Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Spectrum Pharmaceuticals Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SPPI is no longer listed, and 13F filings after Q2 2023 list far fewer holders. See Q2 2023
- Institutional holders
- 0
- −77 vs. Q2 2023
- Shares held
- 0
- −58.6M (−100.0%) vs. Q2 2023
- Total value
- $0
- −$56.4M (−100.0%) vs. Q2 2023
- New holders
- 0
- 0 more added
- Sold out
- 77
- 0 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 0 | $0 | 0.00% | −20,000,000−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −8,580,357−100.0% | Sold out |
| Kennedy Capital Management, Inc. | 0 | $0 | 0.00% | −4,881,037−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −3,482,697−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −2,906,092−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −2,329,817−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −1,783,701−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −1,417,567−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −1,378,422−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −1,107,825−100.0% | Sold out |
| Crystalline Management Inc. | 0 | $0 | 0.00% | −1,063,056−100.0% | Sold out |
| HGC Investment Management Inc. | 0 | $0 | 0.00% | −1,045,155−100.0% | Sold out |
| Sargent Investment Group, LLC | 0 | $0 | 0.00% | −975,600−100.0% | Sold out |
| CM Management, LLC | 0 | $0 | 0.00% | −800,000−100.0% | Sold out |
| Alethea Capital Management, LLC | 0 | $0 | 0.00% | −750,465−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −612,969−100.0% | Sold out |
| Beryl Capital Management LLC | 0 | $0 | 0.00% | −508,304−100.0% | Sold out |
| Thompson Siegel & Walmsley LLC | 0 | $0 | 0.00% | −505,024−100.0% | Sold out |
| PenderFund Capital Management Ltd. | 0 | $0 | 0.00% | −333,220−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −389,142−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −389,020−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −371,752−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −365,931−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −311,003−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −243,555−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −191,359−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −157,908−100.0% | Sold out |
| Diametric Capital, LP | 0 | $0 | 0.00% | −146,061−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −144,593−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −143,186−100.0% | Sold out |
| Sonora Investment Management Group, LLC | 0 | $0 | 0.00% | −103,000−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −97,803−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −88,774−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −88,504−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −83,012−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −82,687−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −68,632−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −64,122−100.0% | Sold out |
| GTS Securities LLC | 0 | $0 | 0.00% | −51,109−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −46,889−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −45,200−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −42,193−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −38,200−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −28,305−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −28,324−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −20,812−100.0% | Sold out |
| McDonald Partners LLC | 0 | $0 | 0.00% | −20,199−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −20,024−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −19,106−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −16,432−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| CM Wealth Advisors LLC | 0 | $0 | 0.00% | −13,890−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −12,941−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −12,547−100.0% | Sold out |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −10,003−100.0% | Sold out |
| Northeast Financial Consultants Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Mission Wealth Management, LP | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Arista Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −5,148−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,924−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −3,725−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −3,600−100.0% | Sold out |
| Key Financial Inc | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −2,250−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,759−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −1,390−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −184−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Tekla Capital Management LLC | – | – | – | – | Not filed |