Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SWAV is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 486
- +61 vs. Q4 2023
- Shares held
- 36.8M
- +1.39M (+3.9%) vs. Q4 2023
- Total value
- $12.0B
- +$5.23B (+77.4%) vs. Q4 2023
- New holders
- 118
- 151 more added
- Sold out
- 57
- 157 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Handelsinvest Investeringsforvaltning | 766 | $249.0K | 0.12% | −398−34.2% | Reduced |
| CAPROCK Group, Inc. | 772 | $251.4K | 0.01% | +772 | New |
| Patriot Financial Group Insurance Agency, LLC | 790 | $257.2K | 0.04% | +790 | New |
| Liberty One Investment Management, LLC | 790 | $257.2K | 0.03% | +790 | New |
| KBC Group NV | 792 | $258.0K | 0.00% | +81+11.4% | Added |
| Tactive Advisors, LLC | 800 | $260.5K | 0.14% | +800 | New |
| Cornerstone Wealth Management, LLC | 801 | $260.8K | 0.02% | +801 | New |
| Mount Lucas Management LP | 805 | $262.1K | 0.09% | −72−8.2% | Reduced |
| Dynamic Technology Lab Private Ltd | 823 | $268.0K | 0.03% | +823 | New |
| Ballentine Partners, LLC | 825 | $268.6K | 0.01% | +825 | New |
| O'Neil Global Advisors, Inc. | 825 | $269.0K | 0.33% | +825 | New |
| Belpointe Asset Management LLC | 845 | $275.2K | 0.02% | +845 | New |
| Fortis Capital Advisors, LLC | 845 | $275.2K | 0.12% | +845 | New |
| LMG Wealth Partners, LLC | 861 | $280.4K | 0.07% | +861 | New |
| Midwest Professional Planners, LTD. | 875 | $284.9K | 0.10% | +875 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 879 | $286.2K | 0.00% | +879 | New |
| Proequities, Inc. | 898 | $292.4K | 0.02% | +7+0.8% | Added |
| Stock Yards Bank & Trust Co | 900 | $293.1K | 0.01% | +900 | New |
| Alliance Wealth Advisors, LLC | 908 | $295.7K | 0.19% | +908 | New |
| Thrive Capital Management, LLC | 909 | $296.0K | 0.16% | +909 | New |
| Gibson Capital, LLC | 911 | $296.6K | 0.06% | +911 | New |
| Principal Securities, Inc. | 935 | $304.5K | 0.01% | +377+67.6% | Added |
| Valeo Financial Advisors, LLC | 928 | $305.2K | 0.01% | −600−39.3% | Reduced |
| Commerce Bank | 939 | $305.8K | 0.00% | +939 | New |
| Resona Asset Management Co.,Ltd. | 944 | $307.4K | 0.00% | +944 | New |
| Meiji Yasuda Asset Management Co Ltd. | 945 | $307.7K | 0.01% | +945 | New |
| Ziegler Capital Management, LLC | 949 | $309.0K | 0.01% | +949 | New |
| EFG Asset Management (Americas) Corp. | 994 | $323.7K | 0.10% | −481−32.6% | Reduced |
| Clear Creek Financial Management, LLC | 995 | $324.0K | 0.04% | +995 | New |
| CIBC Asset Management Inc | 996 | $324.3K | 0.00% | +996 | New |
| Bridgefront Capital, LLC | 997 | $324.7K | 0.25% | −359−26.5% | Reduced |
| Cetera Trust Company, N.A | 1,000 | $325.6K | 0.20% | +200+25.0% | Added |
| Sheets Smith Wealth Management | 1,000 | $325.6K | 0.04% | +1,000 | New |
| MYDA Advisors LLC | 1,000 | $325.6K | 0.11% | +1,000 | New |
| Clear Street Markets LLC | 1,000 | $326.0K | 0.15% | +1,000 | New |
| Ci Investments Inc. | 1,003 | $327.0K | 0.00% | +446+80.1% | Added |
| Hilltop Holdings Inc. | 1,012 | $329.5K | 0.04% | +1,012 | New |
| MONECO Advisors, LLC | 1,034 | $336.7K | 0.05% | +1,034 | New |
| ExodusPoint Capital Management, LP | 1,037 | $338.0K | 0.00% | −28,022−96.4% | Reduced |
| Semanteon Capital Management, LP | 1,044 | $340.0K | 0.22% | +1,044 | New |
| Avestar Capital, LLC | 1,082 | $352.3K | 0.04% | −910−45.7% | Reduced |
| Lincoln National Corp | 1,095 | $356.6K | 0.01% | −302−21.6% | Reduced |
| Pathstone Holdings, LLC | 1,148 | $373.8K | 0.00% | +56+5.1% | Added |
| GWM Advisors LLC | 1,168 | $380.3K | 0.00% | +1,082+1,258.1% | Added |
| HMS Capital Management, LLC | 1,178 | $383.6K | 0.21% | +1,178 | New |
| Wealthcare Advisory Partners LLC | 1,200 | $390.8K | 0.01% | 00.0% | Unchanged |
| Eqis Capital Management, Inc. | 1,205 | $392.5K | 0.03% | +109+9.9% | Added |
| IFP Advisors, Inc | 1,209 | $393.7K | 0.02% | −5−0.4% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 1,211 | $394.3K | 0.00% | −22−1.8% | Reduced |
| M&T Bank Corp | 1,212 | $395.1K | 0.00% | +1,212 | New |
| Fifth Third Bancorp | 1,214 | $395.3K | 0.00% | +103+9.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,236 | $402.0K | 0.01% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 1,267 | $412.6K | 0.00% | −1,100−46.5% | Reduced |
| Private Advisor Group, LLC | 1,274 | $414.9K | 0.00% | +1,274 | New |
| Cambridge Investment Research Advisors, Inc. | 1,274 | $415.0K | 0.00% | +17+1.4% | Added |
| Ground Swell Capital, LLC | 1,298 | $422.7K | 0.44% | +1,298 | New |
| Engineers Gate Manager LP | 1,333 | $434.1K | 0.01% | −10,169−88.4% | Reduced |
| Mayport, LLC | 1,337 | $435.4K | 0.17% | 00.0% | Unchanged |
| Verition Fund Management LLC | 1,348 | $438.9K | 0.00% | +1,348 | New |
| Simplex Trading, LLC | 1,371 | $446.0K | 0.01% | −6,571−82.7% | Reduced |
| Park Avenue Securities LLC | 1,384 | $451.0K | 0.01% | +160+13.1% | Added |
| Profund Advisors LLC | 1,464 | $476.7K | 0.02% | +264+22.0% | Added |
| US Bancorp | 1,505 | $490.1K | 0.00% | +527+53.9% | Added |
| Harvest Fund Management Co., Ltd | 1,538 | $500.0K | 0.04% | +1,538 | New |
| Shelton Capital Management | 1,580 | $514.5K | 0.01% | 00.0% | Unchanged |
| First Trust Advisors LP | 1,602 | $521.7K | 0.00% | +1,602 | New |
| Perpetual Ltd | 1,602 | $521.7K | 0.01% | +1,602 | New |
| Edgestream Partners, L.P. | 1,637 | $533.1K | 0.03% | −448−21.5% | Reduced |
| Smith Group Asset Management, LLC | 1,641 | $534.4K | 0.03% | 00.0% | Unchanged |
| Central Pacific Bank - Trust Division | 1,714 | $549.4K | 0.07% | +1,714 | New |
| Harbour Investments, Inc. | 1,725 | $561.7K | 0.02% | −680−28.3% | Reduced |
| Arlington Financial Advisors, LLC | 1,725 | $561.7K | 0.12% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 1,738 | $565.9K | 0.01% | +7+0.4% | Added |
| Unique Wealth Strategies, LLC | 1,738 | $566.1K | 0.28% | +1,738 | New |
| Tower Research Capital LLC (TRC) | 1,739 | $566.3K | 0.01% | −4,676−72.9% | Reduced |
| Harbert Fund Advisors, Inc. | 1,750 | $569.9K | 0.39% | +1,750 | New |
| Beacon Pointe Advisors, LLC | 1,758 | $572.5K | 0.01% | +23+1.3% | Added |
| Atria Wealth Solutions, Inc. | 1,775 | $578.0K | 0.01% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 1,820 | $592.6K | 0.39% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 1,834 | $597.2K | 0.00% | −1,089−37.3% | Reduced |
| Linden Thomas Advisory Services, LLC | 1,859 | $605.3K | 0.10% | +5+0.3% | Added |
| Vident Advisory, LLC | 1,860 | $605.8K | 0.01% | −8,915−82.7% | Reduced |
| Capital CS Group, LLC | 1,864 | $607.0K | 0.61% | +1,864 | New |
| ProShare Advisors LLC | 1,868 | $608.3K | 0.00% | −150−7.4% | Reduced |
| Probity Advisors, Inc. | 1,902 | $619.3K | 0.13% | +29+1.5% | Added |
| Utah Retirement Systems | 1,958 | $637.6K | 0.01% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 2,000 | $651.3K | 0.04% | −2,134−51.6% | Reduced |
| Russell Investments Group, Ltd. | 2,014 | $655.8K | 0.00% | −2,918−59.2% | Reduced |
| Janney Capital Management LLC | 2,038 | $664.0K | 0.04% | −556−21.4% | Reduced |
| Truist Financial Corp | 2,045 | $665.9K | 0.00% | −211−9.4% | Reduced |
| GTS Securities LLC | 2,085 | $678.9K | 0.02% | +2,085 | New |
| Bollard Group LLC | 2,100 | $684.0K | 0.02% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 2,139 | $696.5K | 0.35% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 2,148 | $699.5K | 0.00% | +224+11.6% | Added |
| Creative Planning | 2,148 | $699.5K | 0.00% | +244+12.8% | Added |
| Great Lakes Advisors, LLC | 2,163 | $704.3K | 0.01% | +2,163 | New |
| Nisa Investment Advisors, LLC | 2,180 | $709.9K | 0.00% | +43+2.0% | Added |
| Qsemble Capital Management, LP | 2,219 | $722.6K | 0.16% | +2,219 | New |
| Prudential Financial Inc | 2,289 | $745.4K | 0.00% | +77+3.5% | Added |
| The PNC Financial Services Group, Inc. | 2,301 | $749.3K | 0.00% | +596+35.0% | Added |