Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 415
- +10 vs. Q3 2022
- Shares held
- 32.4M
- −793.2K (−2.4%) vs. Q3 2022
- Total value
- $6.66B
- −$2.57B (−27.8%) vs. Q3 2022
- New holders
- 66
- 159 more added
- Sold out
- 56
- 148 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Susquehanna International Group, LLP | 25,718 | $5.29M | 0.01% | +12,534+95.1% | Added |
| Osterweis Capital Management Inc | 26,059 | $5.36M | 0.39% | +12,980+99.2% | Added |
| BNP Paribas Arbitrage, SA | 26,417 | $5.43M | 0.01% | +3,752+16.6% | Added |
| Granite Investment Partners, LLC | 26,526 | $5.45M | 0.23% | −115−0.4% | Reduced |
| Great West Life Assurance Co | 29,795 | $6.13M | 0.02% | +7,884+36.0% | Added |
| State of Tennessee, Treasury Department | 30,000 | $6.17M | 0.03% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 30,964 | $6.37M | 0.05% | +30,964 | New |
| Biondo Investment Advisors, LLC | 31,238 | $6.42M | 1.43% | +2,450+8.5% | Added |
| Natixis | 31,509 | $6.48M | 0.04% | +13,834+78.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 32,375 | $6.66M | 0.04% | +32,375 | New |
| Balyasny Asset Management LLC | 32,606 | $6.70M | 0.02% | +31,760+3,754.1% | Added |
| Nordea Investment Management AB | 34,314 | $6.99M | 0.01% | +34,314 | New |
| SEI Investments Co | 34,257 | $7.04M | 0.02% | −90,943−72.6% | Reduced |
| Canada Pension Plan Investment Board | 34,316 | $7.06M | 0.01% | +23,416+214.8% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 35,000 | $7.20M | 0.04% | +15,000+75.0% | Added |
| Voya Investment Management LLC | 35,786 | $7.36M | 0.01% | +2,592+7.8% | Added |
| Advisor Group Holdings, Inc. | 35,951 | $7.39M | 0.01% | −3,799−9.6% | Reduced |
| Los Angeles Capital Management LLC | 37,169 | $7.64M | 0.04% | −3,120−7.7% | Reduced |
| Thornburg Investment Management Inc | 38,761 | $7.97M | 0.13% | −1,895−4.7% | Reduced |
| Barclays PLC | 39,093 | $8.04M | 0.01% | +31,192+394.8% | Added |
| Sectoral Asset Management Inc | 39,100 | $8.04M | 1.56% | +9,500+32.1% | Added |
| Eventide Asset Management, LLC | 39,700 | $8.16M | 0.16% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 40,593 | $8.35M | 0.00% | +1,966+5.1% | Added |
| MetLife Investment Management | 40,701 | $8.37M | 0.06% | −557−1.4% | Reduced |
| Jacobs Levy Equity Management, Inc | 40,942 | $8.42M | 0.06% | −1,845−4.3% | Reduced |
| Bridgewater Associates, LP | 42,317 | $8.70M | 0.05% | −13,711−24.5% | Reduced |
| Lombard Odier Asset Management (Switzerland) SA | 42,717 | $8.78M | 0.70% | +12,015+39.1% | Added |
| Russell Investments Group, Ltd. | 43,326 | $8.91M | 0.02% | −10,164−19.0% | Reduced |
| Thrivent Financial for Lutherans | 43,383 | $8.92M | 0.02% | +4,228+10.8% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 47,625 | $9.15M | 0.02% | +12,665+36.2% | Added |
| UBS Group AG | 45,345 | $9.32M | 0.00% | +37,531+480.3% | Added |
| California State Teachers Retirement System | 45,471 | $9.35M | 0.01% | +590+1.3% | Added |
| Driehaus Capital Management LLC | 45,726 | $9.40M | 0.14% | −148,802−76.5% | Reduced |
| New York State Teachers Retirement System | 46,577 | $9.58M | 0.02% | +1,087+2.4% | Added |
| Stifel Financial Corp | 46,951 | $9.65M | 0.01% | −1,353−2.8% | Reduced |
| Rhenman & Partners Asset Management AB | 47,000 | $9.66M | 1.01% | +27,000+135.0% | Added |
| WCM Investment Management, LLC | 47,363 | $9.74M | 0.03% | −12,141−20.4% | Reduced |
| Cubist Systematic Strategies, LLC | 47,592 | $9.79M | 0.08% | −23,733−33.3% | Reduced |
| Retirement Systems of Alabama | 47,636 | $9.79M | 0.04% | +601+1.3% | Added |
| Alyeska Investment Group, L.P. | 48,000 | $9.87M | 0.10% | +48,000 | New |
| Ziegler Capital Management, LLC | 48,638 | $10.0M | 0.42% | −11,668−19.3% | Reduced |
| TD Asset Management Inc | 49,171 | $10.1M | 0.01% | −19,956−28.9% | Reduced |
| Mutual of America Capital Management LLC | 49,194 | $10.1M | 0.13% | +10,107+25.9% | Added |
| State of Wisconsin Investment Board | 49,978 | $10.3M | 0.03% | −2,193−4.2% | Reduced |
| Armistice Capital, LLC | 52,000 | $10.7M | 0.29% | +16,000+44.4% | Added |
| Deutsche Bank AG | 53,011 | $10.9M | 0.01% | +6,479+13.9% | Added |
| Amundi | 57,519 | $11.5M | 0.01% | −2,405−4.0% | Reduced |
| Legal & General Group Plc | 56,522 | $11.6M | 0.00% | +2,986+5.6% | Added |
| Bamco Inc | 60,591 | $12.5M | 0.04% | +2,186+3.7% | Added |
| Royal Bank of Canada | 63,922 | $13.1M | 0.00% | +4,675+7.9% | Added |
| Qube Research & Technologies Ltd | 64,053 | $13.2M | 0.08% | +27,374+74.6% | Added |
| Allianz Asset Management GmbH | 67,314 | $13.8M | 0.03% | +53,291+380.0% | Added |
| Fuller & Thaler Asset Management, Inc. | 67,680 | $13.9M | 0.09% | −178−0.3% | Reduced |
| American International Group, Inc. | 72,759 | $15.0M | 0.10% | −462−0.6% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 72,955 | $15.0M | 0.05% | +14,966+25.8% | Added |
| Quadrature Capital Ltd | 75,889 | $15.6M | 0.46% | −2,839−3.6% | Reduced |
| Manufacturers Life Insurance Company, The | 75,856 | $15.7M | 0.01% | −10,736−12.4% | Reduced |
| Wells Fargo & Company | 78,808 | $16.2M | 0.01% | +1,885+2.5% | Added |
| Fisher Asset Management, LLC | 79,516 | $16.3M | 0.01% | −30,314−27.6% | Reduced |
| Jennison Associates LLC | 81,092 | $16.7M | 0.02% | −1,035−1.3% | Reduced |
| California Public Employees Retirement System | 82,493 | $17.0M | 0.01% | +2,349+2.9% | Added |
| Nicholas Investment Partners, LP | 84,507 | $17.4M | 1.52% | −11,269−11.8% | Reduced |
| Prudential Financial Inc | 85,373 | $17.6M | 0.03% | +22,290+35.3% | Added |
| Eagle Asset Management Inc | 92,647 | $17.8M | 0.11% | −48,075−34.2% | Reduced |
| Swiss National Bank | 86,700 | $17.8M | 0.01% | +1,800+2.1% | Added |
| STRS Ohio | 87,200 | $17.9M | 0.08% | −300−0.3% | Reduced |
| First Trust Advisors LP | 87,193 | $17.9M | 0.02% | −47,082−35.1% | Reduced |
| Dimensional Fund Advisors LP | 90,785 | $18.7M | 0.01% | +3,005+3.4% | Added |
| Ameriprise Financial Inc | 95,298 | $19.6M | 0.01% | −31,280−24.7% | Reduced |
| Alliancebernstein L.P. | 105,486 | $21.7M | 0.01% | +25,174+31.3% | Added |
| D. E. Shaw & Co., Inc. | 113,740 | $23.4M | 0.04% | +25,335+28.7% | Added |
| Rhumbline Advisers | 113,754 | $23.4M | 0.03% | +3,567+3.2% | Added |
| Rock Springs Capital Management LP | 115,100 | $23.7M | 0.57% | −65,000−36.1% | Reduced |
| TimesSquare Capital Management, LLC | 117,120 | $24.1M | 0.34% | +2,620+2.3% | Added |
| Atika Capital Management LLC | 122,593 | $25.2M | 3.85% | −10,182−7.7% | Reduced |
| Principal Financial Group Inc | 148,418 | $30.5M | 0.02% | +356+0.2% | Added |
| Viking Global Investors LPSuperinvestorViking Global Investors | 164,607 | $33.8M | 0.17% | +7,280+4.6% | Added |
| Voloridge Investment Management, LLC | 168,323 | $34.6M | 0.19% | −21,545−11.3% | Reduced |
| Victory Capital Management Inc | 172,408 | $35.4M | 0.04% | −27,015−13.5% | Reduced |
| Citadel Advisors LLC | 183,772 | $37.8M | 0.04% | +80,540+78.0% | Added |
| Bank of America Corp | 193,839 | $39.9M | 0.01% | −4,922−2.5% | Reduced |
| Point72 Asset Management, L.P. | 199,563 | $41.0M | 0.15% | +199,563 | New |
| New York State Common Retirement Fund | 215,536 | $44.3M | 0.06% | +2,442+1.1% | Added |
| Lord, Abbett & Co. LLC | 231,929 | $47.7M | 0.17% | −343,866−59.7% | Reduced |
| Bellevue Group AG | 247,616 | $50.9M | 0.68% | −28,516−10.3% | Reduced |
| Credit Suisse AG | 251,155 | $51.6M | 0.06% | −18,322−6.8% | Reduced |
| Nuveen Asset Management, LLC | 281,056 | $57.8M | 0.02% | +12,026+4.5% | Added |
| Morgan Stanley | 281,268 | $57.8M | 0.01% | −77,808−21.7% | Reduced |
| Primecap Management Co | 291,450 | $59.9M | 0.05% | −35,170−10.8% | Reduced |
| Charles Schwab Investment Management Inc | 299,585 | $61.6M | 0.02% | +6,733+2.3% | Added |
| Fiera Capital Corp | 301,293 | $61.9M | 0.19% | −781−0.3% | Reduced |
| Goldman Sachs Group Inc | 305,798 | $62.9M | 0.02% | −139,874−31.4% | Reduced |
| Millennium Management LLC | 305,825 | $62.9M | 0.07% | +299,728+4,916.0% | Added |
| Allspring Global Investments Holdings, LLC | 325,090 | $66.8M | 0.11% | −114,939−26.1% | Reduced |
| 1832 Asset Management L.P. | 329,400 | $67.7M | 0.14% | −196,100−37.3% | Reduced |
| Marshall Wace, LLP | 334,360 | $68.7M | 0.18% | +148,959+80.3% | Added |
| Baillie Gifford & Co | 347,890 | $71.5M | 0.07% | −46,554−11.8% | Reduced |
| Bank of New York Mellon Corp | 361,220 | $74.3M | 0.02% | −7,493−2.0% | Reduced |
| Renaissance Technologies LLC | 402,600 | $82.8M | 0.11% | +79,900+24.8% | Added |
| Fred Alger Management, LLC | 415,809 | $85.5M | 0.46% | −164,802−28.4% | Reduced |