Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 413
- −43 vs. Q2 2023
- Shares held
- 34.4M
- +1.71M (+5.2%) vs. Q2 2023
- Total value
- $6.85B
- −$2.47B (−26.5%) vs. Q2 2023
- New holders
- 57
- 153 more added
- Sold out
- 100
- 155 more reduced
4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lazard Asset Management LLC | 26,814 | $5.34M | 0.01% | +7,886+41.7% | Added |
| AQR Capital Management LLC | 26,824 | $5.34M | 0.01% | −8,717−24.5% | Reduced |
| Amalgamated Bank | 27,058 | $5.39M | 0.05% | +807+3.1% | Added |
| Pura Vida Investments, LLC | 27,500 | $5.48M | 2.69% | +27,500 | New |
| Aquatic Capital Management LLC | 27,600 | $5.50M | 0.23% | −19,400−41.3% | Reduced |
| Granahan Investment Management Inc | 29,752 | $5.92M | 0.21% | +6,961+30.5% | Added |
| Mutual of America Capital Management LLC | 29,767 | $5.93M | 0.07% | −9,321−23.8% | Reduced |
| Man Group plc | – | $6.05M | 0.02% | – | – |
| Texas Permanent School Fund | 31,211 | $6.21M | 0.06% | −1,038−3.2% | Reduced |
| Point72 Asset Management, L.P. | 31,767 | $6.32M | 0.02% | +11,659+58.0% | Added |
| Thornburg Investment Management Inc | 36,573 | $7.28M | 0.12% | −957−2.5% | Reduced |
| Biondo Investment Advisors, LLC | 37,451 | $7.46M | 1.40% | +1,118+3.1% | Added |
| Nordea Investment Management AB | 36,803 | $7.47M | 0.01% | −338−0.9% | Reduced |
| Osterweis Capital Management Inc | 37,529 | $7.47M | 0.55% | +15,310+68.9% | Added |
| Envestnet Asset Management Inc | 37,533 | $7.47M | 0.00% | +17,271+85.2% | Added |
| State Board of Administration of Florida Retirement System | 37,705 | $7.51M | 0.02% | +690+1.9% | Added |
| Impax Asset Management Group plc | 38,000 | $7.57M | 0.03% | +38,000 | New |
| Ziegler Capital Management, LLC | 39,090 | $7.78M | 0.31% | −107−0.3% | Reduced |
| California State Teachers Retirement System | 40,462 | $8.06M | 0.01% | −3,822−8.6% | Reduced |
| Voya Investment Management LLC | 40,801 | $8.12M | 0.01% | −293−0.7% | Reduced |
| Geneva Capital Management LLC | 41,630 | $8.29M | 0.17% | +9,500+29.6% | Added |
| Bridgewater Associates, LP | 43,528 | $8.67M | 0.05% | +3,736+9.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 43,716 | $8.70M | 0.05% | −15,708−26.4% | Reduced |
| Stifel Financial Corp | 44,838 | $8.93M | 0.01% | −544−1.2% | Reduced |
| Walleye Capital LLC | 45,211 | $9.00M | 0.13% | +45,211 | New |
| Retirement Systems of Alabama | 45,887 | $9.14M | 0.04% | −1,313−2.8% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 47,511 | $9.46M | 0.02% | −8,181−14.7% | Reduced |
| New York State Teachers Retirement System | 49,621 | $9.88M | 0.02% | 00.0% | Unchanged |
| American International Group, Inc. | 52,097 | $10.4M | 0.07% | −3,495−6.3% | Reduced |
| State of Wisconsin Investment Board | 52,664 | $10.5M | 0.03% | +9,312+21.5% | Added |
| California Public Employees Retirement System | 54,559 | $10.9M | 0.01% | −13,331−19.6% | Reduced |
| UBS Asset Management Americas Inc | 57,677 | $11.5M | 0.01% | +15,561+36.9% | Added |
| Legal & General Group Plc | 62,038 | $12.4M | 0.00% | +806+1.3% | Added |
| Bamco Inc | 62,730 | $12.5M | 0.04% | +18,650+42.3% | Added |
| Allianz Asset Management GmbH | 62,770 | $12.5M | 0.03% | −9,280−12.9% | Reduced |
| Wells Fargo & Company | 63,150 | $12.6M | 0.00% | −6,207−8.9% | Reduced |
| Nicholas Investment Partners, LP | 65,459 | $13.0M | 0.97% | −47,540−42.1% | Reduced |
| ExodusPoint Capital Management, LP | 65,614 | $13.1M | 0.17% | +42,534+184.3% | Added |
| Manufacturers Life Insurance Company, The | 66,937 | $13.3M | 0.01% | +8,015+13.6% | Added |
| Squarepoint Ops LLC | 69,045 | $13.7M | 0.07% | +22,637+48.8% | Added |
| Clearbridge Investments, LLC | 72,364 | $14.4M | 0.01% | +72,364 | New |
| Laurion Capital Management LP | 73,023 | $14.5M | 0.38% | −63,055−46.3% | Reduced |
| Fisher Asset Management, LLC | 75,661 | $15.1M | 0.01% | +57+0.1% | Added |
| Neuberger Berman Group LLC | 75,928 | $15.1M | 0.01% | −9,006−10.6% | Reduced |
| Ameriprise Financial Inc | 77,347 | $15.4M | 0.01% | −12,429−13.8% | Reduced |
| Swiss National Bank | 80,600 | $16.0M | 0.01% | +1,100+1.4% | Added |
| Rhenman & Partners Asset Management AB | 81,000 | $16.1M | 1.74% | +25,000+44.6% | Added |
| Royal Bank of Canada | 82,217 | $16.4M | 0.00% | −4,530−5.2% | Reduced |
| Eversept Partners, LP | 84,462 | $16.8M | 1.87% | +64,324+319.4% | Added |
| Dimensional Fund Advisors LP | 85,854 | $17.1M | 0.01% | +7,107+9.0% | Added |
| Thrivent Financial for Lutherans | 86,373 | $17.2M | 0.04% | +22,635+35.5% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 88,048 | $17.5M | 0.05% | +57,240+185.8% | Added |
| Jennison Associates LLC | 88,900 | $17.7M | 0.02% | +88,900 | New |
| TD Asset Management Inc | 99,488 | $19.8M | 0.02% | +54,428+120.8% | Added |
| STRS Ohio | 99,500 | $19.8M | 0.09% | +3,040+3.2% | Added |
| Victory Capital Management Inc | 105,918 | $21.1M | 0.02% | −10,957−9.4% | Reduced |
| Rhumbline Advisers | 113,105 | $22.5M | 0.03% | −379−0.3% | Reduced |
| Atika Capital Management LLC | 116,500 | $23.2M | 3.30% | −2,000−1.7% | Reduced |
| Amundi | 121,330 | $23.4M | 0.01% | +55,678+84.8% | Added |
| Franklin Resources Inc | 123,210 | $24.5M | 0.01% | −46,777−27.5% | Reduced |
| RTW Investments, LP | 124,000 | $24.7M | 0.52% | +124,000 | New |
| Alyeska Investment Group, L.P. | 125,586 | $25.0M | 0.17% | +125,586 | New |
| SEI Investments Co | 129,986 | $25.9M | 0.05% | +17,343+15.4% | Added |
| Nomura Holdings Inc | 130,882 | $26.1M | 0.28% | +130,882 | New |
| First Trust Advisors LP | 140,598 | $28.0M | 0.03% | +91,680+187.4% | Added |
| Principal Financial Group Inc | 146,893 | $29.2M | 0.02% | +1,587+1.1% | Added |
| Bank of Montreal | 136,893 | $29.3M | 0.02% | +131,938+2,662.7% | Added |
| Rock Springs Capital Management LP | 147,500 | $29.4M | 0.79% | +32,400+28.1% | Added |
| WCM Investment Management, LLC | 149,695 | $30.0M | 0.09% | +50,393+50.7% | Added |
| Goldman Sachs Group Inc | 151,995 | $30.3M | 0.01% | −48,605−24.2% | Reduced |
| Barclays PLC | 153,641 | $30.6M | 0.02% | +101,557+195.0% | Added |
| Armistice Capital, LLC | 159,002 | $31.7M | 0.94% | +9,002+6.0% | Added |
| American Century Companies Inc | 170,866 | $34.0M | 0.03% | +89,094+109.0% | Added |
| Massachusetts Financial Services Co | 174,111 | $34.7M | 0.01% | +14,106+8.8% | Added |
| Nuveen Asset Management, LLC | 178,929 | $35.6M | 0.01% | −23,804−11.7% | Reduced |
| Lord, Abbett & Co. LLC | 185,307 | $36.9M | 0.14% | −213,865−53.6% | Reduced |
| TimesSquare Capital Management, LLC | 187,855 | $37.4M | 0.58% | +115,155+158.4% | Added |
| New York State Common Retirement Fund | 207,450 | $41.3M | 0.06% | −22,622−9.8% | Reduced |
| Macquarie Group Ltd | 219,853 | $43.8M | 0.05% | −43,239−16.4% | Reduced |
| Charles Schwab Investment Management Inc | 221,000 | $44.0M | 0.01% | −5,524−2.4% | Reduced |
| Bank of America Corp | 241,993 | $48.2M | 0.01% | +55,274+29.6% | Added |
| Fiera Capital Corp | 242,780 | $48.3M | 0.15% | −46,213−16.0% | Reduced |
| Bellevue Group AG | 254,279 | $50.6M | 0.82% | −16,247−6.0% | Reduced |
| Renaissance Technologies LLC | 256,600 | $51.1M | 0.09% | +53,800+26.5% | Added |
| Northern Trust Corp | 262,218 | $52.2M | 0.01% | −3,843−1.4% | Reduced |
| Baillie Gifford & Co | 272,963 | $54.3M | 0.05% | −27,809−9.2% | Reduced |
| Primecap Management Co | 280,670 | $55.9M | 0.05% | −4,430−1.6% | Reduced |
| Fred Alger Management, LLC | 310,225 | $61.8M | 0.36% | −14,046−4.3% | Reduced |
| Janus Henderson Group PLC | 319,082 | $63.5M | 0.04% | +68,923+27.6% | Added |
| Millennium Management LLC | 328,847 | $65.5M | 0.07% | +5,860+1.8% | Added |
| Eagle Asset Management Inc | 331,451 | $66.0M | 0.39% | −49,165−12.9% | Reduced |
| Bank of New York Mellon Corp | 335,264 | $66.8M | 0.01% | −4,533−1.3% | Reduced |
| Eventide Asset Management, LLC | 355,717 | $70.8M | 1.28% | +113,260+46.7% | Added |
| Credit Suisse AG | 363,608 | $72.4M | 0.08% | +56,298+18.3% | Added |
| Citadel Advisors LLC | 367,973 | $73.3M | 0.08% | +321,500+691.8% | Added |
| Canada Pension Plan Investment Board | 386,321 | $76.9M | 0.11% | +154,637+66.7% | Added |
| Alliancebernstein L.P. | 388,071 | $77.3M | 0.03% | +311,863+409.2% | Added |
| Morgan Stanley | 430,495 | $85.7M | 0.01% | +14,164+3.4% | Added |
| Gilder Gagnon Howe & Co LLC | 549,173 | $109.3M | 1.66% | −14,443−2.6% | Reduced |
| Marshall Wace, LLP | 562,287 | $112.0M | 0.24% | +206,667+58.1% | Added |