Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 267
- +30 vs. Q2 2021
- Shares held
- 32.3M
- +102.8K (+0.3%) vs. Q2 2021
- Total value
- $6.64B
- +$531.4M (+8.7%) vs. Q2 2021
- New holders
- 53
- 93 more added
- Sold out
- 23
- 83 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 39,338 | $8.10M | 0.02% | +11,983+43.8% | Added |
| Alliancebernstein L.P. | 43,107 | $8.88M | 0.00% | +1,518+3.7% | Added |
| California State Teachers Retirement System | 44,007 | $9.06M | 0.01% | −2,495−5.4% | Reduced |
| Penserra Capital Management LLC | 45,658 | $9.40M | 0.20% | +45,658 | New |
| Barclays PLC | 46,452 | $9.56M | 0.01% | −188,969−80.3% | Reduced |
| Russell Investments Group, Ltd. | 47,300 | $9.73M | 0.02% | +25,063+112.7% | Added |
| Jacobs Levy Equity Management, Inc | 47,857 | $9.85M | 0.07% | +24,186+102.2% | Added |
| Royal Bank of Canada | 47,988 | $9.88M | 0.00% | +6,368+15.3% | Added |
| Principal Financial Group Inc | 49,766 | $10.2M | 0.01% | +299+0.6% | Added |
| Stifel Financial Corp | 51,753 | $10.7M | 0.02% | +1,857+3.7% | Added |
| WCM Investment Management, LLC | 60,164 | $12.4M | 0.03% | +420+0.7% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 60,293 | $12.4M | 0.05% | −83,356−58.0% | Reduced |
| Castleark Management LLC | 62,309 | $12.8M | 0.49% | −23,230−27.2% | Reduced |
| CastleArk Alternatives, LLC | 62,309 | $12.8M | 0.49% | +62,309 | New |
| Lisanti Capital Growth, LLC | 62,735 | $12.9M | 1.90% | −11,670−15.7% | Reduced |
| Renaissance Technologies LLC | 63,200 | $13.0M | 0.02% | −38,500−37.9% | Reduced |
| Man Group plc | 64,964 | $13.4M | 0.05% | −4,579−6.6% | Reduced |
| First Trust Advisors LP | 66,803 | $13.8M | 0.01% | +338+0.5% | Added |
| Parametric Portfolio Associates LLC | 66,963 | $13.8M | 0.01% | +11,902+21.6% | Added |
| Balyasny Asset Management LLC | 69,253 | $14.3M | 0.07% | +47,369+216.5% | Added |
| Millennium Management LLC | 69,405 | $14.3M | 0.02% | +42,257+155.7% | Added |
| Swiss National Bank | 69,600 | $14.3M | 0.01% | +1,600+2.4% | Added |
| Norges Bank | 74,356 | $15.3M | 0.00% | −20,725−21.8% | Reduced |
| California Public Employees Retirement System | 76,470 | $15.7M | 0.01% | −520−0.7% | Reduced |
| Ziegler Capital Management, LLC | 83,092 | $17.1M | 0.62% | +49,570+147.9% | Added |
| Ameriprise Financial Inc | 85,466 | $17.6M | 0.01% | −3,419−3.8% | Reduced |
| TD Asset Management Inc | 86,202 | $17.7M | 0.02% | +955+1.1% | Added |
| Deutsche Bank AG | 91,520 | $18.8M | 0.01% | −7,380−7.5% | Reduced |
| Dimensional Fund Advisors LP | 99,993 | $20.6M | 0.01% | −5,638−5.3% | Reduced |
| Voloridge Investment Management, LLC | 110,958 | $22.8M | 0.15% | +36,766+49.6% | Added |
| Fisher Asset Management, LLC | 114,919 | $23.7M | 0.01% | +29,869+35.1% | Added |
| Atika Capital Management LLC | 122,300 | $25.2M | 1.79% | +800+0.7% | Added |
| TimesSquare Capital Management, LLC | 144,275 | $29.7M | 0.26% | −22,755−13.6% | Reduced |
| Bank of New York Mellon Corp | 148,182 | $30.5M | 0.01% | +10,721+7.8% | Added |
| D. E. Shaw & Co., Inc. | 154,091 | $31.7M | 0.04% | −50,498−24.7% | Reduced |
| Bamco Inc | 155,360 | $32.0M | 0.07% | +2,601+1.7% | Added |
| Nuveen Asset Management, LLC | 177,668 | $36.6M | 0.01% | −28,434−13.8% | Reduced |
| Driehaus Capital Management LLC | 178,242 | $36.7M | 0.44% | +80,925+83.2% | Added |
| Bank of America Corp | 191,082 | $39.3M | 0.00% | +10,640+5.9% | Added |
| Federated Hermes, Inc. | 207,544 | $42.7M | 0.08% | +13,434+6.9% | Added |
| Goldman Sachs Group Inc | 215,918 | $44.5M | 0.01% | +9,503+4.6% | Added |
| Rock Springs Capital Management LP | 220,000 | $45.3M | 0.95% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 251,112 | $51.7M | 0.06% | −11,417−4.3% | Reduced |
| Charles Schwab Investment Management Inc | 266,991 | $55.0M | 0.02% | +43,437+19.4% | Added |
| Jennison Associates LLC | 291,414 | $60.0M | 0.04% | +1,826+0.6% | Added |
| Fiera Capital Corp | 326,984 | $67.3M | 0.17% | −4,429−1.3% | Reduced |
| Northern Trust Corp | 343,794 | $70.8M | 0.01% | −4,396−1.3% | Reduced |
| Primecap Management Co | 356,370 | $73.4M | 0.05% | −530−0.1% | Reduced |
| Bellevue Group AG | 464,247 | $95.6M | 0.97% | −52,668−10.2% | Reduced |
| Morgan Stanley | 476,886 | $98.2M | 0.01% | +122,483+34.6% | Added |
| Macquarie Group Ltd | 495,870 | $102.1M | 0.09% | −130,152−20.8% | Reduced |
| Capital World Investors | 585,000 | $120.4M | 0.02% | 00.0% | Unchanged |
| Baillie Gifford & Co | 588,789 | $121.2M | 0.06% | +13,678+2.4% | Added |
| Lord, Abbett & Co. LLC | 594,181 | $122.3M | 0.29% | −317,294−34.8% | Reduced |
| Geode Capital Management, LLC | 598,982 | $123.3M | 0.02% | +26,566+4.6% | Added |
| Credit Suisse AG | 601,037 | $123.7M | 0.10% | −201,990−25.2% | Reduced |
| State Street Corp | 687,663 | $141.6M | 0.01% | +2,740+0.4% | Added |
| Artisan Partners Limited Partnership | 838,699 | $172.7M | 0.21% | −30,978−3.6% | Reduced |
| Fred Alger Management, LLC | 1,205,821 | $248.3M | 0.59% | +4,375+0.4% | Added |
| Wells Fargo & Company | 1,207,787 | $248.7M | 0.06% | +19,146+1.6% | Added |
| JPMorgan Chase & Co | 1,282,883 | $264.1M | 0.04% | −260,880−16.9% | Reduced |
| Invesco Ltd. | 1,310,949 | $269.9M | 0.07% | +704,446+116.1% | Added |
| Gilder Gagnon Howe & Co LLC | 1,467,219 | $302.1M | 1.57% | −33,834−2.3% | Reduced |
| BlackRock Inc. | 2,574,165 | $530.0M | 0.01% | +32,988+1.3% | Added |
| Vanguard Group Inc | 3,192,166 | $657.2M | 0.02% | +216,384+7.3% | Added |
| Price T Rowe Associates Inc | 3,219,974 | $662.9M | 0.06% | −76,720−2.3% | Reduced |
| FMR LLC | 3,844,608 | $791.5M | 0.06% | −12,394−0.3% | Reduced |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −22,457−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −21,133−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −17,945−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −15,709−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,454−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −8,805−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −7,156−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −4,915−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −3,959−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −3,853−100.0% | Sold out |
| Beacon Pointe Advisors, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Cape Cod Five Cents Savings Bank | 0 | $0 | 0.00% | −1,800−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −1,713−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −1,450−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −1,440−100.0% | Sold out |
| Great Lakes Advisors, LLC | 0 | $0 | 0.00% | −1,394−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −1,267−100.0% | Sold out |
| Brewin Dolphin Wealth Management Ltd | 0 | $0 | 0.00% | −745−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −134−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| Elmwood Wealth Management, Inc. | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |