Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Upstart Holdings, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +45 vs. Q3 2023
- Shares held
- 41.6M
- +4.36M (+11.7%) vs. Q3 2023
- Total value
- $1.70B
- +$636.1M (+59.5%) vs. Q3 2023
- New holders
- 83
- 92 more added
- Sold out
- 38
- 86 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Schonfeld Strategic Advisors LLC | 25,900 | $1.06M | 0.01% | +25,900 | New |
| Level Four Advisory Services, LLC | 25,763 | $1.05M | 0.06% | −9,362−26.7% | Reduced |
| Walleye Capital LLC | 25,641 | $1.05M | 0.01% | −20,651−44.6% | Reduced |
| Dimensional Fund Advisors LP | 25,015 | $1.02M | 0.00% | +389+1.6% | Added |
| GTS Securities LLC | 24,150 | $986.8K | 0.02% | +24,150 | New |
| Algert Global LLC | 24,120 | $985.5K | 0.04% | +2,690+12.6% | Added |
| Envestnet Asset Management Inc | 23,715 | $969.0K | 0.00% | −6,187−20.7% | Reduced |
| Ameriprise Financial Inc | 22,163 | $905.6K | 0.00% | −10,772−32.7% | Reduced |
| Nisa Investment Advisors, LLC | 21,710 | $887.1K | 0.01% | +19,313+805.7% | Added |
| Raymond James & Associates | 20,895 | $853.8K | 0.00% | +20,895 | New |
| State Board of Administration of Florida Retirement System | 20,576 | $840.7K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 20,463 | $836.1K | 0.00% | +11,909+139.2% | Added |
| Shelton Capital Management | 20,200 | $825.4K | 0.03% | +20,200 | New |
| Arizona State Retirement System | 19,933 | $814.5K | 0.01% | −75−0.4% | Reduced |
| Parallax Volatility Advisers, L.P. | 19,866 | $811.7K | 0.02% | +19,866 | New |
| AE Wealth Management LLC | 24,005 | $783.0K | 0.00% | +8,876+58.7% | Added |
| Rockefeller Capital Management L.P. | 18,360 | $750.2K | 0.00% | −570−3.0% | Reduced |
| Cipher Capital LP | 17,706 | $723.5K | 0.23% | +8,218+86.6% | Added |
| Bayesian Capital Management, LP | 17,559 | $717.5K | 0.08% | −36,050−67.2% | Reduced |
| Rafferty Asset Management, LLC | 17,162 | $701.2K | 0.00% | −7,268−29.8% | Reduced |
| AQR Capital Management LLC | 16,220 | $662.7K | 0.00% | +8,364+106.5% | Added |
| Brevan Howard Capital Management LP | 15,968 | $652.5K | 0.07% | +15,968 | New |
| Private Advisor Group, LLC | 15,787 | $645.1K | 0.01% | −104−0.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,400 | $629.2K | 0.00% | +2,044+15.3% | Added |
| Inspire Advisors, LLC | 15,253 | $623.2K | 0.09% | +6,842+81.3% | Added |
| Harbour Investments, Inc. | 15,165 | $619.6K | 0.03% | −1,051−6.5% | Reduced |
| FMR LLC | 13,350 | $545.5K | 0.00% | +686+5.4% | Added |
| Advisory Services Network, LLC | 12,627 | $515.9K | 0.01% | −36,494−74.3% | Reduced |
| Apollon Wealth Management, LLC | 12,590 | $514.4K | 0.02% | +2,938+30.4% | Added |
| Marex Group plc | 12,382 | $505.9K | 0.02% | +12,382 | New |
| Capital Advantage, Inc. | 12,370 | $505.4K | 0.10% | +12,370 | New |
| ProShare Advisors LLC | 12,123 | $495.3K | 0.00% | +2,755+29.4% | Added |
| Gsa Capital Partners LLP | 12,056 | $493.0K | 0.04% | −2,613−17.8% | Reduced |
| Truist Financial Corp | 12,038 | $491.9K | 0.00% | −5,658−32.0% | Reduced |
| Handelsbanken Fonder AB | 12,000 | $490.0K | 0.00% | +2,000+20.0% | Added |
| Stratos Wealth Partners, LTD. | 11,805 | $482.4K | 0.01% | +619+5.5% | Added |
| Cubist Systematic Strategies, LLC | 11,664 | $476.6K | 0.01% | −148,522−92.7% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 11,434 | $467.2K | 0.04% | +11,434 | New |
| J.W. Cole Advisors, Inc. | 11,425 | $466.8K | 0.03% | +11,425 | New |
| Baader Bank INC | 11,266 | $457.5K | 0.04% | −3,734−24.9% | Reduced |
| Connective Portfolio Management, LLC | 11,000 | $449.5K | 0.92% | +11,000 | New |
| Prime Capital Investment Advisors, LLC | 10,755 | $439.4K | 0.01% | +2,038+23.4% | Added |
| Cetera Advisors LLC | 10,359 | $423.3K | 0.01% | +10,359 | New |
| Amalgamated Bank | 10,344 | $423.0K | 0.00% | −722−6.5% | Reduced |
| Kercheville Advisors, LLC | 10,000 | $408.6K | 0.23% | 00.0% | Unchanged |
| Duality Advisers, LP | 9,861 | $402.9K | 0.04% | −8,349−45.8% | Reduced |
| Victory Capital Management Inc | 9,754 | $398.5K | 0.00% | −109,015−91.8% | Reduced |
| Qube Research & Technologies Ltd | 9,748 | $398.3K | 0.00% | +9,748 | New |
| Amundi | 11,099 | $386.9K | 0.00% | +6,892+163.8% | Added |
| Wolverine Trading, LLC | 8,509 | $347.7K | 0.00% | −1,689−16.6% | Reduced |
| Principal Financial Group Inc | 8,450 | $345.3K | 0.00% | +916+12.2% | Added |
| Gemmer Asset Management LLC | 8,126 | $332.0K | 0.04% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 8,070 | $329.7K | 0.04% | −1,007−11.1% | Reduced |
| Magnetar Financial LLC | 8,062 | $329.4K | 0.01% | −20,537−71.8% | Reduced |
| Strategic Family Wealth Counselors, L.L.C. | 7,992 | $326.6K | 0.14% | 00.0% | Unchanged |
| National Wealth Management Group, LLC | 7,979 | $326.0K | 0.32% | +7,979 | New |
| Ameritas Investment Partners, Inc. | 7,582 | $309.8K | 0.01% | +418+5.8% | Added |
| Valeo Financial Advisors, LLC | 7,431 | $303.6K | 0.01% | −4,951−40.0% | Reduced |
| State of Wisconsin Investment Board | 7,363 | $300.9K | 0.00% | −436−5.6% | Reduced |
| Atria Wealth Solutions, Inc. | 7,327 | $299.4K | 0.00% | +7,327 | New |
| Kingswood Wealth Advisors, LLC | 7,200 | $294.2K | 0.03% | +7,200 | New |
| Cetera Investment Advisers | 7,148 | $292.1K | 0.00% | −1,244−14.8% | Reduced |
| Keeler & Nadler Financial Planning & Wealth Management | 7,147 | $292.0K | 0.21% | +7,147 | New |
| Summit Financial Strategies, Inc. | 6,780 | $277.0K | 0.04% | +6,780 | New |
| IPG Investment Advisors LLC | 6,775 | $276.8K | 0.06% | +6,775 | New |
| Mezzasalma Advisors, LLC | 6,705 | $274.0K | 0.15% | −430−6.0% | Reduced |
| Sierra Summit Advisors LLC | 6,664 | $272.3K | 0.08% | +6,664 | New |
| Synergy Financial Group, LTD | 6,588 | $269.2K | 0.33% | +6,588 | New |
| Independent Advisor Alliance | 6,569 | $268.4K | 0.01% | +6,569 | New |
| Arcadia Investment Management Corp | 6,515 | $266.2K | 0.05% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 6,441 | $263.2K | 0.00% | +666+11.5% | Added |
| CIBC World Markets Inc. | 6,423 | $262.0K | 0.00% | +6,423 | New |
| Ieq Capital, LLC | 6,394 | $261.3K | 0.00% | +6,394 | New |
| Independent Financial Group, LLC | 6,160 | $251.7K | 0.01% | +6,160 | New |
| Liberty One Investment Management, LLC | 6,013 | $245.7K | 0.03% | +296+5.2% | Added |
| Captrust Financial Advisors | 5,766 | $235.6K | 0.00% | +5,766 | New |
| Natixis | 5,738 | $234.5K | 0.00% | −1,592−21.7% | Reduced |
| Orion Capital Management LLC | 5,700 | $232.9K | 0.14% | +880+18.3% | Added |
| Prudential Financial Inc | 5,695 | $232.7K | 0.00% | +5,695 | New |
| Public Employees Retirement Association of Colorado | 5,524 | $226.0K | 0.00% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 5,525 | $225.8K | 0.00% | +5,525 | New |
| Wedbush Securities Inc | 5,404 | $221.0K | 0.01% | +5,404 | New |
| QRG Capital Management, Inc. | 5,355 | $218.8K | 0.00% | +5,355 | New |
| Nwam LLC | 5,340 | $218.2K | 0.02% | +5,340 | New |
| Wealth Enhancement Advisory Services, LLC | 5,310 | $217.0K | 0.00% | +5,310 | New |
| Headlands Technologies LLC | 5,179 | $211.6K | 0.06% | +5,179 | New |
| AdvisorNet Financial, Inc | 5,165 | $211.0K | 0.02% | +1,000+24.0% | Added |
| Mandatum Life Insurance Co Ltd | 5,100 | $208.4K | 0.08% | +5,100 | New |
| HighTower Advisors, LLC | 5,095 | $206.0K | 0.00% | +5,095 | New |
| Oppenheimer Asset Management Inc. | 4,958 | $202.6K | 0.00% | −2,789−36.0% | Reduced |
| Newbridge Financial Services Group, Inc. | 4,751 | $194.1K | 0.09% | −109−2.2% | Reduced |
| Federation des caisses Desjardins du Quebec | 4,741 | $193.7K | 0.00% | +640+15.6% | Added |
| Tradition Wealth Management, LLC | 4,693 | $192.0K | 0.02% | −10.0% | Reduced |
| National Bank of Canada | 4,930 | $191.3K | 0.00% | +127+2.6% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 5,474 | $190.6K | 0.00% | −1,103−16.8% | Reduced |
| Metropolitan Life Insurance Co | 4,163 | $170.1K | 0.01% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 4,050 | $165.5K | 0.04% | −1,765−30.4% | Reduced |
| AtonRa Partners | 3,959 | $161.8K | 0.32% | −1,232−23.7% | Reduced |
| US Bancorp | 3,868 | $158.0K | 0.00% | −672−14.8% | Reduced |
| EMC Capital Management | 3,700 | $151.0K | 0.10% | 00.0% | Unchanged |