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Upstart Holdings, Inc.

UPST
Exchange
Nasdaq
Industry
Finance Services
SEC CIK
0001647639

In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.

Holders of 5% or more of UPST

Holders whose latest Schedule 13D or 13G filing reports 5% or more of Upstart Holdings, Inc., largest stake first. The change is against the holder's previous filing.

No holder currently reports owning 5% or more of Upstart Holdings, Inc. on Schedule 13D or 13G.

Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.

13D and 13G filings

2 Schedule 13D and 13G filings on Upstart Holdings, Inc., newest first, including old-format filings without a stake.

Schedule 13D and 13G filings on UPST
Filed (ET)FilerFormStakeChangeEvent dateFiling
Nov 13, 20255:46 PM ETSusquehanna Securities, LLCand 3 others13G5.70%5.53M sharesNewSep 30, 2025SEC
Feb 14, 20254:11 PM ETD. E. Shaw & Co, L.P.and 2 others13G/A4.90%4.60M shares−0.10 ppfrom 5.00%Below 5%Dec 31, 2024SEC
Jan 8, 20254:01 PM ETD. E. Shaw & Co, L.P.and 2 others13G5.00%4.60M sharesNewDec 31, 2024SEC

Form 144: proposed insider sales

Notices from officers, directors and other affiliates planning to sell Upstart Holdings, Inc. shares.

No Form 144 notices for Upstart Holdings, Inc. are on file.