Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 411
- +76 vs. Q2 2022
- Shares held
- 33.2M
- −1.44M (−4.2%) vs. Q2 2022
- Total value
- $9.23B
- +$2.60B (+39.3%) vs. Q2 2022
- New holders
- 103
- 130 more added
- Sold out
- 27
- 135 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Verity Asset Management, Inc. | 1,005 | $279.5K | 0.29% | +1,005 | New |
| Harbour Investments, Inc. | 1,465 | $280.0K | 0.02% | 00.0% | Unchanged |
| SkyOak Wealth, LLC | 1,016 | $283.0K | 0.10% | +1,016 | New |
| Koshinski Asset Management, Inc. | 1,040 | $289.0K | 0.03% | −325−23.8% | Reduced |
| HighTower Advisors, LLC | 1,046 | $294.0K | 0.00% | +1,046 | New |
| Park Avenue Securities LLC | 1,072 | $298.0K | 0.01% | −93−8.0% | Reduced |
| FinTrust Capital Advisors, LLC | 1,082 | $300.0K | 0.08% | +977+930.5% | Added |
| Pacer Advisors, Inc. | 1,080 | $300.0K | 0.00% | +1,080 | New |
| Alps Advisors Inc | 1,098 | $305.0K | 0.00% | +1,098 | New |
| Mayport, LLC | 1,125 | $313.0K | 0.25% | 00.0% | Unchanged |
| JGP Global Gestao de Recursos Ltda. | 1,131 | $314.0K | 0.27% | +75+7.1% | Added |
| Lincoln National Corp | 1,149 | $319.0K | 0.01% | +60+5.5% | Added |
| EFG Asset Management (Americas) Corp. | 1,153 | $321.0K | 0.08% | −103−8.2% | Reduced |
| First Foundation Advisors | 1,176 | $327.0K | 0.02% | +12+1.0% | Added |
| Tocqueville Asset Management L.P. | 1,200 | $334.0K | 0.01% | 00.0% | Unchanged |
| AlphaCrest Capital Management LLC | 1,253 | $348.0K | 0.02% | −213−14.5% | Reduced |
| Dynamic Technology Lab Private Ltd | 1,250 | $348.0K | 0.03% | +1,250 | New |
| Ci Investments Inc. | 1,292 | $359.0K | 0.00% | +1,241+2,433.3% | Added |
| Banque Cantonale Vaudoise | 1,315 | $366.0K | 0.02% | −1,156−46.8% | Reduced |
| CIBC Asset Management Inc | 1,327 | $369.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 1,363 | $379.0K | 0.04% | 00.0% | Unchanged |
| Hanseatic Management Services Inc | 1,378 | $383.0K | 1.04% | +1,378 | New |
| Benjamin F. Edwards & Company, Inc. | 1,383 | $385.0K | 0.02% | +200+16.9% | Added |
| Creative Planning | 1,386 | $385.0K | 0.00% | +1,386 | New |
| Silvant Capital Management LLC | 1,437 | $400.0K | 0.03% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 1,463 | $407.0K | 0.02% | −5,691−79.5% | Reduced |
| Assetmark, Inc | 1,499 | $417.0K | 0.00% | +557+59.1% | Added |
| Kovack Advisors, Inc. | 1,565 | $435.0K | 0.06% | −50−3.1% | Reduced |
| Bollard Group LLC | 1,600 | $445.0K | 0.02% | −250−13.5% | Reduced |
| LGT Fund Management Co Ltd. | 1,600 | $445.0K | 0.21% | 00.0% | Unchanged |
| Cypress Capital Management LLC | 1,612 | $448.0K | 0.08% | 00.0% | Unchanged |
| Edmonds Duncan Registered Investment Advisors, LLC | 1,615 | $449.0K | 0.16% | +1,615 | New |
| Raymond James Financial Services Advisors, Inc. | 1,650 | $459.0K | 0.00% | +469+39.7% | Added |
| Balasa Dinverno & Foltz LLC | 1,659 | $461.0K | 0.03% | +1,659 | New |
| Virtu Financial LLC | 1,657 | $461.0K | 0.04% | +1,657 | New |
| Cantor Fitzgerald, L. P. | 1,676 | $466.0K | 0.01% | −12−0.7% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 1,700 | $473.0K | 0.01% | +400+30.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,705 | $474.0K | 0.00% | +189+12.5% | Added |
| Nisa Investment Advisors, LLC | 1,683 | $483.0K | 0.00% | +893+113.0% | Added |
| HMS Capital Management, LLC | 1,816 | $505.0K | 0.31% | +141+8.4% | Added |
| Intrust Bank NA | 1,816 | $505.0K | 0.08% | +272+17.6% | Added |
| Probity Advisors, Inc. | 1,831 | $509.0K | 0.13% | −23−1.2% | Reduced |
| Range Financial Group LLC | 1,841 | $512.0K | 0.40% | +1,841 | New |
| Glenmede Trust Co NA | 1,872 | $519.0K | 0.00% | −3,366−64.3% | Reduced |
| Shelton Capital Management | 1,882 | $523.0K | 0.02% | +1,882 | New |
| PDT Partners, LLC | 1,900 | $528.0K | 0.08% | +1,900 | New |
| Simplify Asset Management Inc. | 1,907 | $530.0K | 0.07% | +600+45.9% | Added |
| The PNC Financial Services Group, Inc. | 1,903 | $530.0K | 0.00% | +743+64.1% | Added |
| Bayesian Capital Management, LP | 2,005 | $558.0K | 0.11% | +2,005 | New |
| Pitcairn Co | 2,024 | $563.0K | 0.06% | −217−9.7% | Reduced |
| D.A. Davidson & Co. | 2,024 | $563.0K | 0.01% | +649+47.2% | Added |
| Echo Street Capital Management LLC | 2,045 | $569.0K | 0.01% | +2,045 | New |
| Conway Capital Management, Inc. | 2,085 | $579.8K | 0.52% | +2,085 | New |
| Oppenheimer & Co Inc | 2,087 | $580.0K | 0.01% | +2,087 | New |
| Wealth Management Associates, Inc. | 2,115 | $588.1K | 0.41% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,121 | $590.0K | 0.00% | +37+1.8% | Added |
| Metropolitan Life Insurance Co | 2,137 | $594.2K | 0.03% | +20+0.9% | Added |
| Sittner & Nelson, LLC | 2,140 | $595.0K | 0.40% | 00.0% | Unchanged |
| Toroso Investments, LLC | 2,174 | $605.0K | 0.03% | +100+4.8% | Added |
| Dakota Wealth Management | 2,184 | $608.0K | 0.05% | +2,184 | New |
| Henshaw Capital LLC | 2,300 | $639.6K | 0.05% | 00.0% | Unchanged |
| Profund Advisors LLC | 2,386 | $663.0K | 0.05% | +45+1.9% | Added |
| Tudor Investment Corp Et Al | 2,406 | $669.0K | 0.02% | +2,406 | New |
| Pictet Asset Management SA | 2,421 | $673.0K | 0.00% | +189+8.5% | Added |
| Fermata Advisors, LLC | 2,600 | $723.0K | 0.24% | −400−13.3% | Reduced |
| Wealth Management Partners, LLC | 3,000 | $739.0K | 0.65% | +1,000+50.0% | Added |
| Virtus Investment Advisers, Inc. | 2,674 | $744.0K | 0.34% | +2,674 | New |
| Illinois Municipal Retirement Fund | 2,711 | $754.0K | 0.02% | +2,711 | New |
| Snowden Capital Advisors LLC | 2,749 | $764.0K | 0.03% | +920+50.3% | Added |
| Spire Wealth Management | 2,793 | $777.0K | 0.05% | −770−21.6% | Reduced |
| Oberweis Asset Management Inc | 2,800 | $779.0K | 0.18% | +1,650+143.5% | Added |
| Trexquant Investment LP | 2,937 | $817.0K | 0.03% | +2,937 | New |
| Hillsdale Investment Management Inc. | 3,200 | $890.0K | 0.08% | −1,500−31.9% | Reduced |
| Atria Wealth Solutions, Inc. | 3,250 | $903.7K | 0.02% | +3,250 | New |
| Bank Julius Baer & Co. Ltd, Zurich | 3,298 | $917.0K | 0.01% | −1,322−28.6% | Reduced |
| Securian Asset Management, Inc | 3,363 | $935.0K | 0.03% | +100+3.1% | Added |
| Van Eck Associates Corp | 3,365 | $936.0K | 0.00% | +3,365 | New |
| Tower Research Capital LLC (TRC) | 3,368 | $937.0K | 0.02% | −5,652−62.7% | Reduced |
| Lazard Asset Management LLC | 3,436 | $954.0K | 0.00% | +2,380+225.4% | Added |
| Eaton Vance Management | 3,467 | $964.0K | 0.00% | +3,467 | New |
| Prelude Capital Management, LLC | 3,520 | $979.0K | 0.05% | −1,619−31.5% | Reduced |
| Chartwell Investment Partners, LLC | 3,523 | $980.0K | 0.04% | +3,523 | New |
| Mariner, LLC | 3,567 | $992.0K | 0.00% | +3,567 | New |
| US Bancorp | 3,627 | $1.01M | 0.00% | −5,137−58.6% | Reduced |
| O'Shaughnessy Asset Management, LLC | 3,742 | $1.04M | 0.02% | +1,130+43.3% | Added |
| Independent Advisor Alliance | 3,748 | $1.04M | 0.06% | −513−12.0% | Reduced |
| Capital Impact Advisors, LLC | 4,342 | $1.08M | 1.07% | −307−6.6% | Reduced |
| Wolverine Trading, LLC | 3,946 | $1.09M | 0.04% | +3,946 | New |
| Williams Jones Wealth Management, LLC. | 4,130 | $1.15M | 0.02% | +30+0.7% | Added |
| JustInvest LLC | 4,133 | $1.15M | 0.05% | +181+4.6% | Added |
| Commerce Bank | 4,156 | $1.16M | 0.01% | +156+3.9% | Added |
| American Portfolios Advisors | 4,176 | $1.16M | 0.05% | +4,176 | New |
| Public Employees Retirement Association of Colorado | 4,184 | $1.16M | 0.01% | 00.0% | Unchanged |
| Brookfield Asset Management Inc. | 4,253 | $1.18M | 0.00% | −1,172−21.6% | Reduced |
| Oppenheimer Asset Management Inc. | 4,275 | $1.19M | 0.02% | −100−2.3% | Reduced |
| Brown Brothers Harriman & Co | 4,300 | $1.20M | 0.01% | −1,000−18.9% | Reduced |
| Summit Global Investments | 4,350 | $1.21M | 0.11% | −540−11.0% | Reduced |
| Prospera Financial Services Inc | 4,658 | $1.29M | 0.07% | −3,572−43.4% | Reduced |
| Verition Fund Management LLC | 4,664 | $1.30M | 0.02% | +1,031+28.4% | Added |
| Level Four Advisory Services, LLC | 4,672 | $1.30M | 0.13% | +606+14.9% | Added |