Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 411
- +76 vs. Q2 2022
- Shares held
- 33.2M
- −1.44M (−4.2%) vs. Q2 2022
- Total value
- $9.23B
- +$2.60B (+39.3%) vs. Q2 2022
- New holders
- 103
- 130 more added
- Sold out
- 27
- 135 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State of New Jersey Common Pension Fund D | 21,610 | $6.01M | 0.02% | 00.0% | Unchanged |
| Great West Life Assurance Co | 21,911 | $6.09M | 0.02% | −20.0% | Reduced |
| LPL Financial LLC | 21,978 | $6.11M | 0.01% | +2,562+13.2% | Added |
| BNP Paribas Arbitrage, SA | 22,665 | $6.30M | 0.02% | +13,805+155.8% | Added |
| Comerica Bank | 23,041 | $6.42M | 0.05% | +561+2.5% | Added |
| Amalgamated Bank | 25,338 | $7.05M | 0.07% | +1,012+4.2% | Added |
| Envestnet Asset Management Inc | 25,989 | $7.23M | 0.00% | −2,155−7.7% | Reduced |
| Granite Investment Partners, LLC | 26,641 | $7.41M | 0.32% | +158+0.6% | Added |
| Axiom Investors LLC | 28,080 | $7.81M | 0.16% | +28,080 | New |
| Calamos Advisors LLC | 28,136 | $7.82M | 0.04% | +2,401+9.3% | Added |
| Putnam Investments LLC | 28,757 | $8.00M | 0.02% | +28,757 | New |
| Biondo Investment Advisors, LLC | 28,788 | $8.01M | 1.85% | +7,255+33.7% | Added |
| Sectoral Asset Management Inc | 29,600 | $8.23M | 1.62% | −1,400−4.5% | Reduced |
| State of Tennessee, Treasury Department | 30,000 | $8.34M | 0.04% | +30,000 | New |
| Lombard Odier Asset Management (Switzerland) SA | 30,702 | $8.54M | 0.72% | −43,152−58.4% | Reduced |
| Voya Investment Management LLC | 33,194 | $9.23M | 0.01% | +688+2.1% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 34,960 | $9.72M | 0.03% | +34,960 | New |
| Castleark Management LLC | 35,054 | $9.75M | 0.54% | −13,770−28.2% | Reduced |
| Armistice Capital, LLC | 36,000 | $10.0M | 0.25% | +36,000 | New |
| Qube Research & Technologies Ltd | 36,679 | $10.2M | 0.07% | +36,679 | New |
| UBS Asset Management Americas Inc | 38,627 | $10.7M | 0.01% | −7,987−17.1% | Reduced |
| Mutual of America Capital Management LLC | 39,087 | $10.9M | 0.15% | +9,171+30.7% | Added |
| Thrivent Financial for Lutherans | 39,155 | $10.9M | 0.03% | +29,765+317.0% | Added |
| Eventide Asset Management, LLC | 39,700 | $11.0M | 0.22% | +16,100+68.2% | Added |
| Advisor Group Holdings, Inc. | 39,750 | $11.1M | 0.03% | +17,620+79.6% | Added |
| Los Angeles Capital Management LLC | 40,289 | $11.2M | 0.06% | +26,869+200.2% | Added |
| Thornburg Investment Management Inc | 40,656 | $11.3M | 0.20% | −8,155−16.7% | Reduced |
| MetLife Investment Management | 41,258 | $11.5M | 0.10% | +250+0.6% | Added |
| Jacobs Levy Equity Management, Inc | 42,787 | $11.9M | 0.09% | +42,787 | New |
| California State Teachers Retirement System | 44,881 | $12.5M | 0.02% | −804−1.8% | Reduced |
| Jane Street Group, LLC | 45,166 | $12.6M | 0.02% | −14,919−24.8% | Reduced |
| New York State Teachers Retirement System | 45,490 | $12.6M | 0.03% | +7,522+19.8% | Added |
| Deutsche Bank AG | 46,532 | $12.9M | 0.01% | −16,651−26.4% | Reduced |
| Retirement Systems of Alabama | 47,035 | $13.1M | 0.06% | −115−0.2% | Reduced |
| Bank of Montreal | 45,832 | $13.1M | 0.01% | +38,904+561.5% | Added |
| Stifel Financial Corp | 48,304 | $13.4M | 0.02% | −1,393−2.8% | Reduced |
| State of Wisconsin Investment Board | 52,171 | $14.5M | 0.05% | −2,218−4.1% | Reduced |
| Russell Investments Group, Ltd. | 53,490 | $14.9M | 0.03% | +9,821+22.5% | Added |
| Legal & General Group Plc | 53,536 | $14.9M | 0.01% | −2,921−5.2% | Reduced |
| Lisanti Capital Growth, LLC | 54,152 | $15.1M | 2.01% | −30,710−36.2% | Reduced |
| Bridgewater Associates, LP | 56,028 | $15.6M | 0.08% | +2,609+4.9% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 57,989 | $16.1M | 0.06% | −21,341−26.9% | Reduced |
| Bamco Inc | 58,405 | $16.2M | 0.05% | −36,122−38.2% | Reduced |
| WCM Investment Management, LLC | 59,504 | $16.4M | 0.06% | −12,504−17.4% | Reduced |
| Royal Bank of Canada | 59,247 | $16.5M | 0.01% | −8,763−12.9% | Reduced |
| Ziegler Capital Management, LLC | 60,306 | $16.8M | 0.74% | −1,911−3.1% | Reduced |
| Amundi | 59,924 | $17.1M | 0.01% | −8,182−12.0% | Reduced |
| Prudential Financial Inc | 63,083 | $17.5M | 0.03% | +11,367+22.0% | Added |
| Fuller & Thaler Asset Management, Inc. | 67,858 | $18.9M | 0.14% | +240.0% | Added |
| TD Asset Management Inc | 69,127 | $19.1M | 0.02% | −12,067−14.9% | Reduced |
| Cubist Systematic Strategies, LLC | 71,325 | $19.8M | 0.15% | +44,642+167.3% | Added |
| American International Group, Inc. | 73,221 | $20.4M | 0.15% | −2,205−2.9% | Reduced |
| Wells Fargo & Company | 76,923 | $21.4M | 0.01% | −6,763−8.1% | Reduced |
| Federated Hermes, Inc. | 77,031 | $21.4M | 0.06% | +70,655+1,108.1% | Added |
| Quadrature Capital Ltd | 78,728 | $21.9M | 0.71% | +78,728 | New |
| California Public Employees Retirement System | 80,144 | $22.3M | 0.02% | +22,869+39.9% | Added |
| Alliancebernstein L.P. | 80,312 | $22.3M | 0.01% | −1,676−2.0% | Reduced |
| Jennison Associates LLC | 82,127 | $22.8M | 0.02% | −72,514−46.9% | Reduced |
| Swiss National Bank | 84,900 | $23.6M | 0.02% | +900+1.1% | Added |
| Manufacturers Life Insurance Company, The | 86,592 | $24.0M | 0.02% | −5,046−5.5% | Reduced |
| STRS Ohio | 87,500 | $24.3M | 0.12% | +18,300+26.4% | Added |
| Dimensional Fund Advisors LP | 87,780 | $24.4M | 0.01% | +11,181+14.6% | Added |
| D. E. Shaw & Co., Inc. | 88,405 | $24.6M | 0.04% | +88,405 | New |
| Nicholas Investment Partners, LP | 95,776 | $26.6M | 2.47% | −4,727−4.7% | Reduced |
| Citadel Advisors LLC | 103,232 | $28.7M | 0.04% | +103,232 | New |
| Fisher Asset Management, LLC | 109,830 | $30.5M | 0.02% | −9,370−7.9% | Reduced |
| Rhumbline Advisers | 110,187 | $30.6M | 0.05% | +4,361+4.1% | Added |
| TimesSquare Capital Management, LLC | 114,500 | $31.8M | 0.44% | −41,630−26.7% | Reduced |
| SEI Investments Co | 125,200 | $34.8M | 0.08% | −14,394−10.3% | Reduced |
| Ameriprise Financial Inc | 126,578 | $35.2M | 0.01% | −2,900−2.2% | Reduced |
| Atika Capital Management LLC | 132,775 | $36.9M | 4.18% | −142,225−51.7% | Reduced |
| First Trust Advisors LP | 134,275 | $37.3M | 0.05% | +20,024+17.5% | Added |
| Eagle Asset Management Inc | 140,722 | $39.1M | 0.26% | +42,700+43.6% | Added |
| Principal Financial Group Inc | 148,062 | $41.2M | 0.03% | −95,126−39.1% | Reduced |
| Viking Global Investors LPSuperinvestorViking Global Investors | 157,327 | $43.7M | 0.20% | −126,673−44.6% | Reduced |
| Rock Springs Capital Management LP | 180,100 | $50.1M | 1.29% | −60,400−25.1% | Reduced |
| Marshall Wace, LLP | 185,401 | $51.6M | 0.13% | +169,514+1,067.0% | Added |
| Voloridge Investment Management, LLC | 189,868 | $52.8M | 0.28% | +157,013+477.9% | Added |
| Driehaus Capital Management LLC | 194,528 | $54.1M | 0.82% | −37,463−16.1% | Reduced |
| Bank of America Corp | 198,761 | $55.3M | 0.01% | +22,767+12.9% | Added |
| Victory Capital Management Inc | 199,423 | $55.5M | 0.06% | −9,454−4.5% | Reduced |
| New York State Common Retirement Fund | 213,094 | $59.3M | 0.09% | −30,192−12.4% | Reduced |
| Nuveen Asset Management, LLC | 269,030 | $74.8M | 0.03% | +33,182+14.1% | Added |
| Credit Suisse AG | 269,477 | $74.9M | 0.08% | −226,203−45.6% | Reduced |
| Fiera Capital Corp | 302,074 | $76.3M | 0.27% | −4,683−1.5% | Reduced |
| Bellevue Group AG | 276,132 | $76.8M | 1.10% | −94,567−25.5% | Reduced |
| Charles Schwab Investment Management Inc | 292,852 | $81.4M | 0.03% | +6,858+2.4% | Added |
| Renaissance Technologies LLC | 322,700 | $89.7M | 0.13% | +279,500+647.0% | Added |
| Primecap Management Co | 326,620 | $90.8M | 0.09% | −4,540−1.4% | Reduced |
| Morgan Stanley | 359,076 | $99.8M | 0.01% | +103,019+40.2% | Added |
| Bank of New York Mellon Corp | 368,713 | $102.5M | 0.02% | +25,770+7.5% | Added |
| Baillie Gifford & Co | 394,444 | $109.7M | 0.11% | −168,394−29.9% | Reduced |
| Norges Bank | 435,774 | $121.2M | 0.03% | −129,699−22.9% | Reduced |
| Allspring Global Investments Holdings, LLC | 440,029 | $122.4M | 0.22% | −154,031−25.9% | Reduced |
| Goldman Sachs Group Inc | 445,672 | $123.9M | 0.04% | +187,923+72.9% | Added |
| Northern Trust Corp | 450,448 | $125.3M | 0.03% | −5,596−1.2% | Reduced |
| 1832 Asset Management L.P. | 525,500 | $146.1M | 0.31% | +116,700+28.5% | Added |
| Lord, Abbett & Co. LLC | 575,795 | $160.1M | 0.58% | +194,429+51.0% | Added |
| Fred Alger Management, LLC | 580,611 | $161.5M | 0.82% | +70,976+13.9% | Added |
| Capital World Investors | 585,000 | $162.7M | 0.04% | 00.0% | Unchanged |