Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Spectrum Pharmaceuticals Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SPPI is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 78
- +9 vs. Q1 2023
- Shares held
- 58.7M
- +14.2M (+31.8%) vs. Q1 2023
- Total value
- $56.5M
- +$23.0M (+68.9%) vs. Q1 2023
- New holders
- 20
- 13 more added
- Sold out
- 11
- 21 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 4 | $0 | 0.00% | −7,314−99.9% | Reduced |
| CWM, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 100 | $96 | 0.00% | +100 | New |
| BNP Paribas Arbitrage, SA | 184 | $177 | 0.00% | +157+581.5% | Added |
| Umb Bank N A | 200 | $192 | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 800 | $768 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,390 | $1.33K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,600 | $1.54K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,759 | $1.69K | 0.00% | +1,709+3,418.0% | Added |
| Steward Partners Investment Advisory, LLC | 2,250 | $2.16K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 2,500 | $2.40K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 3,600 | $3.46K | 0.00% | +3,600 | New |
| UBS Group AG | 3,725 | $3.58K | 0.00% | +322+9.5% | Added |
| JPMorgan Chase & Co | 3,924 | $3.77K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 5,148 | $5.00K | 0.00% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 10,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Northeast Financial Consultants Inc | 10,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Arista Wealth Management, LLC | 10,000 | $9.60K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 10,003 | $9.60K | 0.00% | +30.0% | Added |
| Simplex Trading, LLC | 12,547 | $12.0K | 0.00% | +12,547 | New |
| FMR LLC | 12,941 | $12.4K | 0.00% | +8,178+171.7% | Added |
| Parallel Advisors, LLC | 14,000 | $13.4K | 0.00% | 00.0% | Unchanged |
| CM Wealth Advisors LLC | 13,890 | $14.3K | 0.00% | +13,890 | New |
| Lido Advisors, LLC | 15,000 | $14.4K | 0.00% | +15,000 | New |
| Creative Planning | 16,432 | $15.8K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 19,106 | $18.3K | 0.00% | −320−1.6% | Reduced |
| Victory Capital Management Inc | 20,024 | $19.2K | 0.00% | −466−2.3% | Reduced |
| McDonald Partners LLC | 20,199 | $19.4K | 0.01% | −14,054−41.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 20,812 | $20.0K | 0.00% | +8,106+63.8% | Added |
| Engineers Gate Manager LP | 28,324 | $27.2K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 28,305 | $28.0K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 38,200 | $36.7K | 0.00% | −9,000−19.1% | Reduced |
| Arrowstreet Capital, Limited Partnership | 42,193 | $41.0K | 0.00% | +42,193 | New |
| Prudential Financial Inc | 45,200 | $43.4K | 0.00% | +45,200 | New |
| Prelude Capital Management, LLC | 46,889 | $45.0K | 0.00% | +46,889 | New |
| GTS Securities LLC | 51,109 | $49.1K | 0.00% | +51,109 | New |
| Qube Research & Technologies Ltd | 64,122 | $61.6K | 0.00% | +64,122 | New |
| Group One Trading, L.P. | 68,632 | $65.9K | 0.00% | −65,163−48.7% | Reduced |
| Charles Schwab Investment Management Inc | 82,687 | $79.4K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 83,012 | $79.7K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 88,504 | $85.0K | 0.00% | −75−0.1% | Reduced |
| Advisor Group Holdings, Inc. | 88,774 | $85.2K | 0.00% | −450−0.5% | Reduced |
| Bank of America Corp | 97,803 | $93.9K | 0.00% | −196,709−66.8% | Reduced |
| Leonteq Securities AG | 100,000 | $96.0K | 0.01% | 00.0% | Unchanged |
| Sonora Investment Management Group, LLC | 103,000 | $98.9K | 0.01% | −200−0.2% | Reduced |
| Tekla Capital Management LLC | 114,670 | $110.1K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 143,186 | $137.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 144,593 | $138.8K | 0.02% | +144,593 | New |
| Diametric Capital, LP | 146,061 | $140.2K | 0.06% | +146,061 | New |
| Virtu Financial LLC | 157,908 | $152.0K | 0.01% | +93,394+144.8% | Added |
| Jane Street Group, LLC | 191,359 | $183.7K | 0.00% | +148,431+345.8% | Added |
| Susquehanna International Group, LLP | 243,555 | $233.8K | 0.00% | −163,682−40.2% | Reduced |
| Northern Trust Corp | 311,003 | $298.6K | 0.00% | −42,901−12.1% | Reduced |
| Wells Fargo & Company | 365,931 | $351.3K | 0.00% | −4,734−1.3% | Reduced |
| Dimensional Fund Advisors LP | 371,752 | $356.8K | 0.00% | −400.0% | Reduced |
| Millennium Management LLC | 389,020 | $373.5K | 0.00% | −337,139−46.4% | Reduced |
| US Bancorp | 389,142 | $373.6K | 0.00% | 00.0% | Unchanged |
| PenderFund Capital Management Ltd. | 333,220 | $424.0K | 0.13% | +333,220 | New |
| Thompson Siegel & Walmsley LLC | 505,024 | $485.0K | 0.01% | +505,024 | New |
| Beryl Capital Management LLC | 508,304 | $488.0K | 0.15% | +508,304 | New |
| State Street Corp | 612,969 | $588.5K | 0.00% | −62,400−9.2% | Reduced |
| Alethea Capital Management, LLC | 750,465 | $720.4K | 0.77% | −37,508−4.8% | Reduced |
| CM Management, LLC | 800,000 | $768.0K | 0.75% | +125,000+18.5% | Added |
| Sargent Investment Group, LLC | 975,600 | $936.6K | 0.23% | −129,000−11.7% | Reduced |
| HGC Investment Management Inc. | 1,045,155 | $1.00M | 0.36% | +1,045,155 | New |
| Crystalline Management Inc. | 1,063,056 | $1.02M | 0.72% | +1,063,056 | New |
| Morgan Stanley | 1,107,825 | $1.06M | 0.00% | −38,294−3.3% | Reduced |
| New York Life Investment Management LLC | 1,378,422 | $1.32M | 0.01% | +1,378,422 | New |
| Renaissance Technologies LLC | 1,417,567 | $1.36M | 0.00% | +450,167+46.5% | Added |
| Geode Capital Management, LLC | 1,783,701 | $1.71M | 0.00% | +26,264+1.5% | Added |
| Ergoteles LLC | 2,329,817 | $2.24M | 0.11% | +2,329,817 | New |
| Acadian Asset Management LLC | 2,906,092 | $2.79M | 0.01% | −806,319−21.7% | Reduced |
| BlackRock Inc. | 3,482,697 | $3.34M | 0.00% | +34,219+1.0% | Added |
| Kennedy Capital Management, Inc. | 4,881,037 | $4.69M | 0.11% | +4,881,037 | New |
| Vanguard Group Inc | 8,580,357 | $8.24M | 0.00% | −197,313−2.2% | Reduced |
| Armistice Capital, LLC | 20,000,000 | $19.2M | 0.48% | +3,300,000+19.8% | Added |
| Ikarian Capital, LLC | 0 | $0 | 0.00% | −176,980−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −109,140−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −30,401−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −24,553−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −24,300−100.0% | Sold out |
| West Michigan Advisors, LLC | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −12,400−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| Kalos Management, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |