Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q1 2026
Institutional positions in Applied Optoelectronics, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 376
- +160 vs. Q4 2025
- Shares held
- 53.1M
- +10.3M (+24.1%) vs. Q4 2025
- Total value
- $4.49B
- +$3.00B (+200.8%) vs. Q4 2025
- New holders
- 191
- 97 more added
- Sold out
- 31
- 79 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legato Capital Management LLC | 9,144 | $773.5K | 0.07% | +9,144 | New |
| GWM Advisors LLC | 8,545 | $722.8K | 0.00% | +8,545 | New |
| Dupree Financial Group, LLC | 8,179 | $691.9K | 0.28% | +8,179 | New |
| Corsair Capital Management, L.P. | 8,000 | $676.7K | 0.10% | +8,000 | New |
| Q Fund Management (Hong Kong) Ltd | 8,000 | $676.7K | 1.62% | +8,000 | New |
| Principal Financial Group Inc | 7,910 | $669.1K | 0.00% | +7,910 | New |
| Nokomis Capital, L.L.C. | 7,900 | $668.3K | 0.20% | +7,900 | New |
| Tower Research Capital LLC (TRC) | 7,867 | $665.5K | 0.02% | +2,020+34.5% | Added |
| Odyssean, LLC | 7,738 | $654.6K | 0.24% | +7,738 | New |
| Sphera Management Technology Funds Ltd | 7,590 | $642.0K | 0.36% | +7,590 | New |
| Vident Advisory, LLC | 7,497 | $634.2K | 0.01% | +7,497 | New |
| REX Advisers, LLC | 7,300 | $617.5K | 3.60% | +7,300 | New |
| Kornitzer Capital Management Inc | 7,031 | $594.8K | 0.01% | −43,182−86.0% | Reduced |
| Polymer Capital Management (US) LLC | 6,871 | $581.2K | 0.09% | +6,871 | New |
| Trilogy Capital Inc. | 6,750 | $571.0K | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,699 | $570.0K | 0.00% | +1,264+23.3% | Added |
| Quadrature Capital Ltd | 6,677 | $564.8K | 0.01% | −34,994−84.0% | Reduced |
| Teachers Retirement System of the State of Kentucky | 6,623 | $560.0K | 0.00% | +6,623 | New |
| J.W. Cole Advisors, Inc. | 6,519 | $551.4K | 0.02% | +6,519 | New |
| Advisory Services Network, LLC | 6,424 | $543.4K | 0.01% | +6,424 | New |
| Brookstone Capital Management | 6,391 | $540.6K | 0.01% | +6,391 | New |
| CAPROCK Group, Inc. | 6,245 | $528.3K | 0.01% | +6+0.1% | Added |
| Belpointe Asset Management LLC | 6,172 | $522.1K | 0.02% | +6,172 | New |
| Mariner, LLC | 6,084 | $514.6K | 0.00% | +6,084 | New |
| Xponance, Inc. | 6,065 | $513.0K | 0.00% | +6,065 | New |
| JustInvest LLC | 6,007 | $508.1K | 0.00% | +6,007 | New |
| Eddie Patel Inc | 5,793 | $490.0K | 0.38% | +5,793 | New |
| SIH Partners, LLLP | 5,692 | $481.5K | 0.01% | +5,692 | New |
| Stratos Wealth Partners, LTD. | 5,678 | $480.4K | 0.01% | +5,678 | New |
| SBI Securities Co., Ltd. | 5,619 | $475.3K | 0.01% | +3,692+191.6% | Added |
| STRS Ohio | 5,600 | $473.7K | 0.00% | +5,600 | New |
| Kovack Advisors, Inc. | 5,360 | $462.8K | 0.02% | −5,695−51.5% | Reduced |
| Ameritas Investment Partners, Inc. | 5,410 | $457.6K | 0.01% | +508+10.4% | Added |
| Toroso Investments, LLC | 5,410 | $457.6K | 0.00% | +5,410 | New |
| Pathstone Holdings, LLC | 5,382 | $455.3K | 0.00% | −1,799−25.1% | Reduced |
| Baird Financial Group, Inc. | 5,226 | $442.1K | 0.00% | +5,226 | New |
| HSBC Holdings PLC | 5,263 | $441.7K | 0.00% | +5,263 | New |
| Brown Wealth Management, LLC | 5,159 | $436.4K | 0.11% | +5,159 | New |
| Jennison Associates LLC | 5,144 | $435.1K | 0.00% | +5,144 | New |
| Knights of Columbus Asset Advisors LLC | 5,054 | $427.5K | 0.02% | +5,054 | New |
| Venture Visionary Partners LLC | 4,815 | $407.3K | 0.01% | +4,815 | New |
| Wealthfront Advisers LLC | 4,663 | $394.4K | 0.00% | +4,663 | New |
| CoreCap Advisors, LLC | 4,503 | $380.9K | 0.01% | −966−17.7% | Reduced |
| Two Sigma Securities, LLC | 4,485 | $379.4K | 0.04% | +4,485 | New |
| Caxton Associates LLP | 4,468 | $377.9K | 0.01% | +4,468 | New |
| Brevan Howard Capital Management LP | 4,292 | $363.1K | 0.00% | −1,886−30.5% | Reduced |
| Centiva Capital, LP | 4,101 | $346.9K | 0.02% | +4,101 | New |
| Havemeyer Place LP | 4,010 | $339.2K | 0.04% | −19,536−83.0% | Reduced |
| StoneX Group Inc. | 3,896 | $329.6K | 0.02% | −3,569−47.8% | Reduced |
| Northwest & Ethical Investments L.P. | 3,064 | $329.2K | 0.01% | +3,064 | New |
| Gsa Capital Partners LLP | 3,838 | $325.0K | 0.02% | −22,899−85.6% | Reduced |
| Mercer Global Advisors Inc | 3,830 | $324.0K | 0.00% | +3,830 | New |
| Abel Hall, LLC | 3,827 | $323.7K | 0.07% | +3,827 | New |
| Ensign Peak Advisors, Inc | 3,800 | $321.4K | 0.00% | 00.0% | Unchanged |
| Swiss Life Asset Management Ltd | 3,763 | $318.3K | 0.00% | +3,763 | New |
| Thompson Davis & Co., Inc. | 3,659 | $309.5K | 0.21% | +3,659 | New |
| Jeppson Wealth Management, LLC | 3,604 | $304.9K | 0.10% | +3,604 | New |
| Cerity Partners LLC | 3,595 | $304.1K | 0.00% | +3,595 | New |
| FourThought Financial Partners, LLC | 3,530 | $298.6K | 0.03% | −7,009−66.5% | Reduced |
| Purpose Unlimited Inc. | 3,500 | $296.1K | 0.01% | +3,500 | New |
| Atria Investments LLC | 3,384 | $286.3K | 0.00% | +3,384 | New |
| BankChampaign, National Association | 3,362 | $284.4K | 0.28% | +3,362 | New |
| Krilogy Financial LLC | 1,785 | $280.8K | 0.01% | +1,785 | New |
| DnB Asset Management AS | 3,315 | $280.4K | 0.00% | +3,315 | New |
| Guggenheim Capital LLC | 3,293 | $278.6K | 0.00% | +3,293 | New |
| Wealth Enhancement Advisory Services, LLC | 2,660 | $276.4K | 0.00% | +2,660 | New |
| CIBC Asset Management Inc | 3,247 | $274.7K | 0.00% | +3,247 | New |
| Patten Group, Inc. | 3,240 | $274.1K | 0.05% | +3,240 | New |
| Silverleafe Capital Partners, LLC | 3,208 | $271.4K | 0.08% | +3,208 | New |
| CSS LLC | 3,128 | $264.6K | 0.01% | +3,128 | New |
| Monolith Management Ltd | 3,100 | $262.2K | 0.10% | +3,100 | New |
| Private Advisor Group, LLC | 3,093 | $261.6K | 0.00% | +3,093 | New |
| Armistice Capital, LLC | 3,080 | $260.5K | 0.01% | +3,080 | New |
| Chicago Partners Investment Group LLC | 1,730 | $258.5K | 0.01% | +1,730 | New |
| CI Private Wealth, LLC | 2,877 | $243.4K | 0.00% | +2,877 | New |
| Verdence Capital Advisors LLC | 2,870 | $242.8K | 0.01% | +2,870 | New |
| Captrust Financial Advisors | 2,746 | $232.3K | 0.00% | +2,746 | New |
| Shay Capital LLC | 2,700 | $228.4K | 0.03% | −22,300−89.2% | Reduced |
| Virtus Wealth Solutions LLC | 2,700 | $228.4K | 0.04% | +2,700 | New |
| Rockefeller Capital Management L.P. | 2,649 | $224.1K | 0.00% | +2,450+1,231.2% | Added |
| Ballentine Partners, LLC | 2,580 | $218.2K | 0.00% | +2,580 | New |
| Bridgefront Capital, LLC | 2,562 | $216.7K | 0.05% | +2,562 | New |
| GFG Capital, LLC | 2,555 | $216.1K | 0.07% | +2,555 | New |
| TD Waterhouse Canada Inc. | 2,500 | $215.9K | 0.00% | +2,500 | New |
| Defiance ETFs, LLC | 2,535 | $214.4K | 0.00% | +2,535 | New |
| Penserra Capital Management LLC | 2,535 | $214.0K | 0.00% | +2,535 | New |
| Caption Management, LLC | 2,500 | $211.5K | 0.01% | +2,500 | New |
| Hollencrest Capital Management | 2,460 | $208.1K | 0.01% | +2,460 | New |
| Fieldview Capital Management, LLC | 2,417 | $204.5K | 0.06% | +2,417 | New |
| Nisa Investment Advisors, LLC | 2,316 | $195.9K | 0.00% | +1,656+250.9% | Added |
| CWM, LLC | 2,174 | $183.9K | 0.00% | −3−0.1% | Reduced |
| IFP Advisors, Inc | 2,123 | $179.6K | 0.00% | −2,762−56.5% | Reduced |
| Sava Infond d.o.o. | 2,000 | $169.2K | 0.02% | +2,000 | New |
| KBC Group NV | 1,943 | $164.0K | 0.00% | +1,943 | New |
| GAMMA Investing LLC | 1,883 | $159.3K | 0.01% | +202+12.0% | Added |
| Jones Financial Companies LLLP | 1,386 | $136.1K | 0.00% | +1,169+538.7% | Added |
| NBC Securities, Inc. | 1,579 | $133.6K | 0.01% | +1,579 | New |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 1,557 | $131.7K | 0.03% | −2,716−63.6% | Reduced |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 1,550 | $131.1K | 0.04% | +1,550 | New |
| Ionic Capital Management LLC | 1,500 | $126.9K | 0.11% | +1,500 | New |