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Upstart Holdings, Inc.

UPST
Exchange
Nasdaq
Industry
Finance Services
SEC CIK
0001647639

In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.

Q4 2023 vs. Q3 2023

How the institutions holding Upstart Holdings, Inc. changed between Q3 2023 and Q4 2023.

All holders in Q4 2023All holders in Q3 2023

13F holders of UPST: Q3 2023 compared with Q4 2023
MeasureQ3 2023Of which not filed for Q4 2023Q4 2023Change
Holders2912334+45
Shares37.7M397.7K41.6M+4.36M (+11.7%)
Value$1.08B$11.3M$1.70B+$636.1M (+59.5%)

2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (83)

Institutions that held Upstart Holdings, Inc. at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to UPST in Q4 2023
InstitutionSharesValue% of portfolio
Pathstone Holdings, LLC395,545$16.2M0.09%
Two Sigma Advisers, LP230,600$9.42M0.02%
Sculptor Capital LP178,700$7.30M0.18%
Marshall Wace, LLP137,200$5.61M0.01%
Susquehanna Portfolio Strategies, LLC130,439$5.33M0.09%
Twinbeech Capital LP118,081$4.82M0.08%
FORA Capital, LLC115,740$4.73M0.41%
Tudor Investment Corp Et Al86,534$3.54M0.05%
Atomi Financial Group, Inc.58,657$2.40M0.33%
Hampton Road Capital Management LP52,350$2.14M0.40%
Occudo Quantitative Strategies LP42,388$1.73M0.24%
Nomura Holdings Inc35,080$1.43M0.01%
Engineers Gate Manager LP34,574$1.41M0.04%
IMC-Chicago, LLC26,444$1.08M0.03%
Schonfeld Strategic Advisors LLC25,900$1.06M0.01%
GTS Securities LLC24,150$986.8K0.02%
Raymond James & Associates20,895$853.8K0.00%
Shelton Capital Management20,200$825.4K0.03%
Parallax Volatility Advisers, L.P.19,866$811.7K0.02%
Brevan Howard Capital Management LP15,968$652.5K0.07%
Marex Group plc12,382$505.9K0.02%
Capital Advantage, Inc.12,370$505.4K0.10%
Y-Intercept (Hong Kong) Ltd11,434$467.2K0.04%
J.W. Cole Advisors, Inc.11,425$466.8K0.03%
Connective Portfolio Management, LLC11,000$449.5K0.92%
Cetera Advisors LLC10,359$423.3K0.01%
Qube Research & Technologies Ltd9,748$398.3K0.00%
National Wealth Management Group, LLC7,979$326.0K0.32%
Atria Wealth Solutions, Inc.7,327$299.4K0.00%
Kingswood Wealth Advisors, LLC7,200$294.2K0.03%
Keeler & Nadler Financial Planning & Wealth Management7,147$292.0K0.21%
Summit Financial Strategies, Inc.6,780$277.0K0.04%
IPG Investment Advisors LLC6,775$276.8K0.06%
Sierra Summit Advisors LLC6,664$272.3K0.08%
Synergy Financial Group, LTD6,588$269.2K0.33%
Independent Advisor Alliance6,569$268.4K0.01%
CIBC World Markets Inc.6,423$262.0K0.00%
Ieq Capital, LLC6,394$261.3K0.00%
Independent Financial Group, LLC6,160$251.7K0.01%
Captrust Financial Advisors5,766$235.6K0.00%
Prudential Financial Inc5,695$232.7K0.00%
Gotham Asset Management, LLC5,525$225.8K0.00%
Wedbush Securities Inc5,404$221.0K0.01%
QRG Capital Management, Inc.5,355$218.8K0.00%
Nwam LLC5,340$218.2K0.02%
Wealth Enhancement Advisory Services, LLC5,310$217.0K0.00%
Headlands Technologies LLC5,179$211.6K0.06%
Mandatum Life Insurance Co Ltd5,100$208.4K0.08%
HighTower Advisors, LLC5,095$206.0K0.00%
Harvest Fund Management Co., Ltd1,859$76.0K0.01%
Hollencrest Capital Management1,500$61.3K0.01%
BOCHK Asset Management Ltd1,500$61.3K0.04%
ICA Group Wealth Management, LLC1,486$60.7K0.01%
STRS Ohio1,400$57.0K0.00%
Principal Securities, Inc.553$22.6K0.00%
Broadwater Capital Management LLC500$20.4K0.02%
GAMMA Investing LLC605$19.2K0.01%
Hobbs Group Advisors, LLC350$14.3K0.01%
Bear Mountain Capital, Inc.369$11.2K0.00%
Custom Portfolio Group LLC241$9.85K0.01%
Ronald Blue Trust, Inc.322$9.00K0.00%
Tennessee Valley Asset Management Partners220$8.99K0.00%
Fortitude Family Office, LLC186$7.60K0.01%
Vima LLC129$5.27K0.01%
Main Street Group, LTD100$4.09K0.00%
Frazier Financial Advisors, LLC100$4.09K0.00%
Quest Partners LLC88$3.60K0.00%
Aspect Partners, LLC86$3.51K0.00%
Bruce G. Allen Investments, LLC83$3.39K0.00%
Bessemer Group Inc85$3.00K0.00%
POM Investment Strategies, LLC73$2.98K0.00%
Cranbrook Wealth Management, LLC71$2.90K0.00%
Sound Income Strategies, LLC60$2.45K0.00%
Arlington Trust Co LLC35$1.43K0.00%
Archer Investment Corp34$1.39K0.00%
Horrell Capital Management, Inc.15$1.00K0.00%
Private Wealth Management Group, LLC24$9810.00%
EverSource Wealth Advisors, LLC20$8170.00%
REAP Financial Group, LLC20$8170.00%
Assetmark, Inc15$6130.00%
Sofos Investments, Inc.5$2040.00%
Nelson, Van Denburg & Campbell Wealth Management Group, LLC2$810.00%
O'Dell Group, LLC1$410.00%

Sold out (38)

Institutions that held Upstart Holdings, Inc. at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of UPST in Q4 2023
InstitutionShares, Q3 2023Value, Q3 2023
Freshford Capital Management, LLC218,468$6.24M
Two Sigma Securities, LLC106,643$3.04M
Basswood Capital Management, L.L.C.88,794$2.53M
State of New Jersey Common Pension Fund D74,959$2.14M
Trexquant Investment LP53,575$1.53M
Rollins Financial37,692$1.08M
American Century Companies Inc27,897$796.2K
Pearl River Capital, LLC21,957$626.7K
Quadrature Capital Ltd18,745$534.6K
Virtu Financial LLC16,457$470.0K
Jump Financial, LLC15,200$433.8K
Point72 Asset Management, L.P.13,084$373.4K
Belvedere Trading LLC9,682$276.3K
Mitchell McLeod Pugh & Williams Inc7,375$210.5K
Harel Insurance Investments & Financial Services Ltd.5,440$155.0K
Lazard Asset Management LLC1,799$51.0K
DekaBank Deutsche Girozentrale1,799$51.0K
Founders Capital Management600$17.1K
WR Wealth Planners, LLC429$12.2K
Advisors Asset Management, Inc.371$10.6K
Stonebridge Capital Advisors LLC230$6.56K
Flaharty Asset Management, LLC200$5.71K
Central Trust Co100$2.85K
RE Dickinson Investment Advisors, LLC55$2.00K
Credit Agricole S A60$1.71K
Authentikos Wealth Advisory, LLC60$1.71K
Tradewinds Capital Management, LLC50$1.43K
AlphaMark Advisors, LLC44$1.00K
JJJ Advisors Inc.25$714
Robbins Farley LLC20$571
Whittier Trust Co10$285
Tfo-TDC, LLC6$215
Investors Research Corp5$143
Cary Street Partner Investment Advisory LLC5$143
Your Advocates Ltd., LLP5$143
Macroview Investment Management LLC4$115
Cornerstone Planning Group LLC4$114
Asset Dedication, LLC8$0

Not filed for Q4 2023 yet (2)

Institutions that held Upstart Holdings, Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding UPST in Q3 2023 that haven't filed for Q4 2023
InstitutionShares, Q3 2023Value, Q3 2023
Pathstone Family Office, LLC397,061$11.3M
Column Capital Advisors, LLC610$17.4K