Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2025
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 220
- +44 vs. Q3 2025
- Shares held
- 47.7M
- +9.06M (+23.4%) vs. Q3 2025
- Total value
- $1.67B
- +$661.9M (+65.9%) vs. Q3 2025
- New holders
- 68
- 91 more added
- Sold out
- 24
- 47 more reduced
4 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 3 | $0 | 0.00% | +3 | New |
| SRS Capital Advisors, Inc. | 2 | $70 | 0.00% | −11−84.6% | Reduced |
| SageView Advisory Group, LLC | 3 | $105 | 0.00% | +3 | New |
| Essential Partners LLC | 3 | $105 | 0.00% | +3 | New |
| Global Retirement Partners, LLC | 12 | $418 | 0.00% | +12 | New |
| WealthCollab, LLC | 13 | $454 | 0.00% | 00.0% | Unchanged |
| True Wealth Design, LLC | 18 | $628 | 0.00% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 19 | $663 | 0.00% | +19 | New |
| TD Private Client Wealth LLC | 24 | $837 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $872 | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 31 | $1.00K | 0.00% | +31 | New |
| Parkside Financial Bank & Trust | 35 | $1.22K | 0.00% | −21−37.5% | Reduced |
| National Bank of Canada | 38 | $1.32K | 0.00% | −8−17.4% | Reduced |
| Rachor Investment Advisory Services, LLC | 39 | $1.36K | 0.00% | +39 | New |
| Rialto Wealth Management, LLC | 40 | $1.40K | 0.00% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 48 | $1.67K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 50 | $1.74K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 57 | $2.05K | 0.00% | +18+46.2% | Added |
| Clearstead Advisors, LLC | 59 | $2.06K | 0.00% | +59 | New |
| EverSource Wealth Advisors, LLC | 62 | $2.16K | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 74 | $2.58K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 74 | $2.58K | 0.00% | +26+54.2% | Added |
| LRI Investments, LLC | 99 | $3.47K | 0.00% | +30+43.5% | Added |
| Sunbelt Securities, Inc. | 100 | $3.49K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 108 | $3.77K | 0.00% | −2−1.8% | Reduced |
| Versant Capital Management, Inc | 122 | $4.25K | 0.00% | −55−31.1% | Reduced |
| US Bancorp | 126 | $4.39K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 146 | $5.09K | 0.00% | +25+20.7% | Added |
| Rockefeller Capital Management L.P. | 199 | $6.94K | 0.00% | −1−0.5% | Reduced |
| Jones Financial Companies LLLP | 217 | $7.57K | 0.00% | −1−0.5% | Reduced |
| Archer Investment Corp | 275 | $9.59K | 0.00% | 00.0% | Unchanged |
| Modus Advisors, LLC | 290 | $10.1K | 0.00% | +290 | New |
| Strive Financial Group ,LLC | 370 | $12.9K | 0.01% | +370 | New |
| Blue Bell Private Wealth Management, LLC | 400 | $13.9K | 0.00% | −295−42.4% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 451 | $15.7K | 0.00% | +451 | New |
| SJS Investment Consulting Inc. | 500 | $17.4K | 0.00% | +500 | New |
| EFG International AG | 500 | $17.4K | 0.00% | +500 | New |
| MCF Advisors LLC | 596 | $20.8K | 0.00% | +596 | New |
| Farther Finance Advisors, LLC | 636 | $22.2K | 0.00% | +599+1,618.9% | Added |
| Nisa Investment Advisors, LLC | 660 | $23.0K | 0.00% | −302−31.4% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 733 | $26.0K | 0.00% | +278+61.1% | Added |
| Allworth Financial LP | 769 | $26.8K | 0.00% | +731+1,923.7% | Added |
| Quadrant Capital Group LLC | 990 | $34.5K | 0.00% | +20+2.1% | Added |
| Sterling Capital Management LLC | 1,019 | $35.5K | 0.00% | +144+16.5% | Added |
| Northwestern Mutual Wealth Management Co | 1,200 | $41.8K | 0.00% | +750+166.7% | Added |
| Comerica Bank | 1,386 | $48.3K | 0.00% | +300+27.6% | Added |
| Kohmann Bosshard Financial Services, LLC | 1,589 | $55.4K | 0.00% | +1,589 | New |
| Advisor Group Holdings, Inc. | 1,609 | $56.1K | 0.00% | −3,356−67.6% | Reduced |
| GAMMA Investing LLC | 1,681 | $58.6K | 0.00% | +28+1.7% | Added |
| Amalgamated Bank | 1,897 | $66.0K | 0.00% | +413+27.8% | Added |
| SBI Securities Co., Ltd. | 1,927 | $67.2K | 0.00% | +1,264+190.6% | Added |
| CWM, LLC | 2,177 | $76.0K | 0.00% | +29+1.4% | Added |
| Optiver Holding B.V. | 2,370 | $82.6K | 0.00% | +2,012+562.0% | Added |
| Wolverine Asset Management LLC | 3,660 | $127.6K | 0.00% | −5,315−59.2% | Reduced |
| Ensign Peak Advisors, Inc | 3,800 | $132.5K | 0.00% | −8,400−68.9% | Reduced |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 4,273 | $149.0K | 0.03% | +4,272+427,200.0% | Added |
| State of Wyoming | 4,598 | $160.3K | 0.02% | +4,598 | New |
| IFP Advisors, Inc | 4,885 | $170.3K | 0.00% | +4,885 | New |
| Ameritas Investment Partners, Inc. | 4,902 | $170.9K | 0.01% | +361+7.9% | Added |
| CIBC Private Wealth Group, LLC | 4,937 | $172.1K | 0.00% | +4,850+5,574.7% | Added |
| Great West Life Assurance Co | 5,435 | $190.0K | 0.00% | −6,449−54.3% | Reduced |
| CoreCap Advisors, LLC | 5,469 | $190.6K | 0.01% | −243−4.3% | Reduced |
| Tower Research Capital LLC (TRC) | 5,847 | $203.8K | 0.00% | +2,381+68.7% | Added |
| Royal Bank of Canada | 5,883 | $205.0K | 0.00% | −248,165−97.7% | Reduced |
| SeaCrest Wealth Management, LLC | 5,425 | $206.4K | 0.02% | +5,425 | New |
| Scientech Research LLC | 5,938 | $207.0K | 0.13% | +5,938 | New |
| Quest Partners LLC | 6,123 | $213.4K | 0.01% | −1,380−18.4% | Reduced |
| Brevan Howard Capital Management LP | 6,178 | $215.4K | 0.00% | +6,178 | New |
| CAPROCK Group, Inc. | 6,239 | $217.5K | 0.00% | +6,239 | New |
| Kestra Private Wealth Services, LLC | 6,390 | $222.8K | 0.00% | +6,390 | New |
| Trilogy Capital Inc. | 6,750 | $235.3K | 0.01% | +6,750 | New |
| Persistent Asset Partners Ltd | 6,797 | $236.9K | 0.11% | +6,797 | New |
| State Board of Administration of Florida Retirement System | 6,820 | $237.7K | 0.00% | +6,820 | New |
| Sciencast Management LP | 7,127 | $248.4K | 0.03% | +7,127 | New |
| Pathstone Holdings, LLC | 7,181 | $250.3K | 0.00% | +7,181 | New |
| Los Angeles Capital Management LLC | 7,150 | $250.8K | 0.00% | +7,150 | New |
| SummitTX Capital, L.P. | 7,293 | $254.2K | 0.01% | +7,293 | New |
| Victory Capital Management Inc | 7,421 | $258.7K | 0.00% | +7,421 | New |
| StoneX Group Inc. | 7,465 | $260.2K | 0.01% | −7,843−51.2% | Reduced |
| Pictet Asset Management Holding SA | 7,927 | $276.3K | 0.00% | +7,927 | New |
| Jump Financial, LLC | 8,775 | $305.9K | 0.00% | +8,775 | New |
| The PNC Financial Services Group, Inc. | 9,076 | $316.4K | 0.00% | +13+0.1% | Added |
| Gamco Investors, Inc. Et Al | 9,200 | $320.7K | 0.00% | −19,800−68.3% | Reduced |
| Lazard Asset Management LLC | 9,881 | $344.5K | 0.00% | +9,881 | New |
| Franklin Resources Inc | 10,052 | $350.4K | 0.00% | −1,242−11.0% | Reduced |
| Millennium Management LLC | 10,268 | $357.9K | 0.00% | +10,268 | New |
| Larson Financial Group LLC | 10,433 | $363.7K | 0.01% | +3,272+45.7% | Added |
| Voya Investment Management LLC | 10,533 | $367.2K | 0.00% | +781+8.0% | Added |
| FourThought Financial Partners, LLC | 10,539 | $367.4K | 0.03% | +10,539 | New |
| Inceptionr LLC | 10,855 | $378.4K | 0.10% | +1,175+12.1% | Added |
| ProShare Advisors LLC | 11,041 | $384.9K | 0.00% | +1,746+18.8% | Added |
| Kovack Advisors, Inc. | 11,055 | $385.4K | 0.02% | +190+1.7% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 11,576 | $403.5K | 0.01% | +11,576 | New |
| Creative Planning | 11,804 | $411.5K | 0.00% | +3,399+40.4% | Added |
| Holocene Advisors, LP | 12,484 | $435.2K | 0.00% | +12,484 | New |
| Cetera Investment Advisers | 12,903 | $449.8K | 0.00% | −1,988−13.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 13,685 | $477.1K | 0.00% | +4,557+49.9% | Added |
| Nomura Holdings Inc | 13,833 | $482.2K | 0.00% | +13,833 | New |
| Envestnet Asset Management Inc | 13,839 | $482.4K | 0.00% | +4,794+53.0% | Added |