Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Upstart Holdings, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +45 vs. Q3 2023
- Shares held
- 41.6M
- +4.36M (+11.7%) vs. Q3 2023
- Total value
- $1.70B
- +$636.1M (+59.5%) vs. Q3 2023
- New holders
- 83
- 92 more added
- Sold out
- 38
- 86 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 3,485 | $142.4K | 0.00% | +207+6.3% | Added |
| State of Wyoming | 2,805 | $114.6K | 0.02% | +1,693+152.2% | Added |
| Cassady Schiller Wealth Management, LLC | 2,748 | $112.3K | 0.06% | +527+23.7% | Added |
| Daiwa Securities Group Inc. | 2,395 | $98.0K | 0.00% | −570−19.2% | Reduced |
| Leonteq Securities AG | 2,279 | $93.1K | 0.01% | +82+3.7% | Added |
| Gs Investments, Inc. | 2,000 | $81.7K | 0.04% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 1,859 | $76.0K | 0.01% | +1,859 | New |
| The PNC Financial Services Group, Inc. | 1,813 | $74.1K | 0.00% | −283−13.5% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 1,812 | $74.0K | 0.00% | +32+1.8% | Added |
| KBC Group NV | 1,646 | $67.0K | 0.00% | 00.0% | Unchanged |
| Compagnie Lombard Odier SCmA | 1,600 | $65.4K | 0.00% | −600−27.3% | Reduced |
| Storebrand Asset Management AS | 1,513 | $61.8K | 0.00% | −144−8.7% | Reduced |
| Hollencrest Capital Management | 1,500 | $61.3K | 0.01% | +1,500 | New |
| BOCHK Asset Management Ltd | 1,500 | $61.3K | 0.04% | +1,500 | New |
| ICA Group Wealth Management, LLC | 1,486 | $60.7K | 0.01% | +1,486 | New |
| Asset Management One Co.,Ltd. | 1,334 | $58.9K | 0.00% | −497−27.1% | Reduced |
| STRS Ohio | 1,400 | $57.0K | 0.00% | +1,400 | New |
| GPS Wealth Strategies Group, LLC | 1,238 | $50.6K | 0.01% | −45−3.5% | Reduced |
| Ancora Advisors, LLC | 1,200 | $49.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,131 | $46.0K | 0.00% | −38−3.3% | Reduced |
| Farther Finance Advisors, LLC | 1,125 | $46.0K | 0.00% | +669+146.7% | Added |
| Signaturefd, LLC | 1,101 | $45.0K | 0.00% | −674−38.0% | Reduced |
| Parallel Advisors, LLC | 1,093 | $44.7K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 1,000 | $40.9K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 965 | $39.0K | 0.00% | +185+23.7% | Added |
| Comerica Bank | 948 | $38.7K | 0.00% | +10+1.1% | Added |
| Shell Asset Management Co | 929 | $38.0K | 0.00% | −215−18.8% | Reduced |
| Brown Brothers Harriman & Co | 850 | $34.7K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 736 | $30.1K | 0.00% | 00.0% | Unchanged |
| Itau Unibanco Holding S.A. | 688 | $28.1K | 0.00% | −273−28.4% | Reduced |
| Fifth Third Bancorp | 600 | $24.5K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 560 | $22.9K | 0.01% | 00.0% | Unchanged |
| Principal Securities, Inc. | 553 | $22.6K | 0.00% | +553 | New |
| Toth Financial Advisory Corp | 533 | $21.8K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 519 | $21.2K | 0.00% | −125−19.4% | Reduced |
| IFP Advisors, Inc | 510 | $20.8K | 0.00% | +45+9.7% | Added |
| Versant Capital Management, Inc | 509 | $20.8K | 0.01% | +141+38.3% | Added |
| Broadwater Capital Management LLC | 500 | $20.4K | 0.02% | +500 | New |
| GAMMA Investing LLC | 605 | $19.2K | 0.01% | +605 | New |
| Geneos Wealth Management Inc. | 405 | $16.5K | 0.00% | −300−42.6% | Reduced |
| Hobbs Group Advisors, LLC | 350 | $14.3K | 0.01% | +350 | New |
| Quent Capital, LLC | 337 | $13.8K | 0.00% | +3+0.9% | Added |
| Lindbrook Capital, LLC | 333 | $13.6K | 0.00% | +103+44.8% | Added |
| Covestor Ltd | 307 | $13.0K | 0.01% | +136+79.5% | Added |
| Rosenberg Matthew Hamilton | 300 | $12.3K | 0.00% | 00.0% | Unchanged |
| New Millennium Group LLC | 280 | $11.4K | 0.01% | 00.0% | Unchanged |
| Bear Mountain Capital, Inc. | 369 | $11.2K | 0.00% | +369 | New |
| CKW Financial Group | 273 | $11.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 241 | $9.85K | 0.00% | −809−77.0% | Reduced |
| Custom Portfolio Group LLC | 241 | $9.85K | 0.01% | +241 | New |
| Hantz Financial Services, Inc. | 228 | $9.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 216 | $9.00K | 0.00% | −33−13.3% | Reduced |
| Banque Cantonale Vaudoise | 215 | $9.00K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 322 | $9.00K | 0.00% | +322 | New |
| Tennessee Valley Asset Management Partners | 220 | $8.99K | 0.00% | +220 | New |
| Rise Advisors, LLC | 210 | $8.58K | 0.01% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 200 | $8.17K | 0.00% | 00.0% | Unchanged |
| City State Bank | 200 | $8.00K | 0.00% | −200−50.0% | Reduced |
| Fortitude Family Office, LLC | 186 | $7.60K | 0.01% | +186 | New |
| Allworth Financial LP | 181 | $7.39K | 0.00% | +80+79.2% | Added |
| Colonial Trust Advisors | 178 | $7.27K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 155 | $6.33K | 0.00% | −719−82.3% | Reduced |
| Armstrong Advisory Group, Inc | 150 | $6.13K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 147 | $6.01K | 0.00% | −412−73.7% | Reduced |
| Spire Wealth Management | 167 | $5.46K | 0.00% | −50−23.0% | Reduced |
| Vima LLC | 129 | $5.27K | 0.01% | +129 | New |
| Cape Investment Advisory, Inc. | 104 | $4.25K | 0.00% | +64+160.0% | Added |
| Glassman Wealth Services | 103 | $4.21K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $4.09K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $4.09K | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 100 | $4.09K | 0.00% | +100 | New |
| Frazier Financial Advisors, LLC | 100 | $4.09K | 0.00% | +100 | New |
| Cutler Group LP | 100 | $4.00K | 0.00% | −2,904−96.7% | Reduced |
| Adirondack Trust Co | 150 | $3.86K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 90 | $3.68K | 0.00% | 00.0% | Unchanged |
| Quest Partners LLC | 88 | $3.60K | 0.00% | +88 | New |
| Aspect Partners, LLC | 86 | $3.51K | 0.00% | +86 | New |
| Bruce G. Allen Investments, LLC | 83 | $3.39K | 0.00% | +83 | New |
| Venturi Wealth Management, LLC | 81 | $3.31K | 0.00% | −1,478−94.8% | Reduced |
| Gordian Capital Singapore Pte Ltd | 81 | $3.31K | 0.00% | 00.0% | Unchanged |
| PayPay Securities Corp | 80 | $3.29K | 0.16% | −283−78.0% | Reduced |
| Householder Group Estate & Retirement Specialist, LLC | 77 | $3.00K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 63 | $3.00K | 0.00% | −51−44.7% | Reduced |
| Bessemer Group Inc | 85 | $3.00K | 0.00% | +85 | New |
| POM Investment Strategies, LLC | 73 | $2.98K | 0.00% | +73 | New |
| Cranbrook Wealth Management, LLC | 71 | $2.90K | 0.00% | +71 | New |
| Parkside Financial Bank & Trust | 64 | $2.62K | 0.00% | +50+357.1% | Added |
| Global Retirement Partners, LLC | 82 | $2.50K | 0.00% | +12+17.1% | Added |
| TD Waterhouse Canada Inc. | 61 | $2.48K | 0.00% | −74−54.8% | Reduced |
| Sound Income Strategies, LLC | 60 | $2.45K | 0.00% | +60 | New |
| Sandy Spring Bank | 57 | $2.33K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 50 | $2.04K | 0.00% | 00.0% | Unchanged |
| Financial Freedom, LLC | 50 | $2.04K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 65 | $2.00K | 0.00% | +30+85.7% | Added |
| NVWM, LLC | 43 | $1.76K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 42 | $1.72K | 0.00% | +17+68.0% | Added |
| Anchor Investment Management, LLC | 41 | $1.68K | 0.00% | 00.0% | Unchanged |
| Gould Capital, LLC | 38 | $1.55K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 44 | $1.45K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 35 | $1.43K | 0.00% | 00.0% | Unchanged |