Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 291
- −11 vs. Q2 2023
- Shares held
- 37.7M
- +1.62M (+4.5%) vs. Q2 2023
- Total value
- $1.08B
- −$211.8M (−16.4%) vs. Q2 2023
- New holders
- 48
- 90 more added
- Sold out
- 59
- 72 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 6,856,199 | $195.7M | 0.00% | +87,832+1.3% | Added |
| BlackRock Inc. | 5,022,853 | $143.4M | 0.00% | −351,909−6.5% | Reduced |
| D. E. Shaw & Co., Inc. | 2,817,075 | $80.4M | 0.13% | +239,506+9.3% | Added |
| Morgan Stanley | 1,914,933 | $54.7M | 0.01% | +758,669+65.6% | Added |
| State Street Corp | 1,748,743 | $49.9M | 0.00% | +24,279+1.4% | Added |
| Coatue Management LLCSuperinvestorCoatue Management | 1,664,843 | $47.5M | 0.24% | 00.0% | Unchanged |
| Bank of Montreal | 1,385,177 | $45.1M | 0.03% | −684,658−33.1% | Reduced |
| Geode Capital Management, LLC | 1,501,826 | $42.9M | 0.01% | +65,249+4.5% | Added |
| Goldman Sachs Group Inc | 1,429,242 | $40.8M | 0.01% | +128,221+9.9% | Added |
| Voloridge Investment Management, LLC | 1,248,863 | $35.6M | 0.18% | +217,297+21.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,012,479 | $28.9M | 0.06% | −8,088−0.8% | Reduced |
| Northern Trust Corp | 718,745 | $20.5M | 0.00% | +8,091+1.1% | Added |
| Citadel Advisors LLC | 661,117 | $18.9M | 0.02% | +389,264+143.2% | Added |
| Charles Schwab Investment Management Inc | 555,713 | $15.9M | 0.00% | +21,344+4.0% | Added |
| Fred Alger Management, LLC | 508,050 | $14.5M | 0.08% | +279,110+121.9% | Added |
| Optiver Holding B.V. | 469,902 | $13.4M | 0.38% | +421,036+861.6% | Added |
| Norges Bank | 423,904 | $12.1M | 0.00% | −12,011−2.8% | Reduced |
| Pathstone Family Office, LLC | 397,061 | $11.3M | 0.09% | +4,395+1.1% | Added |
| JPMorgan Chase & Co | 367,798 | $10.5M | 0.00% | +32,740+9.8% | Added |
| Bank of America Corp | 339,311 | $9.68M | 0.00% | +177,242+109.4% | Added |
| Two Sigma Investments, LP | 300,300 | $8.57M | 0.02% | +300,300 | New |
| Bank of New York Mellon Corp | 248,090 | $7.08M | 0.00% | +763+0.3% | Added |
| First Trust Advisors LP | 235,308 | $6.72M | 0.01% | +235,308 | New |
| Jane Street Group, LLC | 228,386 | $6.52M | 0.01% | −317,759−58.2% | Reduced |
| Liontrust Investment Partners LLP | 225,000 | $6.42M | 0.10% | +15,000+7.1% | Added |
| Freshford Capital Management, LLC | 218,468 | $6.24M | 1.04% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 201,221 | $5.74M | 0.00% | −937−0.5% | Reduced |
| Zweig-DiMenna Associates LLC | 188,693 | $5.39M | 0.65% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 160,186 | $4.57M | 0.06% | +160,186 | New |
| Swiss National Bank | 154,500 | $4.41M | 0.00% | +1,700+1.1% | Added |
| Barclays PLC | 146,159 | $4.17M | 0.00% | +41,261+39.3% | Added |
| Susquehanna International Group, LLP | 130,439 | $3.72M | 0.01% | −91,844−41.3% | Reduced |
| Victory Capital Management Inc | 118,769 | $3.39M | 0.00% | +111,283+1,486.5% | Added |
| Two Sigma Securities, LLC | 106,643 | $3.04M | 0.14% | +106,643 | New |
| Seven Eight Capital, LP | 105,683 | $3.02M | 0.35% | +50,702+92.2% | Added |
| Rhumbline Advisers | 103,151 | $2.94M | 0.00% | +1,860+1.8% | Added |
| Pictet Asset Management Holding SA | 94,063 | $2.68M | 0.00% | +94,063 | New |
| Carnegie Capital Asset Management, LLC | 93,337 | $2.66M | 0.10% | +82,370+751.1% | Added |
| Invesco Ltd. | 92,520 | $2.64M | 0.00% | −98,067−51.5% | Reduced |
| Alliancebernstein L.P. | 91,350 | $2.61M | 0.00% | +200+0.2% | Added |
| Basswood Capital Management, L.L.C. | 88,794 | $2.53M | 0.19% | 00.0% | Unchanged |
| Banque Pictet & Cie SA | 80,000 | $2.28M | 0.03% | +80,000 | New |
| Raymond James Financial Services Advisors, Inc. | 79,935 | $2.28M | 0.00% | +30,708+62.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 79,250 | $2.26M | 0.01% | +21,668+37.6% | Added |
| California State Teachers Retirement System | 78,089 | $2.23M | 0.00% | −7,671−8.9% | Reduced |
| State of New Jersey Common Pension Fund D | 74,959 | $2.14M | 0.01% | −12,993−14.8% | Reduced |
| Deutsche Bank AG | 73,137 | $2.09M | 0.00% | +3,121+4.5% | Added |
| UBS Asset Management Americas Inc | 73,015 | $2.08M | 0.00% | −43,360−37.3% | Reduced |
| CTC LLC | 72,637 | $2.07M | 0.09% | +52,703+264.4% | Added |
| Legal & General Group Plc | 68,723 | $1.96M | 0.00% | −4,405−6.0% | Reduced |
| Credit Suisse AG | 67,141 | $1.92M | 0.00% | −8,671−11.4% | Reduced |
| Robeco Institutional Asset Management B.V. | 57,356 | $1.64M | 0.00% | −272,644−82.6% | Reduced |
| LPL Financial LLC | 56,148 | $1.60M | 0.00% | +5,192+10.2% | Added |
| WMG Financial Advisors, LLC | 54,497 | $1.56M | 1.32% | −25,423−31.8% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 53,970 | $1.54M | 0.01% | +3,031+6.0% | Added |
| Bayesian Capital Management, LP | 53,609 | $1.53M | 0.17% | +5,009+10.3% | Added |
| Trexquant Investment LP | 53,575 | $1.53M | 0.04% | +53,575 | New |
| Gryphon Financial Partners LLC | 50,000 | $1.43M | 0.34% | +50,000 | New |
| Advisory Services Network, LLC | 49,121 | $1.40M | 0.04% | +49,121 | New |
| Walleye Capital LLC | 46,292 | $1.32M | 0.02% | +46,292 | New |
| Commonwealth Equity Services, LLC | 44,419 | $1.27M | 0.00% | −93−0.2% | Reduced |
| Citigroup Inc | 42,087 | $1.20M | 0.00% | −10,223−19.5% | Reduced |
| Miracle Mile Advisors, LLC | 40,305 | $1.15M | 0.04% | −100−0.2% | Reduced |
| Manufacturers Life Insurance Company, The | 39,927 | $1.14M | 0.00% | +10,441+35.4% | Added |
| Wells Fargo & Company | 39,810 | $1.14M | 0.00% | −19,603−33.0% | Reduced |
| Bailard, Inc. | 39,531 | $1.13M | 0.04% | −9,967−20.1% | Reduced |
| Hilltop Holdings Inc. | 39,044 | $1.11M | 0.14% | +14,815+61.1% | Added |
| MetLife Investment Management | 38,182 | $1.09M | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 37,910 | $1.08M | 0.00% | +13,032+52.4% | Added |
| Price T Rowe Associates Inc | 37,700 | $1.08M | 0.00% | +2,124+6.0% | Added |
| Rollins Financial | 37,692 | $1.08M | 0.26% | +30,072+394.6% | Added |
| American International Group, Inc. | 35,988 | $1.03M | 0.01% | +1,280+3.7% | Added |
| Coastal Bridge Advisors, LLC | 35,688 | $1.02M | 0.27% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 35,393 | $1.01M | 0.15% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 35,125 | $1.00M | 0.06% | −120−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 33,789 | $964.3K | 0.00% | +1,863+5.8% | Added |
| Legacy Capital Group California, Inc. | 33,758 | $963.5K | 0.41% | +599+1.8% | Added |
| MML Investors Services, LLC | 32,988 | $941.0K | 0.01% | +2,367+7.7% | Added |
| Ameriprise Financial Inc | 32,935 | $940.0K | 0.00% | −3,213−8.9% | Reduced |
| Janus Henderson Group PLC | 32,638 | $931.0K | 0.00% | +100.0% | Added |
| UBS Group AG | 30,994 | $884.6K | 0.00% | −66,570−68.2% | Reduced |
| TCI Wealth Advisors, Inc. | 30,792 | $878.8K | 0.11% | +5,049+19.6% | Added |
| New York State Common Retirement Fund | 30,588 | $873.0K | 0.00% | +535+1.8% | Added |
| Squarepoint Ops LLC | 30,548 | $871.8K | 0.00% | +19,145+167.9% | Added |
| Maxi Investments CY Ltd | 30,100 | $859.0K | 0.40% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 29,902 | $853.4K | 0.00% | +10,443+53.7% | Added |
| Royal Bank of Canada | 29,909 | $853.0K | 0.00% | +4,803+19.1% | Added |
| Tyler-Stone Wealth Management | 28,727 | $820.0K | 0.47% | +1,390+5.1% | Added |
| Voya Investment Management LLC | 28,718 | $819.6K | 0.00% | +262+0.9% | Added |
| Magnetar Financial LLC | 28,599 | $816.2K | 0.02% | +28,599 | New |
| American Century Companies Inc | 27,897 | $796.2K | 0.00% | +2,896+11.6% | Added |
| HSBC Holdings PLC | 27,309 | $784.0K | 0.00% | +2,942+12.1% | Added |
| Prospera Financial Services Inc | 27,057 | $772.2K | 0.03% | −7,652−22.0% | Reduced |
| Ensign Peak Advisors, Inc | 26,600 | $759.2K | 0.00% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 26,436 | $754.5K | 0.02% | −90.0% | Reduced |
| SG Americas Securities, LLC | 26,390 | $753.0K | 0.01% | +19,445+280.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 26,074 | $744.0K | 0.00% | +1,730+7.1% | Added |
| Millennium Management LLC | 25,352 | $723.5K | 0.00% | +25,352 | New |
| Dimensional Fund Advisors LP | 24,626 | $702.8K | 0.00% | −20,946−46.0% | Reduced |
| Rafferty Asset Management, LLC | 24,430 | $697.2K | 0.00% | −299−1.2% | Reduced |