Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Upstart Holdings, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +45 vs. Q3 2023
- Shares held
- 41.6M
- +4.36M (+11.7%) vs. Q3 2023
- Total value
- $1.70B
- +$636.1M (+59.5%) vs. Q3 2023
- New holders
- 83
- 92 more added
- Sold out
- 38
- 86 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Truist Financial Corp | 12,038 | $491.9K | 0.00% | −5,658−32.0% | Reduced |
| Gsa Capital Partners LLP | 12,056 | $493.0K | 0.04% | −2,613−17.8% | Reduced |
| ProShare Advisors LLC | 12,123 | $495.3K | 0.00% | +2,755+29.4% | Added |
| Capital Advantage, Inc. | 12,370 | $505.4K | 0.10% | +12,370 | New |
| Marex Group plc | 12,382 | $505.9K | 0.02% | +12,382 | New |
| Apollon Wealth Management, LLC | 12,590 | $514.4K | 0.02% | +2,938+30.4% | Added |
| Advisory Services Network, LLC | 12,627 | $515.9K | 0.01% | −36,494−74.3% | Reduced |
| FMR LLC | 13,350 | $545.5K | 0.00% | +686+5.4% | Added |
| Harbour Investments, Inc. | 15,165 | $619.6K | 0.03% | −1,051−6.5% | Reduced |
| Inspire Advisors, LLC | 15,253 | $623.2K | 0.09% | +6,842+81.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,400 | $629.2K | 0.00% | +2,044+15.3% | Added |
| Private Advisor Group, LLC | 15,787 | $645.1K | 0.01% | −104−0.7% | Reduced |
| Brevan Howard Capital Management LP | 15,968 | $652.5K | 0.07% | +15,968 | New |
| AQR Capital Management LLC | 16,220 | $662.7K | 0.00% | +8,364+106.5% | Added |
| Rafferty Asset Management, LLC | 17,162 | $701.2K | 0.00% | −7,268−29.8% | Reduced |
| Bayesian Capital Management, LP | 17,559 | $717.5K | 0.08% | −36,050−67.2% | Reduced |
| Cipher Capital LP | 17,706 | $723.5K | 0.23% | +8,218+86.6% | Added |
| Rockefeller Capital Management L.P. | 18,360 | $750.2K | 0.00% | −570−3.0% | Reduced |
| AE Wealth Management LLC | 24,005 | $783.0K | 0.00% | +8,876+58.7% | Added |
| Parallax Volatility Advisers, L.P. | 19,866 | $811.7K | 0.02% | +19,866 | New |
| Arizona State Retirement System | 19,933 | $814.5K | 0.01% | −75−0.4% | Reduced |
| Shelton Capital Management | 20,200 | $825.4K | 0.03% | +20,200 | New |
| Balyasny Asset Management LLC | 20,463 | $836.1K | 0.00% | +11,909+139.2% | Added |
| State Board of Administration of Florida Retirement System | 20,576 | $840.7K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 20,895 | $853.8K | 0.00% | +20,895 | New |
| Nisa Investment Advisors, LLC | 21,710 | $887.1K | 0.01% | +19,313+805.7% | Added |
| Ameriprise Financial Inc | 22,163 | $905.6K | 0.00% | −10,772−32.7% | Reduced |
| Envestnet Asset Management Inc | 23,715 | $969.0K | 0.00% | −6,187−20.7% | Reduced |
| Algert Global LLC | 24,120 | $985.5K | 0.04% | +2,690+12.6% | Added |
| GTS Securities LLC | 24,150 | $986.8K | 0.02% | +24,150 | New |
| Dimensional Fund Advisors LP | 25,015 | $1.02M | 0.00% | +389+1.6% | Added |
| Walleye Capital LLC | 25,641 | $1.05M | 0.01% | −20,651−44.6% | Reduced |
| Level Four Advisory Services, LLC | 25,763 | $1.05M | 0.06% | −9,362−26.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 25,900 | $1.06M | 0.01% | +25,900 | New |
| Mercer Global Advisors Inc | 26,046 | $1.06M | 0.00% | +17,324+198.6% | Added |
| IMC-Chicago, LLC | 26,444 | $1.08M | 0.03% | +26,444 | New |
| Ensign Peak Advisors, Inc | 26,600 | $1.09M | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 26,663 | $1.09M | 0.04% | −394−1.5% | Reduced |
| Creative Planning | 26,805 | $1.10M | 0.00% | +11,428+74.3% | Added |
| Advisor Group Holdings, Inc. | 27,618 | $1.13M | 0.00% | −6,171−18.3% | Reduced |
| Tyler-Stone Wealth Management | 27,927 | $1.14M | 0.57% | −800−2.8% | Reduced |
| Voya Investment Management LLC | 29,076 | $1.19M | 0.00% | +358+1.2% | Added |
| HSBC Holdings PLC | 29,535 | $1.20M | 0.00% | +2,226+8.2% | Added |
| New York State Common Retirement Fund | 29,707 | $1.21M | 0.00% | −881−2.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 29,873 | $1.22M | 0.01% | +3,799+14.6% | Added |
| Maxi Investments CY Ltd | 30,100 | $1.23M | 0.35% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 30,280 | $1.24M | 0.09% | +7,718+34.2% | Added |
| Janus Henderson Group PLC | 32,594 | $1.33M | 0.00% | −44−0.1% | Reduced |
| SG Americas Securities, LLC | 33,794 | $1.38M | 0.02% | +7,404+28.1% | Added |
| TCI Wealth Advisors, Inc. | 33,883 | $1.38M | 0.15% | +3,091+10.0% | Added |
| Engineers Gate Manager LP | 34,574 | $1.41M | 0.04% | +34,574 | New |
| Nomura Holdings Inc | 35,080 | $1.43M | 0.01% | +35,080 | New |
| Susquehanna International Group, LLP | 35,185 | $1.44M | 0.00% | −95,254−73.0% | Reduced |
| MML Investors Services, LLC | 35,295 | $1.44M | 0.01% | +2,307+7.0% | Added |
| Manchester Capital Management LLC | 35,393 | $1.45M | 0.19% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 35,654 | $1.46M | 0.17% | −3,390−8.7% | Reduced |
| Coastal Bridge Advisors, LLC | 35,688 | $1.46M | 0.37% | 00.0% | Unchanged |
| Royal Bank of Canada | 36,076 | $1.47M | 0.00% | +6,167+20.6% | Added |
| American International Group, Inc. | 36,406 | $1.49M | 0.01% | +418+1.2% | Added |
| Legacy Capital Group California, Inc. | 36,759 | $1.50M | 0.58% | +3,001+8.9% | Added |
| CTC LLC | 37,737 | $1.54M | 0.02% | −34,900−48.0% | Reduced |
| MetLife Investment Management | 38,182 | $1.56M | 0.01% | 00.0% | Unchanged |
| Bailard, Inc. | 39,531 | $1.62M | 0.05% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 39,580 | $1.62M | 0.00% | +1,880+5.0% | Added |
| Manufacturers Life Insurance Company, The | 39,862 | $1.63M | 0.00% | −65−0.2% | Reduced |
| Miracle Mile Advisors, LLC | 40,305 | $1.65M | 0.05% | 00.0% | Unchanged |
| Mariner, LLC | 41,595 | $1.70M | 0.00% | +3,685+9.7% | Added |
| Seven Eight Capital, LP | 42,172 | $1.72M | 0.20% | −63,511−60.1% | Reduced |
| Pictet Asset Management Holding SA | 42,332 | $1.73M | 0.00% | −51,731−55.0% | Reduced |
| Occudo Quantitative Strategies LP | 42,388 | $1.73M | 0.24% | +42,388 | New |
| Wells Fargo & Company | 42,757 | $1.75M | 0.00% | +2,947+7.4% | Added |
| Commonwealth Equity Services, LLC | 47,189 | $1.93M | 0.00% | +2,770+6.2% | Added |
| Capital Impact Advisors, LLC | 48,632 | $1.99M | 2.61% | +29,185+150.1% | Added |
| Gryphon Financial Partners LLC | 50,000 | $2.04M | 0.36% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 51,132 | $2.09M | 1.36% | −3,365−6.2% | Reduced |
| Hampton Road Capital Management LP | 52,350 | $2.14M | 0.40% | +52,350 | New |
| Boston Private Wealth LLC | 52,569 | $2.15M | 0.05% | +26,133+98.9% | Added |
| Robeco Institutional Asset Management B.V. | 57,356 | $2.34M | 0.01% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 58,657 | $2.40M | 0.33% | +58,657 | New |
| LPL Financial LLC | 58,690 | $2.40M | 0.00% | +2,542+4.5% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 58,899 | $2.41M | 0.01% | +4,929+9.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 60,843 | $2.49M | 0.01% | −18,407−23.2% | Reduced |
| Citigroup Inc | 61,998 | $2.53M | 0.00% | +19,911+47.3% | Added |
| Optiver Holding B.V. | 66,305 | $2.71M | 0.08% | −403,597−85.9% | Reduced |
| Legal & General Group Plc | 71,562 | $2.92M | 0.00% | +2,839+4.1% | Added |
| Credit Suisse AG | 71,793 | $2.93M | 0.00% | +4,652+6.9% | Added |
| Banque Pictet & Cie SA | 72,000 | $2.94M | 0.03% | −8,000−10.0% | Reduced |
| Tower Research Capital LLC (TRC) | 72,181 | $2.95M | 0.04% | +71,201+7,265.4% | Added |
| UBS Asset Management Americas Inc | 73,015 | $2.98M | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 75,555 | $3.09M | 0.00% | −2,534−3.2% | Reduced |
| Deutsche Bank AG | 76,222 | $3.11M | 0.00% | +3,085+4.2% | Added |
| UBS Group AG | 83,466 | $3.41M | 0.00% | +52,472+169.3% | Added |
| Tudor Investment Corp Et Al | 86,534 | $3.54M | 0.05% | +86,534 | New |
| Raymond James Financial Services Advisors, Inc. | 87,080 | $3.56M | 0.01% | +7,145+8.9% | Added |
| Alliancebernstein L.P. | 92,050 | $3.76M | 0.00% | +700+0.8% | Added |
| Rhumbline Advisers | 103,023 | $4.21M | 0.00% | −128−0.1% | Reduced |
| Invesco Ltd. | 110,583 | $4.52M | 0.00% | +18,063+19.5% | Added |
| FORA Capital, LLC | 115,740 | $4.73M | 0.41% | +115,740 | New |
| Twinbeech Capital LP | 118,081 | $4.82M | 0.08% | +118,081 | New |
| Susquehanna Portfolio Strategies, LLC | 130,439 | $5.33M | 0.09% | +130,439 | New |