Ares Dynamic Credit Allocation Fund, Inc.
ARDC- Exchange
- NYSE
- SEC CIK
- 0001515324
In the last 90 days, Ares Dynamic Credit Allocation Fund, Inc. insiders filed 2 open-market purchases and 0 sales; 63 institutions reported holding it in 13F filings for Q2 2026, worth $102.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Ares Dynamic Credit Allocation Fund, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +1 vs. Q3 2021
- Shares held
- 8.46M
- +199.5K (+2.4%) vs. Q3 2021
- Total value
- $138.5M
- +$4.85M (+3.6%) vs. Q3 2021
- New holders
- 14
- 14 more added
- Sold out
- 13
- 13 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 63 | $102.3M |
| Q1 2026 | 66 | $102.2M |
| Q4 2025 | 71 | $108.2M |
| Q3 2025 | 65 | $102.4M |
| Q2 2025 | 59 | $102.3M |
| Q1 2025 | 53 | $98.3M |
| Q4 2024 | 49 | $99.0M |
| Q3 2024 | 50 | $95.9M |
| Q2 2024 | 49 | $94.4M |
| Q1 2024 | 47 | $86.8M |
| Q4 2023 | 51 | $88.2M |
| Q3 2023 | 48 | $85.4M |
| Q2 2023 | 55 | $85.0M |
| Q1 2023 | 56 | $86.9M |
| Q4 2022 | 65 | $95.7M |
| Q3 2022 | 60 | $102.0M |
| Q2 2022 | 64 | $106.9M |
| Q1 2022 | 57 | $117.6M |
| Q4 2021 | 54 | $138.5M |
| Q3 2021 | 54 | $133.9M |
| Q2 2021 | 54 | $137.1M |
| Q1 2021 | 56 | $133.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Ares Dynamic Credit Allocation Fund, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 19 | $0 | 0.00% | +19 | New |
| FourThought Financial, LLC | 53 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 35 | $1.00K | 0.00% | +34+3,400.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 242 | $4.00K | 0.00% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 264 | $4.00K | 0.00% | +264 | New |
| The PNC Financial Services Group, Inc. | 309 | $5.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 327 | $5.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 800 | $13.0K | 0.00% | +800 | New |
| CoreCap Advisors, LLC | 1,100 | $18.0K | 0.00% | +1,100 | New |
| Future Financial Wealth Managment LLC | 1,300 | $21.0K | 0.02% | +1,300 | New |
| Crescent Capital Consulting, LLC | 1,500 | $24.0K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,531 | $41.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,500 | $57.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 8,542 | $139.0K | 0.11% | −305−3.4% | Reduced |
| Royal Bank of Canada | 8,921 | $146.0K | 0.00% | −5,227−36.9% | Reduced |
| Change Path, LLC | 10,300 | $168.0K | 0.01% | +10,300 | New |
| Janney Montgomery Scott LLC | 11,010 | $180.0K | 0.00% | 00.0% | Unchanged |
| Brighton Jones LLC | 14,336 | $234.0K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 15,003 | $245.0K | 0.00% | +800+5.6% | Added |
| Financial Partners Capital Management LLC | 15,004 | $245.0K | 0.04% | +15,004 | New |
| Raymond James & Associates | 15,993 | $261.0K | 0.00% | −2,096−11.6% | Reduced |
| First Foundation Advisors | 16,747 | $274.0K | 0.01% | −12,000−41.7% | Reduced |
| LPL Financial LLC | 18,417 | $301.0K | 0.00% | +2,600+16.4% | Added |
| Qube Research & Technologies Ltd | 21,211 | $346.0K | 0.00% | +21,211 | New |
| E&G Advisors, LP | 21,700 | $354.0K | 0.09% | −1,000−4.4% | Reduced |
| GWM Advisors LLC | 22,059 | $360.0K | 0.01% | +22,059 | New |
| 9258 Wealth Management, LLC | 23,920 | $391.0K | 0.09% | +92+0.4% | Added |
| Miracle Mile Advisors, LLC | 25,000 | $408.0K | 0.02% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $445.0K | 0.00% | – | New |
| Northwestern Mutual Wealth Management Co | 29,863 | $487.0K | 0.00% | +12,566+72.6% | Added |
| HighTower Advisors, LLC | 30,708 | $502.0K | 0.00% | +103+0.3% | Added |
| Advisor Resource Council | 30,818 | $504.0K | 0.04% | +30,818 | New |
| Raymond James Financial Services Advisors, Inc. | 35,545 | $580.0K | 0.00% | −2,200−5.8% | Reduced |
| Bluefin Capital Management, LLC | 36,033 | $588.0K | 0.05% | +36,033 | New |
| Oppenheimer & Co Inc | 70,242 | $1.15M | 0.02% | −12,302−14.9% | Reduced |
| Curated Wealth Partners LLC | 85,639 | $1.40M | 0.45% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 106,633 | $1.74M | 0.00% | −1,385−1.3% | Reduced |
| Bank of America Corp | 124,837 | $2.04M | 0.00% | +1,709+1.4% | Added |
| GraniteShares Advisors LLC | 163,093 | $2.66M | 1.23% | +163,093 | New |
| Capital Investment Advisors, LLC | 186,090 | $3.04M | 0.09% | +730.0% | Added |
| Shaker Financial Services, LLC | 188,779 | $3.08M | 1.09% | +188,779 | New |
| Hennion & Walsh Asset Management, Inc. | 218,927 | $3.58M | 0.18% | −16,859−7.2% | Reduced |
| Morgan Stanley | 219,282 | $3.58M | 0.00% | +18,325+9.1% | Added |
| Stifel Financial Corp | 280,547 | $4.58M | 0.01% | −6,888−2.4% | Reduced |
| First Trust Advisors LP | 295,717 | $4.83M | 0.00% | +2,696+0.9% | Added |
| UBS Group AG | 380,000 | $6.21M | 0.00% | −28,875−7.1% | Reduced |
| Advisors Asset Management, Inc. | 428,477 | $7.00M | 0.10% | −1,165−0.3% | Reduced |
| Invesco Ltd. | 615,898 | $10.1M | 0.00% | +76,453+14.2% | Added |
| Wells Fargo & Company | 688,419 | $11.2M | 0.00% | +53,967+8.5% | Added |
| Sit Investment Associates Inc | 739,612 | $12.1M | 0.28% | +107,052+16.9% | Added |
| Cohen & Steers, Inc. | 763,437 | $12.5M | 0.02% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 1,085,717 | $17.7M | 0.01% | −195,522−15.3% | Reduced |
| Guggenheim Capital LLC | 1,391,060 | $22.7M | 0.12% | +116,453+9.1% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −293,849−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −27,018−100.0% | Sold out |
| Foresight Wealth Management, LLC | 0 | $0 | 0.00% | −25,066−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −16,328−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −11,293−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −10,707−100.0% | Sold out |
| Advanced Research Investment Solutions, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −3,700−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,743−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −357−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |