Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 460
- +80 vs. Q1 2023
- Shares held
- 32.7M
- −1.25M (−3.7%) vs. Q1 2023
- Total value
- $9.33B
- +$2.02B (+27.6%) vs. Q1 2023
- New holders
- 122
- 114 more added
- Sold out
- 42
- 175 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American Century Companies Inc | 81,772 | $23.3M | 0.02% | +65,727+409.6% | Added |
| Neuberger Berman Group LLC | 84,934 | $24.2M | 0.02% | +30,131+55.0% | Added |
| Royal Bank of Canada | 86,747 | $24.8M | 0.01% | +24,058+38.4% | Added |
| Ameriprise Financial Inc | 89,776 | $25.6M | 0.01% | −15,277−14.5% | Reduced |
| Qube Research & Technologies Ltd | 93,296 | $26.6M | 0.10% | +93,296 | New |
| STRS Ohio | 96,460 | $27.5M | 0.12% | −11,240−10.4% | Reduced |
| WCM Investment Management, LLC | 99,302 | $28.4M | 0.08% | +40,188+68.0% | Added |
| D. E. Shaw & Co., Inc. | 110,745 | $31.6M | 0.05% | +60,846+121.9% | Added |
| SEI Investments Co | 112,643 | $32.2M | 0.06% | −1,776−1.6% | Reduced |
| Nicholas Investment Partners, LP | 112,999 | $32.3M | 2.21% | +92+0.1% | Added |
| Rhumbline Advisers | 113,484 | $32.4M | 0.04% | +160.0% | Added |
| Rock Springs Capital Management LP | 115,100 | $32.9M | 0.78% | 00.0% | Unchanged |
| Victory Capital Management Inc | 116,875 | $33.4M | 0.04% | −9,129−7.2% | Reduced |
| Atika Capital Management LLC | 118,500 | $33.8M | 4.25% | +500+0.4% | Added |
| Driehaus Capital Management LLC | 135,381 | $38.6M | 0.49% | +135,381 | New |
| Laurion Capital Management LP | 136,078 | $38.8M | 1.67% | +136,078 | New |
| HRT Financial LP | 140,374 | $40.1M | 0.37% | +140,374 | New |
| Principal Financial Group Inc | 145,306 | $41.5M | 0.03% | −2,883−1.9% | Reduced |
| Armistice Capital, LLC | 150,000 | $42.8M | 1.07% | −106,000−41.4% | Reduced |
| Massachusetts Financial Services Co | 160,005 | $45.7M | 0.02% | +10,951+7.3% | Added |
| Franklin Resources Inc | 169,987 | $48.5M | 0.02% | +164,745+3,142.8% | Added |
| Susquehanna International Group, LLP | 174,171 | $49.7M | 0.08% | +151,146+656.4% | Added |
| Bank of America Corp | 186,719 | $53.3M | 0.01% | −24,763−11.7% | Reduced |
| Goldman Sachs Group Inc | 200,600 | $57.3M | 0.01% | −40,667−16.9% | Reduced |
| Nuveen Asset Management, LLC | 202,733 | $57.9M | 0.02% | −93,781−31.6% | Reduced |
| Renaissance Technologies LLC | 202,800 | $57.9M | 0.08% | +6,600+3.4% | Added |
| Charles Schwab Investment Management Inc | 226,524 | $64.7M | 0.02% | −72,584−24.3% | Reduced |
| New York State Common Retirement Fund | 230,072 | $65.7M | 0.08% | +13,011+6.0% | Added |
| Canada Pension Plan Investment Board | 231,684 | $66.1M | 0.10% | +171,884+287.4% | Added |
| Eventide Asset Management, LLC | 242,457 | $69.2M | 1.17% | +582+0.2% | Added |
| Janus Henderson Group PLC | 250,159 | $71.4M | 0.04% | −16,055−6.0% | Reduced |
| Macquarie Group Ltd | 263,092 | $75.1M | 0.09% | −208,291−44.2% | Reduced |
| Northern Trust Corp | 266,061 | $75.9M | 0.01% | −187,982−41.4% | Reduced |
| Bellevue Group AG | 270,526 | $77.2M | 1.10% | −10,850−3.9% | Reduced |
| Primecap Management Co | 285,100 | $81.4M | 0.07% | −8,150−2.8% | Reduced |
| Fiera Capital Corp | 288,993 | $82.5M | 0.24% | −6,843−2.3% | Reduced |
| Baillie Gifford & Co | 300,772 | $85.8M | 0.07% | −46,255−13.3% | Reduced |
| Credit Suisse AG | 307,310 | $87.7M | 0.09% | −67,228−17.9% | Reduced |
| Millennium Management LLC | 322,987 | $92.2M | 0.10% | +287,780+817.4% | Added |
| Fred Alger Management, LLC | 324,271 | $92.6M | 0.47% | +15,106+4.9% | Added |
| 1832 Asset Management L.P. | 339,700 | $97.0M | 0.19% | −45,800−11.9% | Reduced |
| Bank of New York Mellon Corp | 339,797 | $97.0M | 0.02% | −12,558−3.6% | Reduced |
| Marshall Wace, LLP | 355,620 | $101.5M | 0.22% | −273,453−43.5% | Reduced |
| Eagle Asset Management Inc | 380,616 | $108.6M | 0.60% | +308,622+428.7% | Added |
| Lord, Abbett & Co. LLC | 399,172 | $113.9M | 0.39% | +372,413+1,391.7% | Added |
| Morgan Stanley | 416,331 | $118.8M | 0.01% | +25,701+6.6% | Added |
| Allspring Global Investments Holdings, LLC | 475,265 | $135.6M | 0.22% | −6,169−1.3% | Reduced |
| Gilder Gagnon Howe & Co LLC | 563,616 | $160.9M | 2.20% | −36,342−6.1% | Reduced |
| Geode Capital Management, LLC | 565,866 | $161.5M | 0.02% | −135,645−19.3% | Reduced |
| Norges Bank | 577,038 | $164.7M | 0.03% | −112,643−16.3% | Reduced |
| Capital World Investors | 585,000 | $167.0M | 0.03% | 00.0% | Unchanged |
| Invesco Ltd. | 773,776 | $220.8M | 0.06% | +29,897+4.0% | Added |
| JPMorgan Chase & Co | 835,138 | $238.4M | 0.03% | −438,609−34.4% | Reduced |
| State Street Corp | 1,018,186 | $290.6M | 0.02% | −188,316−15.6% | Reduced |
| Price T Rowe Associates Inc | 1,091,050 | $311.4M | 0.04% | −303,717−21.8% | Reduced |
| Artisan Partners Limited Partnership | 1,147,784 | $327.6M | 0.53% | +90,314+8.5% | Added |
| Wellington Management Group LLP | 1,352,723 | $386.1M | 0.07% | +868,871+179.6% | Added |
| FMR LLC | 2,434,974 | $695.0M | 0.06% | −179,867−6.9% | Reduced |
| Vanguard Group Inc | 3,603,014 | $1.03B | 0.02% | −137,387−3.7% | Reduced |
| BlackRock Inc. | 3,636,444 | $1.04B | 0.03% | −882,711−19.5% | Reduced |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −124,605−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −81,900−100.0% | Sold out |
| Lombard Odier Asset Management (Switzerland) SA | 0 | $0 | 0.00% | −72,904−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −21,713−100.0% | Sold out |
| Impax Asset Management Group plc | 0 | $0 | 0.00% | −17,500−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −15,762−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −15,570−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −13,096−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −9,047−100.0% | Sold out |
| Dana Investment Advisors, Inc. | 0 | $0 | 0.00% | −8,196−100.0% | Sold out |
| Robeco Institutional Asset Management B.V. | 0 | $0 | 0.00% | −7,468−100.0% | Sold out |
| Apeiron Capital Ltd | 0 | $0 | 0.00% | −5,100−100.0% | Sold out |
| Summit Global Investments | 0 | $0 | 0.00% | −4,660−100.0% | Sold out |
| Jennison Associates LLC | 0 | $0 | 0.00% | −4,168−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −3,872−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −3,423−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −3,247−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −3,033−100.0% | Sold out |
| Fermata Advisors, LLC | 0 | $0 | 0.00% | −2,600−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −2,540−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −1,923−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −1,649−100.0% | Sold out |
| WSFS Capital Management, LLC | 0 | $0 | 0.00% | −1,612−100.0% | Sold out |
| LGT Fund Management Co Ltd. | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −1,199−100.0% | Sold out |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −1,027−100.0% | Sold out |
| DuPont Capital Management Corp | 0 | $0 | 0.00% | −884−100.0% | Sold out |
| Values First Advisors, Inc. | 0 | $0 | 0.00% | −684−100.0% | Sold out |
| Steel Peak Wealth Management LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −410−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −148−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −90−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −36−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −24−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Grove Bank & Trust | 0 | $0 | 0.00% | −4−100.0% | Sold out |