Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 382
- −26 vs. Q4 2022
- Shares held
- 33.9M
- +1.57M (+4.8%) vs. Q4 2022
- Total value
- $7.31B
- +$652.8M (+9.8%) vs. Q4 2022
- New holders
- 53
- 155 more added
- Sold out
- 79
- 126 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eversept Partners, LP | 47,577 | $10.3M | 0.93% | +47,577 | New |
| Mutual of America Capital Management LLC | 47,726 | $10.3M | 0.12% | −1,468−3.0% | Reduced |
| Ziegler Capital Management, LLC | 47,831 | $10.4M | 0.41% | −807−1.7% | Reduced |
| D. E. Shaw & Co., Inc. | 49,899 | $10.8M | 0.02% | −63,841−56.1% | Reduced |
| TD Asset Management Inc | 52,723 | $11.4M | 0.01% | +3,552+7.2% | Added |
| Neuberger Berman Group LLC | 54,803 | $11.9M | 0.01% | +42,334+339.5% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 55,425 | $12.0M | 0.03% | +7,800+16.4% | Added |
| Prudential Financial Inc | 55,666 | $12.1M | 0.02% | −29,707−34.8% | Reduced |
| Legal & General Group Plc | 58,656 | $12.7M | 0.00% | +2,134+3.8% | Added |
| WCM Investment Management, LLC | 59,114 | $12.8M | 0.04% | +11,751+24.8% | Added |
| Canada Pension Plan Investment Board | 59,800 | $13.0M | 0.02% | +25,484+74.3% | Added |
| AQR Capital Management LLC | 59,848 | $13.0M | 0.03% | +34,484+136.0% | Added |
| Sectoral Asset Management Inc | 62,550 | $13.6M | 2.61% | +23,450+60.0% | Added |
| Royal Bank of Canada | 62,689 | $13.6M | 0.00% | −1,233−1.9% | Reduced |
| Amundi | 59,572 | $13.8M | 0.01% | +2,053+3.6% | Added |
| Rhenman & Partners Asset Management AB | 67,000 | $14.3M | 1.58% | +20,000+42.6% | Added |
| California Public Employees Retirement System | 70,412 | $15.3M | 0.01% | −12,081−14.6% | Reduced |
| Eagle Asset Management Inc | 71,994 | $15.6M | 0.09% | −20,653−22.3% | Reduced |
| American International Group, Inc. | 72,587 | $15.7M | 0.10% | −172−0.2% | Reduced |
| Fuller & Thaler Asset Management, Inc. | 72,712 | $15.8M | 0.09% | +5,032+7.4% | Added |
| Lombard Odier Asset Management (Switzerland) SA | 72,904 | $15.8M | 1.38% | +30,187+70.7% | Added |
| Manufacturers Life Insurance Company, The | 76,833 | $16.7M | 0.01% | +977+1.3% | Added |
| Swiss National Bank | 78,000 | $16.9M | 0.01% | −8,700−10.0% | Reduced |
| Fisher Asset Management, LLC | 78,748 | $17.1M | 0.01% | −768−1.0% | Reduced |
| Allianz Asset Management GmbH | 81,280 | $17.6M | 0.04% | +13,966+20.7% | Added |
| Polar Asset Management Partners Inc. | 81,900 | $17.8M | 0.31% | +81,900 | New |
| Voloridge Investment Management, LLC | 83,903 | $18.2M | 0.09% | −84,420−50.2% | Reduced |
| Wells Fargo & Company | 85,577 | $18.6M | 0.01% | +6,769+8.6% | Added |
| Dimensional Fund Advisors LP | 86,571 | $18.8M | 0.01% | −4,214−4.6% | Reduced |
| Alliancebernstein L.P. | 93,743 | $20.3M | 0.01% | −11,743−11.1% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 100,262 | $21.7M | 0.08% | +27,307+37.4% | Added |
| TimesSquare Capital Management, LLC | 102,760 | $22.3M | 0.33% | −14,360−12.3% | Reduced |
| Balyasny Asset Management LLC | 102,871 | $22.3M | 0.07% | +70,265+215.5% | Added |
| Ameriprise Financial Inc | 105,053 | $22.8M | 0.01% | +9,755+10.2% | Added |
| STRS Ohio | 107,700 | $23.4M | 0.10% | +20,500+23.5% | Added |
| Nicholas Investment Partners, LP | 112,907 | $24.5M | 1.86% | +28,400+33.6% | Added |
| Rhumbline Advisers | 113,468 | $24.6M | 0.03% | −286−0.3% | Reduced |
| SEI Investments Co | 114,419 | $24.8M | 0.05% | +80,162+234.0% | Added |
| Rock Springs Capital Management LP | 115,100 | $25.0M | 0.60% | 00.0% | Unchanged |
| Atika Capital Management LLC | 118,000 | $25.6M | 3.99% | −4,593−3.7% | Reduced |
| Alyeska Investment Group, L.P. | 124,605 | $27.0M | 0.24% | +76,605+159.6% | Added |
| Victory Capital Management Inc | 126,004 | $27.3M | 0.03% | −46,404−26.9% | Reduced |
| Principal Financial Group Inc | 148,189 | $32.1M | 0.02% | −229−0.2% | Reduced |
| Massachusetts Financial Services Co | 149,054 | $32.3M | 0.01% | +149,054 | New |
| Jane Street Group, LLC | 149,677 | $32.5M | 0.06% | +126,988+559.7% | Added |
| Citadel Advisors LLC | 161,779 | $35.1M | 0.04% | −21,993−12.0% | Reduced |
| Renaissance Technologies LLC | 196,200 | $42.5M | 0.06% | −206,400−51.3% | Reduced |
| Bank of America Corp | 211,482 | $45.9M | 0.01% | +17,643+9.1% | Added |
| New York State Common Retirement Fund | 217,061 | $47.1M | 0.06% | +1,525+0.7% | Added |
| Goldman Sachs Group Inc | 241,267 | $52.3M | 0.01% | −64,531−21.1% | Reduced |
| Eventide Asset Management, LLC | 241,875 | $52.4M | 0.96% | +202,175+509.3% | Added |
| Armistice Capital, LLC | 256,000 | $55.5M | 1.29% | +204,000+392.3% | Added |
| Janus Henderson Group PLC | 266,214 | $57.7M | 0.04% | +259,754+4,021.0% | Added |
| Point72 Asset Management, L.P. | 268,613 | $58.2M | 0.21% | +69,050+34.6% | Added |
| Bellevue Group AG | 281,376 | $61.0M | 0.89% | +33,760+13.6% | Added |
| Primecap Management Co | 293,250 | $63.6M | 0.06% | +1,800+0.6% | Added |
| Fiera Capital Corp | 295,836 | $64.1M | 0.19% | −5,457−1.8% | Reduced |
| Nuveen Asset Management, LLC | 296,514 | $64.3M | 0.02% | +15,458+5.5% | Added |
| Charles Schwab Investment Management Inc | 299,108 | $64.9M | 0.02% | −477−0.2% | Reduced |
| Fred Alger Management, LLC | 309,165 | $67.0M | 0.36% | −106,644−25.6% | Reduced |
| Baillie Gifford & Co | 347,027 | $75.2M | 0.07% | −863−0.2% | Reduced |
| Bank of New York Mellon Corp | 352,355 | $76.4M | 0.02% | −8,865−2.5% | Reduced |
| Credit Suisse AG | 374,538 | $81.2M | 0.08% | +123,383+49.1% | Added |
| 1832 Asset Management L.P. | 385,500 | $83.6M | 0.17% | +56,100+17.0% | Added |
| Morgan Stanley | 390,630 | $84.7M | 0.01% | +109,362+38.9% | Added |
| Northern Trust Corp | 454,043 | $98.5M | 0.02% | +3,724+0.8% | Added |
| Macquarie Group Ltd | 471,383 | $102.2M | 0.12% | −284,625−37.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 481,434 | $104.4M | 0.17% | +156,344+48.1% | Added |
| Wellington Management Group LLP | 483,852 | $104.9M | 0.02% | +50,821+11.7% | Added |
| Capital World Investors | 585,000 | $126.8M | 0.03% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 599,958 | $130.1M | 2.15% | −105,922−15.0% | Reduced |
| Marshall Wace, LLP | 629,073 | $136.4M | 0.34% | +294,713+88.1% | Added |
| Norges Bank | 689,681 | $149.5M | 0.03% | +179,093+35.1% | Added |
| Geode Capital Management, LLC | 701,511 | $152.1M | 0.02% | +30,285+4.5% | Added |
| Invesco Ltd. | 743,879 | $161.3M | 0.05% | +39,043+5.5% | Added |
| Artisan Partners Limited Partnership | 1,057,470 | $229.3M | 0.38% | +389,636+58.3% | Added |
| State Street Corp | 1,206,502 | $261.6M | 0.01% | +35,015+3.0% | Added |
| JPMorgan Chase & Co | 1,273,747 | $276.2M | 0.04% | +467,237+57.9% | Added |
| Price T Rowe Associates Inc | 1,394,767 | $302.4M | 0.05% | +382,374+37.8% | Added |
| FMR LLC | 2,614,841 | $567.0M | 0.05% | −446,018−14.6% | Reduced |
| Vanguard Group Inc | 3,740,401 | $811.0M | 0.02% | +45,470+1.2% | Added |
| BlackRock Inc. | 4,519,155 | $979.9M | 0.03% | −53,670−1.2% | Reduced |
| Viking Global Investors LPSuperinvestorViking Global Investors | 0 | $0 | 0.00% | −164,607−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −75,889−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −64,053−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −47,592−100.0% | Sold out |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −45,726−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −40,942−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −24,803−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −18,209−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −17,258−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −16,089−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −15,029−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −12,860−100.0% | Sold out |
| M&G Investment Management Ltd | 0 | $0 | 0.00% | −12,472−100.0% | Sold out |
| Castleark Management LLC | 0 | $0 | 0.00% | −11,359−100.0% | Sold out |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −11,317−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −11,128−100.0% | Sold out |
| Lisanti Capital Growth, LLC | 0 | $0 | 0.00% | −10,510−100.0% | Sold out |