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Upstart Holdings, Inc.

UPST
Exchange
Nasdaq
Industry
Finance Services
SEC CIK
0001647639

In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.

Q4 2021 vs. Q3 2021

How the institutions holding Upstart Holdings, Inc. changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of UPST: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders4284480+56
Shares43.6M7.46K38.7M−4.90M (−11.2%)
Value$13.3B$2.36M$5.83B−$7.45B (−56.1%)

4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (166)

Institutions that held Upstart Holdings, Inc. at the end of Q4 2021 but not at the end of Q3 2021.

Showing the largest 100 of 166 by value.

Institutions new to UPST in Q4 2021
InstitutionSharesValue% of portfolio
Allianz Asset Management GmbH1,005,013$152.1M0.11%
Artemis Investment Management LLP342,171$51.7M0.38%
Parallax Volatility Advisers, L.P.185,042$28.0M0.34%
CTC LLC111,266$16.8M0.38%
Worldquant Millennium Advisors LLC78,672$11.9M0.24%
Group One Trading, L.P.69,544$10.5M0.20%
Toronto Dominion Bank64,832$9.81M0.01%
Bordeaux Wealth Advisors LLC60,000$9.08M4.18%
Crawford Lake Capital Management, LLC59,397$8.99M3.72%
Trexquant Investment LP56,387$8.53M0.53%
Baader Bank INC50,027$7.57M0.60%
Sumitomo Mitsui Trust Holdings, Inc.46,794$7.08M0.00%
Myriad Asset Management Ltd.40,000$6.05M0.66%
Handelsbanken Fonder AB34,040$5.15M0.03%
Ergoteles LLC27,102$4.10M0.16%
Twin Tree Management, LP26,464$4.00M0.10%
HRT Financial LP21,354$3.23M0.02%
Aigen Investment Management, LP21,617$3.18M0.20%
WMG Financial Advisors, LLC20,900$3.16M2.46%
Advisor Resource Council20,827$3.15M0.25%
Squarepoint Ops LLC18,877$2.86M0.01%
Seven Eight Capital, LP16,478$2.49M0.45%
Fjarde Ap-Fonden /Fourth Swedish National Pension Fund15,705$2.38M0.02%
FORA Capital, LLC15,601$2.36M0.92%
Walleye Trading LLC14,874$2.25M0.04%
Nomura Asset Management Co Ltd13,780$2.08M0.01%
HAP Trading, LLC11,319$1.71M0.12%
Verition Fund Management LLC10,962$1.66M0.02%
Van Eck Associates Corp10,875$1.65M0.00%
Synergy Financial Group, LTD9,806$1.48M1.33%
Mitsubishi UFJ Trust & Banking Corp9,552$1.45M0.00%
Wellington Management Group LLP9,152$1.39M0.00%
TD Asset Management Inc9,006$1.36M0.00%
Korea Investment CORP9,000$1.36M0.00%
Sender Co & Partners, Inc.8,958$1.35M0.87%
Asset Management One Co.,Ltd.8,871$1.31M0.00%
Longitude (Cayman) Ltd.8,300$1.26M1.03%
Ensign Peak Advisors, Inc7,785$1.18M0.00%
Prudential PLC7,491$1.13M0.02%
Alpine Global Management, LLC6,920$1.05M0.16%
Asset Management Corp6,916$1.05M0.61%
Marshall Wace, LLP6,566$993.0K0.00%
ExodusPoint Capital Management, LP6,240$944.0K0.01%
GFG Capital, LLC6,100$923.0K0.28%
Oregon Public Employees Retirement Fund6,015$910.0K0.01%
Graham Holdings Co5,846$884.0K0.11%
Y-Intercept (Hong Kong) Ltd5,514$834.0K0.20%
Vista Finance, LLC5,391$816.0K0.84%
FNY Investment Advisers, LLC5,000$756.0K0.41%
Triumph Capital Management4,757$720.0K0.31%
Charles Schwab Investment Advisory, Inc.4,581$693.0K0.00%
Cerity Partners LLC4,100$620.0K0.01%
Swiss Life Asset Management Ltd4,081$617.5K0.01%
Level Four Advisory Services, LLC3,706$561.0K0.04%
Blueshift Asset Management, LLC3,609$546.0K0.05%
British Columbia Investment Management Corp3,411$516.0K0.00%
Brookfield Asset Management Inc.3,245$491.0K0.00%
Caisse de Depot Et Placement du Quebec3,200$484.0K0.00%
Capital CS Group, LLC3,118$472.0K0.37%
IFM Investors Pty Ltd3,100$469.0K0.01%
XTX Topco Ltd3,102$469.0K0.27%
Umb Bank N A2,959$448.0K0.01%
Donoghue Forlines LLC2,925$443.0K0.07%
Boulder Hill Capital Management LP2,600$393.0K0.38%
Apollon Wealth Management, LLC2,568$389.0K0.03%
Keudell/Morrison Wealth Management2,550$386.0K0.15%
Nissay Asset Management Corp2,509$380.0K0.00%
Westpac Banking Corp2,417$365.7K0.00%
Mackenzie Financial Corp2,174$329.0K0.00%
Coldstream Capital Management Inc2,177$329.0K0.01%
IAM Advisory, LLC2,843$325.0K0.13%
KG&L Capital Management,LLC2,142$324.0K0.13%
Maxi Investments CY Ltd2,050$310.0K0.17%
Flagship Harbor Advisors, LLC2,005$303.0K0.03%
LGT Fund Management Co Ltd.2,000$303.0K0.09%
Commons Capital, LLC2,000$303.0K0.30%
Stokes Family Office, LLC1,675$253.0K0.03%
Nordea Investment Management AB1,631$252.0K0.00%
Western Wealth Management, LLC1,616$244.0K0.02%
XR Securities LLC1,514$229.0K0.03%
Arcadia Investment Management Corp1,507$228.0K0.04%
Highland Capital Management, LLC1,500$227.0K0.01%
South Shore Capital Advisors1,493$226.0K0.37%
Impax Asset Management Group plc1,481$224.0K0.00%
Hilltop Holdings Inc.1,460$221.0K0.02%
Brown Advisory Inc1,386$210.0K0.00%
PFG Advisors1,380$209.0K0.02%
Rathbone Brothers plc1,367$207.0K0.00%
Mirador Capital Partners LP1,350$204.0K0.04%
Insight Folios Inc1,342$203.0K0.10%
Skandinaviska Enskilda Banken AB (publ)1,100$171.0K0.00%
Liberty One Investment Management, LLC1,092$165.0K0.02%
Daiwa Securities Group Inc.1,000$151.0K0.00%
Signet Financial Management, LLC1,000$151.0K0.02%
TD Waterhouse Canada Inc.847$139.4K0.00%
Storebrand Asset Management AS841$127.2K0.00%
Warren Street Wealth Advisors, LLC620$94.0K0.09%
Focused Wealth Management, Inc320$48.0K0.01%
National Bank of Canada313$47.0K0.00%
JJJ Advisors Inc.305$46.0K0.01%

Sold out (110)

Institutions that held Upstart Holdings, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.

Showing the largest 100 of 110 by value.

Institutions that sold out of UPST in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
VK Services, LLC2,478,297$299.3M
Whale Rock Capital Management LLC829,995$262.6M
1832 Asset Management L.P.563,100$178.9M
Lord, Abbett & Co. LLC93,034$29.4M
EMJ Capital Ltd.91,600$29.0M
Regents of the University of California78,438$24.8M
State of Tennessee, Treasury Department52,292$16.5M
State of Michigan Retirement System51,885$16.4M
PEAK6 Investments LLC49,086$15.5M
Swiss National Bank42,500$13.4M
Scout Investments, Inc.35,037$11.1M
Mark Asset Management LP34,000$10.8M
Battery Management Corp.33,519$10.6M
Federated Hermes, Inc.31,718$10.0M
Driehaus Capital Management LLC22,925$7.25M
ClariVest Asset Management LLC19,406$6.14M
Mission Creek Capital Partners, Inc.17,529$5.55M
Comerica Bank16,710$4.43M
Jupiter Asset Management Ltd14,000$4.42M
Board of Trustees of The Leland Stanford Junior University13,619$4.31M
Crestline Management, LP12,700$4.02M
Janus Henderson Group PLC11,186$3.54M
Stonnington Group, LLC9,170$2.85M
Dumac, Inc.8,676$2.75M
SlateStone Wealth, LLC6,969$2.21M
LMR Partners LLP6,814$2.16M
EAM Global Investors LLC5,316$1.68M
Bank of Hawaii3,971$1.26M
Occudo Quantitative Strategies LP3,765$1.19M
Walleye Capital LLC3,735$1.18M
Kovack Advisors, Inc.3,155$998.0K
Graticule Asia Macro Advisors LLC3,140$994.0K
Truist Financial Corp3,137$992.0K
APG Asset Management N.V.3,200$874.0K
Samson Rock Capital LLP2,240$709.0K
Gotham Asset Management, LLC2,084$659.0K
RBF Capital, LLC2,000$633.0K
Sawtooth Solutions, LLC1,971$624.0K
Bluefin Capital Management, LLC1,885$596.0K
Algert Global LLC1,855$587.0K
Camden Capital, LLC1,755$555.0K
Mount Yale Investment Advisors, LLC1,619$512.0K
L & S Advisors Inc1,500$475.0K
SkyView Investment Advisors, LLC1,500$475.0K
Capital Asset Advisory Services LLC1,495$473.0K
Oppenheimer Asset Management Inc.1,424$451.0K
Simplify Asset Management Inc.1,352$428.0K
IBM Retirement Fund1,298$411.0K
Archford Capital Strategies, LLC1,300$411.0K
Blair William & Co1,211$383.0K
Thoroughbred Financial Services, LLC1,186$375.0K
Keybank National Association1,142$361.0K
TriaGen Wealth Management LLC1,087$344.0K
Sheaff Brock Investment Advisors, LLC1,072$339.0K
Jaffetilchin Investment Partners, LLC1,066$337.0K
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management1,030$326.0K
Los Angeles Capital Management LLC1,027$325.0K
Paces Ferry Wealth Advisors, LLC1,023$324.0K
Leverage Partners Absolute Return Fund SPC1,001$317.0K
One Wealth Advisors, LLC1,000$316.0K
Personal Capital Advisors Corp969$307.0K
Peregrine Asset Advisers, Inc.1,050$301.0K
Steel Peak Wealth Management LLC952$301.0K
Independent Advisor Alliance913$289.0K
Maven Securities LTD910$288.0K
Cresset Asset Management, LLC896$283.0K
Dynamic Advisor Solutions LLC880$278.0K
LGL Partners, LLC855$271.0K
Bayesian Capital Management, LP831$263.0K
Sciencast Management LP785$262.0K
Wealthfront Advisers LLC822$260.0K
Mutual Advisors, LLC794$251.0K
Cetera Advisors LLC788$249.0K
Dakota Wealth Management766$242.0K
Brookstone Capital Management653$225.0K
Geneva Partners, LLC685$217.0K
Brighton Jones LLC664$210.0K
Laurel Wealth Advisors, Inc.665$210.0K
Buckingham Strategic Wealth, LLC662$209.0K
Holderness Investments Co649$205.0K
Belpointe Asset Management LLC647$205.0K
HBW Advisory Services LLC640$203.0K
Truefg, LLC625$201.0K
Perigon Wealth Management, LLC633$200.0K
Atticus Wealth Management, LLC402$127.0K
Capital Advisory Group Advisory Services, LLC361$114.0K
Dark Forest Capital Management LP359$114.0K
Stonehage Fleming Financial Services Holdings Ltd350$111.0K
SOA Wealth Advisors, LLC.320$101.0K
Asset Dedication, LLC180$58.0K
Winch Advisory Services, LLC144$46.0K
Brewin Dolphin Ltd131$41.5K
IronBridge Private Wealth, LLC126$40.0K
Lindbrook Capital, LLC110$35.0K
O'Shaughnessy Asset Management, LLC103$33.0K
Hoey Investments, Inc100$32.0K
Herold Advisors, Inc.100$31.0K
Meridian Wealth Partners, LLC73$23.0K
Bessemer Group Inc60$19.0K
Tucker Asset Management LLC54$17.4K

Not filed for Q4 2021 yet (4)

Institutions that held Upstart Holdings, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding UPST in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Harbor Financial Services, LLC6,634$2.10M
World Asset Management Inc644$204.0K
Berman Capital Advisors, LLC134$42.0K
Wealth Quarterback LLC50$16.0K