Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Upstart Holdings, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 480
- +56 vs. Q3 2021
- Shares held
- 38.7M
- −4.90M (−11.2%) vs. Q3 2021
- Total value
- $5.83B
- −$7.45B (−56.1%) vs. Q3 2021
- New holders
- 166
- 206 more added
- Sold out
- 110
- 74 more reduced
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Triumph Capital Management | 4,757 | $720.0K | 0.31% | +4,757 | New |
| American Portfolios Advisors | 4,737 | $716.7K | 0.02% | −4,221−47.1% | Reduced |
| Charles Schwab Investment Advisory, Inc. | 4,581 | $693.0K | 0.00% | +4,581 | New |
| Wolff Wiese Magana LLC | 4,559 | $690.0K | 0.45% | +3,415+298.5% | Added |
| Caption Management, LLC | 4,550 | $688.0K | 0.04% | 00.0% | Unchanged |
| Bokf, NA | 4,509 | $682.0K | 0.01% | +124+2.8% | Added |
| Valeo Financial Advisors, LLC | 4,474 | $677.0K | 0.04% | +3,020+207.7% | Added |
| Nwam LLC | 4,319 | $653.0K | 0.05% | +604+16.3% | Added |
| Gerber Kawasaki Wealth & Investment Management | 4,226 | $639.0K | 0.05% | +3,066+264.3% | Added |
| Advisors Asset Management, Inc. | 4,219 | $638.3K | 0.01% | +1,514+56.0% | Added |
| ProShare Advisors LLC | 4,207 | $637.0K | 0.00% | +239+6.0% | Added |
| The PNC Financial Services Group, Inc. | 4,140 | $627.0K | 0.00% | +1,885+83.6% | Added |
| Cerity Partners LLC | 4,100 | $620.0K | 0.01% | +4,100 | New |
| Swiss Life Asset Management Ltd | 4,081 | $617.5K | 0.01% | +4,081 | New |
| Rockefeller Capital Management L.P. | 3,965 | $599.0K | 0.00% | +1,614+68.7% | Added |
| Cypress Point Wealth Management, LLC | 3,942 | $596.0K | 0.55% | +1,646+71.7% | Added |
| NEXT Financial Group, Inc | 3,901 | $590.0K | 0.04% | +587+17.7% | Added |
| Teacher Retirement System of Texas | 3,730 | $564.0K | 0.00% | +754+25.3% | Added |
| Level Four Advisory Services, LLC | 3,706 | $561.0K | 0.04% | +3,706 | New |
| JustInvest LLC | 3,663 | $554.0K | 0.03% | +998+37.4% | Added |
| Harbour Capital Advisors, LLC | 3,615 | $547.0K | 0.13% | +475+15.1% | Added |
| Blueshift Asset Management, LLC | 3,609 | $546.0K | 0.05% | +3,609 | New |
| Washburn Capital Management, Inc. | 3,590 | $543.0K | 0.32% | −1,610−31.0% | Reduced |
| Private Advisor Group, LLC | 3,575 | $541.0K | 0.00% | +904+33.8% | Added |
| B. Riley Wealth Management, Inc. | 3,509 | $531.0K | 0.04% | +1,734+97.7% | Added |
| Alta Wealth Advisors LLC | 3,493 | $528.0K | 0.33% | +429+14.0% | Added |
| Dimensional Fund Advisors LP | 3,447 | $522.0K | 0.00% | +164+5.0% | Added |
| Maryland State Retirement & Pension System | 3,435 | $520.0K | 0.01% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 3,431 | $519.0K | 0.00% | +365+11.9% | Added |
| British Columbia Investment Management Corp | 3,411 | $516.0K | 0.00% | +3,411 | New |
| Titus Wealth Management | 3,376 | $511.0K | 0.23% | +2,141+173.4% | Added |
| Two Sigma Securities, LLC | 3,334 | $504.0K | 0.10% | +1,411+73.4% | Added |
| Morse Asset Management, Inc | 3,285 | $497.0K | 0.11% | −1,880−36.4% | Reduced |
| Brookfield Asset Management Inc. | 3,245 | $491.0K | 0.00% | +3,245 | New |
| Wealth Advisors, Inc. | 3,218 | $487.0K | 0.17% | +581+22.0% | Added |
| Cetera Advisor Networks LLC | 3,217 | $487.0K | 0.01% | +953+42.1% | Added |
| Exchange Traded Concepts, LLC | 3,209 | $486.0K | 0.01% | +1,319+69.8% | Added |
| Caisse de Depot Et Placement du Quebec | 3,200 | $484.0K | 0.00% | +3,200 | New |
| Kaizen Financial Strategies | 3,190 | $483.0K | 0.36% | +90+2.9% | Added |
| Quantbot Technologies LP | 3,160 | $478.0K | 0.04% | +2,428+331.7% | Added |
| Capital CS Group, LLC | 3,118 | $472.0K | 0.37% | +3,118 | New |
| IFM Investors Pty Ltd | 3,100 | $469.0K | 0.01% | +3,100 | New |
| XTX Topco Ltd | 3,102 | $469.0K | 0.27% | +3,102 | New |
| Rossmore Private Capital | 3,042 | $460.0K | 0.07% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,033 | $458.9K | 0.01% | +9+0.3% | Added |
| Gables Capital Management Inc. | 3,000 | $454.0K | 0.27% | +2,470+466.0% | Added |
| Public Employees Retirement Association of Colorado | 2,990 | $452.0K | 0.00% | −97−3.1% | Reduced |
| Umb Bank N A | 2,959 | $448.0K | 0.01% | +2,959 | New |
| Donoghue Forlines LLC | 2,925 | $443.0K | 0.07% | +2,925 | New |
| Cherry Creek Investment Advisors, Inc. | 2,818 | $426.0K | 0.26% | +1,974+233.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,795 | $423.0K | 0.00% | +898+47.3% | Added |
| MML Investors Services, LLC | 2,690 | $407.0K | 0.00% | +1,387+106.4% | Added |
| Stephens Inc | 2,654 | $402.0K | 0.01% | +1,033+63.7% | Added |
| Leonteq Securities AG | 2,643 | $399.9K | 0.02% | +2,031+331.9% | Added |
| GWM Advisors LLC | 2,621 | $397.0K | 0.01% | −2,493−48.7% | Reduced |
| Boulder Hill Capital Management LP | 2,600 | $393.0K | 0.38% | +2,600 | New |
| Apollon Wealth Management, LLC | 2,568 | $389.0K | 0.03% | +2,568 | New |
| Keudell/Morrison Wealth Management | 2,550 | $386.0K | 0.15% | +2,550 | New |
| Nissay Asset Management Corp | 2,509 | $380.0K | 0.00% | +2,509 | New |
| Newbridge Financial Services Group, Inc. | 2,443 | $370.0K | 0.17% | +2,275+1,354.2% | Added |
| Westpac Banking Corp | 2,417 | $365.7K | 0.00% | +2,417 | New |
| Sigma Planning Corp | 2,402 | $363.0K | 0.01% | −1,585−39.8% | Reduced |
| Purus Wealth Management, LLC | 2,400 | $363.0K | 0.23% | +842+54.0% | Added |
| Hillsdale Investment Management Inc. | 2,380 | $360.0K | 0.02% | +80+3.5% | Added |
| Cetera Investment Advisers | 2,364 | $358.0K | 0.01% | +1,580+201.5% | Added |
| Illinois Municipal Retirement Fund | 2,356 | $356.0K | 0.01% | 00.0% | Unchanged |
| StoneX Group Inc. | 2,342 | $354.3K | 0.04% | +935+66.5% | Added |
| Golden Green, Inc. | 2,223 | $336.0K | 0.27% | −729−24.7% | Reduced |
| Perennial Investment Advisors, LLC | 2,215 | $335.0K | 0.10% | −1,070−32.6% | Reduced |
| Toroso Investments, LLC | 2,208 | $334.0K | 0.01% | +335+17.9% | Added |
| Creative Planning | 2,179 | $330.0K | 0.00% | −1,344−38.1% | Reduced |
| Mackenzie Financial Corp | 2,174 | $329.0K | 0.00% | +2,174 | New |
| Coldstream Capital Management Inc | 2,177 | $329.0K | 0.01% | +2,177 | New |
| Independent Financial Group, LLC | 2,159 | $326.7K | 0.03% | −4,007−65.0% | Reduced |
| First National Bank | 2,157 | $326.0K | 0.28% | +1,100+104.1% | Added |
| IAM Advisory, LLC | 2,843 | $325.0K | 0.13% | +2,843 | New |
| KG&L Capital Management,LLC | 2,142 | $324.0K | 0.13% | +2,142 | New |
| Maxi Investments CY Ltd | 2,050 | $310.0K | 0.17% | +2,050 | New |
| Vivid Financial Management, Inc. | 2,041 | $309.0K | 0.12% | −444−17.9% | Reduced |
| Verdence Capital Advisors LLC | 2,021 | $306.0K | 0.04% | −1,178−36.8% | Reduced |
| Clear Street Markets LLC | 2,000 | $303.0K | 0.03% | −6,500−76.5% | Reduced |
| Flagship Harbor Advisors, LLC | 2,005 | $303.0K | 0.03% | +2,005 | New |
| LGT Fund Management Co Ltd. | 2,000 | $303.0K | 0.09% | +2,000 | New |
| Commons Capital, LLC | 2,000 | $303.0K | 0.30% | +2,000 | New |
| First Foundation Advisors | 1,997 | $302.0K | 0.01% | +77+4.0% | Added |
| Clare Market Investments LLC | 1,990 | $301.1K | 0.08% | +1,160+139.8% | Added |
| Moloney Securities Asset Management, LLC | 1,978 | $299.0K | 0.05% | −79−3.8% | Reduced |
| Envestnet Asset Management Inc | 1,913 | $289.0K | 0.00% | −3,324−63.5% | Reduced |
| Paradigm Financial Advisors, LLC | 1,868 | $283.0K | 0.06% | +429+29.8% | Added |
| Harbour Investments, Inc. | 1,846 | $279.0K | 0.02% | +1,278+225.0% | Added |
| Integrated Wealth Concepts LLC | 1,807 | $273.0K | 0.01% | +702+63.5% | Added |
| Guggenheim Capital LLC | 1,781 | $269.0K | 0.00% | +1,014+132.2% | Added |
| Legacy Advisors, LLC | 1,710 | $259.0K | 0.10% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,701 | $257.0K | 0.00% | +1,201+240.2% | Added |
| Avantax Advisory Services, Inc. | 1,695 | $256.0K | 0.00% | −48−2.8% | Reduced |
| Prudential Financial Inc | 1,656 | $255.0K | 0.00% | −26−1.5% | Reduced |
| Stokes Family Office, LLC | 1,675 | $253.0K | 0.03% | +1,675 | New |
| Nordea Investment Management AB | 1,631 | $252.0K | 0.00% | +1,631 | New |
| Shell Asset Management Co | 1,661 | $251.0K | 0.01% | +9+0.5% | Added |
| Oppenheimer & Co Inc | 1,653 | $250.0K | 0.00% | +575+53.3% | Added |