Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 428
- +176 vs. Q2 2021
- Shares held
- 43.6M
- +3.06M (+7.6%) vs. Q2 2021
- Total value
- $13.3B
- +$8.30B (+166.7%) vs. Q2 2021
- New holders
- 228
- 115 more added
- Sold out
- 52
- 59 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Engineers Gate Manager LP | 1,933 | $612.0K | 0.03% | +1,933 | New |
| Sawtooth Solutions, LLC | 1,971 | $624.0K | 0.10% | +94+5.0% | Added |
| RBF Capital, LLC | 2,000 | $633.0K | 0.04% | −6,000−75.0% | Reduced |
| Manufacturers Life Insurance Company, The | 2,016 | $638.0K | 0.00% | +2,016 | New |
| STRS Ohio | 2,024 | $640.0K | 0.00% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 2,057 | $651.0K | 0.12% | +2,057 | New |
| Gotham Asset Management, LLC | 2,084 | $659.0K | 0.03% | +2,084 | New |
| Samson Rock Capital LLP | 2,240 | $709.0K | 0.45% | +2,240 | New |
| The PNC Financial Services Group, Inc. | 2,255 | $714.0K | 0.00% | +1,192+112.1% | Added |
| Cetera Advisor Networks LLC | 2,264 | $716.0K | 0.01% | +2,264 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,276 | $720.0K | 0.00% | +69+3.1% | Added |
| Cypress Point Wealth Management, LLC | 2,296 | $727.0K | 0.52% | +2,296 | New |
| Hillsdale Investment Management Inc. | 2,300 | $728.0K | 0.06% | +2,300 | New |
| Rockefeller Capital Management L.P. | 2,351 | $743.0K | 0.00% | +416+21.5% | Added |
| Illinois Municipal Retirement Fund | 2,356 | $746.0K | 0.03% | +2,356 | New |
| Wealth Advisors, Inc. | 2,637 | $764.0K | 0.30% | −508−16.2% | Reduced |
| Virtu Financial LLC | 2,449 | $775.0K | 0.07% | −40,819−94.3% | Reduced |
| BlueCrest Capital Management Ltd | 2,456 | $777.0K | 0.04% | −2,294−48.3% | Reduced |
| Vivid Financial Management, Inc. | 2,485 | $786.0K | 0.32% | +2,485 | New |
| Janney Montgomery Scott LLC | 2,544 | $805.0K | 0.00% | −3,966−60.9% | Reduced |
| JustInvest LLC | 2,665 | $843.0K | 0.08% | +183+7.4% | Added |
| Private Advisor Group, LLC | 2,671 | $845.0K | 0.01% | +2,671 | New |
| Advisors Asset Management, Inc. | 2,705 | $856.0K | 0.01% | +2,705 | New |
| APG Asset Management N.V. | 3,200 | $874.0K | 0.00% | +3,200 | New |
| Steward Partners Investment Advisory, LLC | 2,865 | $907.0K | 0.02% | +59+2.1% | Added |
| Golden Green, Inc. | 2,952 | $934.0K | 0.73% | +2,952 | New |
| Teacher Retirement System of Texas | 2,976 | $942.0K | 0.01% | −11,525−79.5% | Reduced |
| Paloma Partners Management Co | 2,985 | $944.0K | 0.04% | +2,985 | New |
| Inscription Capital, LLC | 3,000 | $949.0K | 0.30% | +3,000 | New |
| Metropolitan Life Insurance Co | 3,024 | $956.9K | 0.01% | +2,174+255.8% | Added |
| HighTower Advisors, LLC | 3,019 | $959.0K | 0.00% | +3,019 | New |
| Rossmore Private Capital | 3,042 | $963.0K | 0.16% | +1,063+53.7% | Added |
| Alta Wealth Advisors LLC | 3,064 | $970.0K | 0.70% | +171+5.9% | Added |
| CIBC Asset Management Inc | 3,066 | $970.0K | 0.00% | +366+13.6% | Added |
| Public Employees Retirement Association of Colorado | 3,087 | $977.0K | 0.00% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 3,100 | $981.0K | 0.79% | +3,100 | New |
| Truist Financial Corp | 3,137 | $992.0K | 0.00% | −37,617−92.3% | Reduced |
| Harbour Capital Advisors, LLC | 3,140 | $994.0K | 0.26% | +1,325+73.0% | Added |
| Graticule Asia Macro Advisors LLC | 3,140 | $994.0K | 0.19% | +3,140 | New |
| Kovack Advisors, Inc. | 3,155 | $998.0K | 0.11% | +3,155 | New |
| Verdence Capital Advisors LLC | 3,199 | $1.01M | 0.13% | +3,199 | New |
| Dimensional Fund Advisors LP | 3,283 | $1.04M | 0.00% | +3,283 | New |
| Perennial Investment Advisors, LLC | 3,285 | $1.04M | 0.37% | +1,168+55.2% | Added |
| NEXT Financial Group, Inc | 3,314 | $1.05M | 0.08% | +841+34.0% | Added |
| Maryland State Retirement & Pension System | 3,435 | $1.10M | 0.03% | +3,435 | New |
| Creative Planning | 3,523 | $1.11M | 0.00% | +707+25.1% | Added |
| Stratos Wealth Partners, LTD. | 3,664 | $1.16M | 0.03% | +3,664 | New |
| Nwam LLC | 3,715 | $1.18M | 0.11% | +3,715 | New |
| Walleye Capital LLC | 3,735 | $1.18M | 0.04% | +3,735 | New |
| Occudo Quantitative Strategies LP | 3,765 | $1.19M | 0.14% | −24,285−86.6% | Reduced |
| Oxbow Advisors, LLC | 3,771 | $1.19M | 0.12% | +270+7.7% | Added |
| Lincoln National Corp | 3,786 | $1.20M | 0.03% | −50−1.3% | Reduced |
| ProShare Advisors LLC | 3,968 | $1.26M | 0.00% | +3,968 | New |
| Bank of Hawaii | 3,971 | $1.26M | 0.07% | +3,971 | New |
| Sigma Planning Corp | 3,987 | $1.26M | 0.04% | +371+10.3% | Added |
| FMR LLC | 4,120 | $1.30M | 0.00% | +4,086+12,017.6% | Added |
| Souders Financial Advisors | 4,321 | $1.37M | 0.44% | +169+4.1% | Added |
| Bokf, NA | 4,385 | $1.39M | 0.02% | +4,385 | New |
| Aft, Forsyth & Company, Inc. | 4,400 | $1.39M | 0.75% | +4,400 | New |
| LifePro Asset Management | 4,505 | $1.43M | 0.43% | +4,505 | New |
| Caption Management, LLC | 4,550 | $1.44M | 0.09% | +4,550 | New |
| CIBC World Markets Inc. | 4,557 | $1.44M | 0.01% | −7,397−61.9% | Reduced |
| Principal Financial Group Inc | 4,634 | $1.47M | 0.00% | +4,634 | New |
| Benjamin F. Edwards & Company, Inc. | 4,983 | $1.58M | 0.08% | +4,983 | New |
| DekaBank Deutsche Girozentrale | 5,000 | $1.59M | 0.00% | +5,000 | New |
| Xponance, Inc. | 5,066 | $1.60M | 0.03% | +5,066 | New |
| GWM Advisors LLC | 5,114 | $1.62M | 0.04% | +5,114 | New |
| Morse Asset Management, Inc | 5,165 | $1.63M | 0.39% | +1,040+25.2% | Added |
| Washburn Capital Management, Inc. | 5,200 | $1.65M | 1.08% | +5,200 | New |
| Envestnet Asset Management Inc | 5,237 | $1.66M | 0.00% | −51,988−90.8% | Reduced |
| Arizona State Retirement System | 5,237 | $1.66M | 0.01% | +80+1.6% | Added |
| EAM Global Investors LLC | 5,316 | $1.68M | 0.40% | +5,316 | New |
| Independent Solutions Wealth Management, LLC | 5,439 | $1.72M | 0.43% | +5,439 | New |
| State of Wisconsin Investment Board | 5,651 | $1.79M | 0.00% | +5,651 | New |
| Orion Capital Management LLC | 5,650 | $1.79M | 1.08% | +5,650 | New |
| Tower Research Capital LLC (TRC) | 5,965 | $1.89M | 0.05% | −30,113−83.5% | Reduced |
| Independent Financial Group, LLC | 6,166 | $1.95M | 0.20% | +6,166 | New |
| Utah Retirement Systems | 6,347 | $2.01M | 0.03% | +6,347 | New |
| Harbor Financial Services, LLC | 6,634 | $2.10M | 0.92% | +6,634 | New |
| LMR Partners LLP | 6,814 | $2.16M | 0.03% | +6,814 | New |
| SlateStone Wealth, LLC | 6,969 | $2.21M | 0.50% | +6,969 | New |
| American Century Companies Inc | 6,993 | $2.21M | 0.00% | −2,054−22.7% | Reduced |
| Ieq Capital, LLC | 7,215 | $2.28M | 0.06% | +7,215 | New |
| Malaga Cove Capital, LLC | 7,325 | $2.32M | 0.96% | +125+1.7% | Added |
| Russell Investments Group, Ltd. | 7,496 | $2.40M | 0.00% | +7,496 | New |
| Strategic Family Wealth Counselors, L.L.C. | 7,992 | $2.53M | 0.87% | 00.0% | Unchanged |
| Amalgamated Bank | 8,164 | $2.58M | 0.02% | +5,805+246.1% | Added |
| AE Wealth Management LLC | 8,183 | $2.59M | 0.02% | −1,541−15.8% | Reduced |
| Advisory Services Network, LLC | 8,240 | $2.61M | 0.08% | +1,835+28.6% | Added |
| D.A. Davidson & Co. | 8,238 | $2.61M | 0.03% | +2,400+41.1% | Added |
| Jump Financial, LLC | 8,300 | $2.63M | 0.19% | +8,300 | New |
| Clear Street Markets LLC | 8,500 | $2.69M | 0.59% | −10,300−54.8% | Reduced |
| Dumac, Inc. | 8,676 | $2.75M | 4.71% | −17,531−66.9% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 8,800 | $2.79M | 0.07% | +4,600+109.5% | Added |
| American Portfolios Advisors | 8,958 | $2.83M | 0.11% | −5,064−36.1% | Reduced |
| Stonnington Group, LLC | 9,170 | $2.85M | 0.64% | +9,170 | New |
| SG Americas Securities, LLC | 9,633 | $3.05M | 0.02% | +7,121+283.5% | Added |
| National Asset Management, Inc. | 9,668 | $3.06M | 0.10% | +6,153+175.0% | Added |
| Coastal Bridge Advisors, LLC | 10,000 | $3.16M | 0.73% | +10,000 | New |
| Gladstone Institutional Advisory LLC | 10,100 | $3.20M | 0.31% | +3,500+53.0% | Added |