Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northern Trust Corp | 261,773 | $49.9M | 0.01% | −445−0.2% | Reduced |
| Jackson Square Partners, LLC | 282,148 | $53.8M | 1.75% | +282,148 | New |
| Primecap Management Co | 282,770 | $53.9M | 0.04% | +2,100+0.7% | Added |
| Eagle Asset Management Inc | 287,982 | $54.9M | 0.29% | −43,469−13.1% | Reduced |
| Ensign Peak Advisors, Inc | 318,342 | $60.7M | 0.12% | +307,362+2,799.3% | Added |
| Bank of New York Mellon Corp | 330,092 | $62.9M | 0.01% | −5,172−1.5% | Reduced |
| Norges Bank | 360,827 | $68.8M | 0.01% | −257,246−41.6% | Reduced |
| Morgan Stanley | 401,385 | $76.5M | 0.01% | −29,110−6.8% | Reduced |
| Credit Suisse AG | 403,819 | $77.0M | 0.07% | +40,211+11.1% | Added |
| Canada Pension Plan Investment Board | 406,755 | $77.5M | 0.10% | +20,434+5.3% | Added |
| Armistice Capital, LLC | 426,057 | $81.2M | 2.16% | +267,055+168.0% | Added |
| Amundi | 440,854 | $89.5M | 0.04% | +319,524+263.4% | Added |
| Janus Henderson Group PLC | 501,733 | $95.6M | 0.06% | +182,651+57.2% | Added |
| Eventide Asset Management, LLC | 506,220 | $96.5M | 1.57% | +150,503+42.3% | Added |
| Gilder Gagnon Howe & Co LLC | 533,993 | $101.8M | 1.40% | −15,180−2.8% | Reduced |
| Capital World Investors | 585,000 | $111.5M | 0.02% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 601,190 | $114.6M | 0.01% | +23,585+4.1% | Added |
| Allspring Global Investments Holdings, LLC | 619,108 | $118.0M | 0.20% | −26,526−4.1% | Reduced |
| Price T Rowe Associates Inc | 784,969 | $149.6M | 0.02% | −452,772−36.6% | Reduced |
| Citadel Advisors LLC | 890,420 | $169.7M | 0.17% | +522,447+142.0% | Added |
| State Street Corp | 1,064,206 | $202.8M | 0.01% | +44,849+4.4% | Added |
| JPMorgan Chase & Co | 1,098,494 | $209.3M | 0.02% | +212,717+24.0% | Added |
| Artisan Partners Limited Partnership | 1,495,492 | $285.0M | 0.45% | +97,356+7.0% | Added |
| FMR LLC | 2,000,216 | $381.2M | 0.03% | −527,677−20.9% | Reduced |
| Wellington Management Group LLP | 2,470,419 | $470.8M | 0.09% | +664,648+36.8% | Added |
| Vanguard Group Inc | 3,633,720 | $692.4M | 0.02% | +33,539+0.9% | Added |
| BlackRock Inc. | 3,722,157 | $709.3M | 0.02% | +62,071+1.7% | Added |
| Lord, Abbett & Co. LLC | 0 | $0 | 0.00% | −185,307−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −140,598−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −73,023−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −45,211−100.0% | Sold out |
| Ziegler Capital Management, LLC | 0 | $0 | 0.00% | −39,090−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −31,767−100.0% | Sold out |
| Pura Vida Investments, LLC | 0 | $0 | 0.00% | −27,500−100.0% | Sold out |
| Kepos Capital LP | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −17,529−100.0% | Sold out |
| Sectoral Asset Management Inc | 0 | $0 | 0.00% | −17,400−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −15,005−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −11,875−100.0% | Sold out |
| Brighton Jones LLC | 0 | $0 | 0.00% | −7,815−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −6,701−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −6,194−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −5,800−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −5,028−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Echo Street Capital Management LLC | 0 | $0 | 0.00% | −4,867−100.0% | Sold out |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −4,456−100.0% | Sold out |
| Bleakley Financial Group, LLC | 0 | $0 | 0.00% | −4,456−100.0% | Sold out |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −3,948−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −3,518−100.0% | Sold out |
| Summit Global Investments | 0 | $0 | 0.00% | −3,427−100.0% | Sold out |
| Cim, LLC | 0 | $0 | 0.00% | −3,415−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −3,140−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −3,088−100.0% | Sold out |
| New England Research & Management, Inc. | 0 | $0 | 0.00% | −2,600−100.0% | Sold out |
| Wisconsin Capital Management LLC | 0 | $0 | 0.00% | −2,519−100.0% | Sold out |
| Concentric Capital Strategies, LP | 0 | $0 | 0.00% | −2,476−100.0% | Sold out |
| Balboa Wealth Partners | 0 | $0 | 0.00% | −2,127−100.0% | Sold out |
| Sheets Smith Wealth Management | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −1,796−100.0% | Sold out |
| Peregrine Asset Advisers, Inc. | 0 | $0 | 0.00% | −1,647−100.0% | Sold out |
| Cantor Fitzgerald, L. P. | 0 | $0 | 0.00% | −1,642−100.0% | Sold out |
| Dakota Wealth Management | 0 | $0 | 0.00% | −1,602−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −1,570−100.0% | Sold out |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −1,551−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −1,485−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −1,368−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −1,235−100.0% | Sold out |
| HMS Capital Management, LLC | 0 | $0 | 0.00% | −1,216−100.0% | Sold out |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −1,185−100.0% | Sold out |
| First Hawaiian Bank | 0 | $0 | 0.00% | −1,170−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −1,136−100.0% | Sold out |
| Frontier Capital Management Co LLC | 0 | $0 | 0.00% | −1,076−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −1,065−100.0% | Sold out |
| Pitcairn Co | 0 | $0 | 0.00% | −1,037−100.0% | Sold out |
| Commerce Bank | 0 | $0 | 0.00% | −1,029−100.0% | Sold out |
| Hilltop Holdings Inc. | 0 | $0 | 0.00% | −1,012−100.0% | Sold out |
| Candriam Luxembourg S.C.A. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Operose Advisors LLC | 0 | $0 | 0.00% | −247−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −132−100.0% | Sold out |
| Riverview Trust Co | 0 | $0 | 0.00% | −92−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Headinvest, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Psagot Value Holdings Ltd. / (Israel) | 0 | $0 | 0.00% | −11−100.0% | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Institutional & Family Asset Management, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Centerpoint Advisors, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Avion Wealth | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Tiedemann Advisors, LLC | – | – | – | – | Not filed |
| Virginia Retirement Systems Et Al | – | – | – | – | Not filed |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Steward Financial Group LLC | – | – | – | – | Not filed |