Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2025
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 220
- +44 vs. Q3 2025
- Shares held
- 47.7M
- +9.06M (+23.4%) vs. Q3 2025
- Total value
- $1.67B
- +$661.9M (+65.9%) vs. Q3 2025
- New holders
- 68
- 91 more added
- Sold out
- 24
- 47 more reduced
4 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Charles Schwab Investment Management Inc | 528,343 | $18.4M | 0.00% | +46,973+9.8% | Added |
| Citadel Advisors LLC | 551,297 | $19.2M | 0.01% | −102,477−15.7% | Reduced |
| Emerald Advisers, LLC | 670,577 | $23.4M | 0.72% | +60,932+10.0% | Added |
| Artemis Investment Management LLP | 772,324 | $26.9M | 0.33% | +772,324 | New |
| Royce & Associates LP | 773,948 | $27.0M | 0.27% | −62,905−7.5% | Reduced |
| UBS Group AG | 951,065 | $33.2M | 0.01% | −40,426−4.1% | Reduced |
| BNP Paribas Arbitrage, SA | 955,287 | $33.3M | 0.02% | +944,190+8,508.5% | Added |
| Goldman Sachs Group Inc | 967,305 | $33.7M | 0.00% | −695,936−41.8% | Reduced |
| Hood River Capital Management LLC | 1,275,621 | $44.5M | 0.49% | −300,002−19.0% | Reduced |
| D. E. Shaw & Co., Inc. | 1,366,856 | $47.6M | 0.04% | +1,366,856 | New |
| Geode Capital Management, LLC | 1,512,902 | $52.8M | 0.00% | +146,639+10.7% | Added |
| State Street Corp | 1,606,236 | $56.0M | 0.00% | +165,641+11.5% | Added |
| Jane Street Group, LLC | 1,682,894 | $58.7M | 0.07% | +1,644,757+4,312.8% | Added |
| Morgan Stanley | 1,699,855 | $59.3M | 0.00% | +1,038,775+157.1% | Added |
| Hawk Ridge Capital Management LP | 1,700,900 | $59.3M | 2.74% | +875,903+106.2% | Added |
| Oberweis Asset Management Inc | 2,039,641 | $71.1M | 2.60% | +151,600+8.0% | Added |
| Price T Rowe Associates Inc | 2,229,757 | $77.7M | 0.01% | +2,188,630+5,321.6% | Added |
| Invesco Ltd. | 3,512,309 | $122.4M | 0.01% | +3,446,150+5,208.9% | Added |
| Vanguard Group Inc | 4,982,660 | $173.7M | 0.00% | +358,090+7.7% | Added |
| BlackRock, Inc. | 5,306,432 | $185.0M | 0.00% | +454,581+9.4% | Added |
| CloudAlpha Capital Management Limited/Hong Kong | 0 | $0 | 0.00% | −1,078,750−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −980,972−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −761,196−100.0% | Sold out |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −300,000−100.0% | Sold out |
| AI-Squared Management Ltd | 0 | $0 | 0.00% | −194,500−100.0% | Sold out |
| WT Asset Management Ltd | 0 | $0 | 0.00% | −194,351−100.0% | Sold out |
| Castleark Management LLC | 0 | $0 | 0.00% | −125,379−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −74,702−100.0% | Sold out |
| BOCHK Asset Management Ltd | 0 | $0 | 0.00% | −56,900−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −49,342−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −46,173−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −34,434−100.0% | Sold out |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −27,950−100.0% | Sold out |
| Diker Management LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −10,267−100.0% | Sold out |
| Polymer Capital Management (HK) LTD | 0 | $0 | 0.00% | −9,865−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −3,700−100.0% | Sold out |
| Wexford Capital LP | 0 | $0 | 0.00% | −3,653−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| ORG Partners LLC | 0 | $0 | 0.00% | −280−100.0% | Sold out |
| Kilter Group LLC | 0 | $0 | 0.00% | −41−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| Point72 Hong Kong Ltd | – | – | – | – | Not filed |
| Point72 Asia (Singapore) Pte. Ltd. | – | – | – | – | Not filed |
| Wolverine Trading, LLC | – | – | – | – | Not filed |
| Point72 Europe (London) LLP | – | – | – | – | Not filed |