53.5% | Reduced |
| Goldman Sachs Group Inc | 221,915 | $668.0K | 0.00% | +153,579+224.7% | Added |
| Bank of Montreal | 223,236 | $799.0K | 0.00% | +223,236 | New |
| Dimensional Fund Advisors LP | 278,377 | $838.0K | 0.00% | +87,769+46.0% | Added |
| Bank of New York Mellon Corp | 280,542 | $844.0K | 0.00% | +18,550+7.1% | Added |
| Palo Alto Investors LP | 318,200 | $958.0K | 0.06% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 321,592 | $968.0K | 0.05% | −15,333−4.6% | Reduced |
| National Asset Management, Inc. | 389,340 | $1.17M | 0.04% | 00.0% | Unchanged |